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Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 750 across all filing types
Latest filing 2020-01-20 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
2019年年度业绩预增公告
Regulatory Filings Classification · 95% confidence The document is a 2019 annual performance forecast announcement by Nanjing Securities. It provides estimated net profit figures for the year 2019 and compares them to the previous year, but explicitly states that the forecast has not been audited and that the final audited financial data will be disclosed in the formal 2019 annual report. The document is short (920 characters) and serves as a preliminary earnings forecast rather than a full financial report. It does not contain actual financial statements or detailed financial analysis, so it is not an Annual Report (10-K) or Interim Report (IR). It is also not an Earnings Release (ER) since it is a forecast, not an initial announcement of quarterly or periodical results. The document is best classified as a Regulatory Filing (RNS) because it is a regulatory announcement of performance forecast information that does not fit other specific categories.
2020-01-20 Chinese
独立董事关于第二届董事会第二十六次会议相关事项的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion from the independent directors of Nanjing Securities Co., Ltd. regarding matters discussed at the 26th meeting of the second board of directors. It includes opinions on the election of the chairman, appointment of the president, nomination of independent directors, and asset impairment provisions. The content focuses on board/management decisions and approvals rather than financial results or regulatory filings. The document is relatively short (1052 characters) and does not contain financial statements or detailed financial data. It is not an announcement of a report publication but a formal board-related opinion. Therefore, it fits best under Board/Management Information (MANG).
2020-01-20 Chinese
独立董事候选人声明
Board/Management Information Classification · 95% confidence The document is a declaration statement by an independent director candidate, Li Xindan, confirming qualifications, independence, and compliance with relevant laws and regulations for serving as an independent director at Nanjing Securities Co., Ltd. It includes detailed personal qualifications, legal references, and commitments but does not contain financial data, audit information, or report content. It is not a financial report, audit report, or regulatory filing per se, but rather a formal declaration related to board/management information, specifically about a board candidate's qualifications and independence. Therefore, the document fits best under Board/Management Information (MANG). The document length is short and focused on management nomination and qualifications, not a report or announcement of voting results or governance rules.
2020-01-20 Chinese
独立董事提名人声明
Board/Management Information Classification · 95% confidence The document is a formal statement nominating an independent director candidate for the board of a company, detailing qualifications, legal compliance, and independence criteria. It is a declaration related to board/management changes but does not announce an actual change or appointment. It is not a financial report, audit, or regulatory filing. The content fits best under Board/Management Information (MANG) as it concerns board nominations and related disclosures.
2020-01-20 Chinese
第二届董事会第二十六次会议决议公告
Board/Management Information Classification · 100% confidence The document is a formal announcement from the board of directors of Nanjing Securities Co., Ltd. It details resolutions passed at the 26th meeting of the second board, including election of a new chairman, appointment of a new president, nomination of an independent director candidate, approval of asset impairment provisions, and authorization to convene an extraordinary shareholders meeting. The content focuses on changes in board and senior management positions and related governance matters. There are no financial statements or earnings data, nor is this a report or presentation. The document is clearly an announcement of board/management changes and related decisions, fitting the category of Board/Management Information (MANG). The document length is short (1711 characters), but it contains substantive content about management changes, not just a notice or report publication announcement.
2020-01-20 Chinese
关于公司独立董事辞职的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the resignation of an independent director from the company's board. It discusses the impact on the board composition and compliance with regulatory requirements. There is no financial data, no report attached or referenced as being published, and no mention of earnings, audit, or other report types. This fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board of directors or senior management.
2020-01-20 Chinese

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