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Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 750 across all filing types
Latest filing 2020-04-01 Board/Management Inform…
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
2019年度独立董事述职报告
Board/Management Information Classification · 95% confidence The document is titled as an "Independent Directors' Annual Report" for the year 2019 by 南京证券股份有限公司 (Nanjing Securities Co., Ltd.). It references regulatory guidelines from the China Securities Regulatory Commission and Shanghai Stock Exchange, and details the independent directors' activities, attendance, opinions on governance, related party transactions, audit firm changes, and other governance matters for the year 2019. The content focuses on the independent directors' duties, their evaluation of company governance, and compliance with regulations, rather than presenting full financial statements or audit opinions alone. This type of document is a governance-related report specifically from the independent directors about their annual duties and observations, which fits best under the category of Board/Management Information (MANG). It is not an Annual Report (10-K), Audit Report (AR), or a general Regulatory Filing (RNS), as it is a detailed report on board-level governance and independent director activities. The document length (6942 characters) and detailed content support this classification with high confidence.
2020-04-01 Chinese
2019年度内部控制审计报告
Audit Report / Information Classification · 95% confidence The document is titled as an "Internal Control Audit Report" for the fiscal year ending December 31, 2019, issued by an accounting firm. It discusses the audit of the effectiveness of internal controls over financial reporting, referencing auditing standards and responsibilities. The content is focused on audit opinions regarding internal control effectiveness rather than full financial statements or annual performance. The document length is 955 characters, which is relatively short but contains substantive audit content, not merely an announcement or certification. Therefore, it fits the category of an Audit Report / Information (AR), which includes standalone audit reports and results of internal control audits, distinct from full Annual Reports or certifications. FY 2019
2020-04-01 Chinese
关于南京证券股份有限公司非公开发行股票申请文件反馈意见之回复
Capital/Financing Update Classification · 95% confidence The document is a detailed response to feedback from the China Securities Regulatory Commission regarding a non-public stock issuance application by Nanjing Securities Co., Ltd. It includes extensive disclosures about the sources of funds for specific investors, administrative penalties and rectifications, pending litigation, and corporate governance matters such as board term extensions. The content focuses on regulatory compliance, legal and financial due diligence, and detailed explanations related to a capital raising event (non-public stock issuance). There is no indication that this is a full annual or interim financial report, audit report, earnings release, or other types of filings. Instead, it is a regulatory submission responding to a regulatory authority's feedback on a capital issuance application. This fits best under the category of Capital/Financing Update (CAP), as it relates to updates and disclosures about a financing activity (non-public stock issuance) and compliance with regulatory requirements for such issuance.
2020-03-27 Chinese
关于《中国证监会行政许可项目审查一次反馈意见通知书》之反馈意见回复的公告
Regulatory Filings Classification · 95% confidence The document is a public announcement by Nanjing Securities regarding their response to feedback from the China Securities Regulatory Commission (CSRC) on their non-public issuance of A shares. It mentions the submission of reply materials to the CSRC and highlights the uncertainty of approval. The document is short (602 characters) and serves as a disclosure or regulatory update rather than a full report or financial statement. It does not contain financial data or detailed report content but is an official regulatory communication about the status of a capital raising approval process. Therefore, it fits best under Regulatory Filings (RNS) as a general regulatory announcement and compliance update.
2020-03-27 Chinese
关于非公开发行A股股票涉及关联交易的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding a non-public issuance of A shares involving related party transactions. It details the transaction overview, related parties, pricing principles, and approval procedures. It references approvals needed from regulatory bodies and shareholders but does not contain financial statements or detailed financial results. The document is a formal announcement of a capital raising event involving related parties, consistent with a Capital/Financing Update. It is not an annual or interim report, audit report, or earnings release. It is not a proxy statement or voting result announcement. Therefore, the most appropriate classification is Capital/Financing Update (CAP). The document length (5401 characters) supports it being a full announcement rather than a brief notice or report publication announcement.
2020-03-20 Chinese
关于签署附条件生效的股份认购协议之补充协议的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement by 南京证券股份有限公司 regarding the signing of a supplemental agreement to a conditional share subscription agreement. It discusses details about a non-public issuance of shares, pricing, subscription amounts, and regulatory approvals required, including the China Securities Regulatory Commission (中国证监会). The document is a formal announcement of a financing transaction (non-public share issuance) and its terms, rather than the full financing agreement or detailed financial statements. It is not a full annual or interim report, nor an earnings release or management discussion. The content fits best under Capital/Financing Update (CAP) as it provides updates on the company's fundraising activities and capital structure changes.
2020-03-20 Chinese

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