Skip to main content
Nanjing Securities Co.,Ltd. logo

Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 750 across all filing types
Latest filing 2020-04-28 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
截至2019年12月31日止的前次募集资金使用情况报告
Capital/Financing Update Classification · 95% confidence The document is titled as a report on the usage of previously raised funds (募集资金使用情况报告) for the period ending December 31, 2019. It references regulatory requirements from the China Securities Regulatory Commission and details the amount of funds raised, their management, usage, and balance. The content focuses on the use of capital raised from a prior fundraising event, including bank account details, investment projects, and compliance with regulatory rules. The document length is 3173 characters, which is relatively short but contains substantive financial and usage data about the fundraising proceeds. This matches the description of a Capital/Financing Update (CAP) as it provides updates on company fundraising and capital usage. It is not an announcement of a report publication, nor a full annual or interim report. Therefore, the appropriate classification is Capital/Financing Update (CAP).
2020-04-28 Chinese
2020年第一季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled '南京证券股份有限公司 2020 年第一季度报告' which translates to 'Nanjing Securities Co., Ltd. 2020 First Quarter Report'. It contains detailed financial data including balance sheets, profit and loss statements, cash flow statements, and notes on financial performance for the first quarter of 2020. The report is unaudited as stated in the text. The length of the document is about 15,000 characters, indicating it is a full report rather than a brief announcement. The content and structure clearly indicate it is a quarterly financial report covering a period shorter than a full fiscal year, with substantive financial data and analysis. Therefore, this document fits the definition of an Interim / Quarterly Report (IR). Q1 2020
2020-04-28 Chinese
关于变更会计政策的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from Nanjing Securities about a change in accounting policy, specifically the adoption of a new revenue recognition standard issued by the Ministry of Finance. It details the background, the board and supervisory committee approvals, and the expected impact on financial statements. The document is relatively short (1153 characters) and does not contain actual financial statements or detailed financial data. It is an announcement of a policy change rather than a full financial report or audit report. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory announcements that do not fit other specific categories.
2020-04-28 Chinese
第二届监事会第十八次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of Nanjing Securities regarding the approval of the company's 2020 first quarter report, anti-money laundering annual report, accounting policy changes, and previous fundraising usage report. It is a formal announcement of meeting decisions and approvals rather than the full financial report itself. The document length is short (970 characters) and it mainly records voting results and resolutions. Therefore, it is not the actual Interim/Quarterly Report (IR) but an announcement of meeting resolutions related to such reports. This fits best under Regulatory Filings (RNS) as it is a formal regulatory announcement of supervisory board decisions and approvals without detailed financial data or full report content.
2020-04-28 Chinese
前次募集资金使用情况鉴证报告
Audit Report / Information Classification · 95% confidence The document is titled as a "前次募集资金使用情况鉴证报告" which translates to "Verification Report on the Use of Previous Fundraising Proceeds." It is issued by an accounting firm (天衡会计师事务所) and addresses the shareholders of 南京证券股份有限公司. The report discusses the use and management of funds raised in a previous capital raising event, including detailed financial figures, compliance with regulatory requirements from the China Securities Regulatory Commission, and verification of fund usage. The document contains detailed financial data and an auditor's opinion on the use of the funds, which aligns with the definition of an Audit Report / Information (AR) as it is a standalone audit report on a specific financial matter (fundraising proceeds usage) rather than a full annual report or interim report. The document length (7801 characters) and content confirm it is a full report, not just an announcement or certification. Therefore, the appropriate classification is AR (Audit Report / Information). FY 2019
2020-04-28 Chinese
2020年第一季度报告正文
Interim / Quarterly Report Classification · 100% confidence The document is titled as the "2020年第一季度报告正文" which translates to "2020 First Quarter Report Main Text." It contains detailed financial data including balance sheet items, profit and loss statement items, cash flow statement items, and shareholder information for the first quarter of 2020. The document includes actual financial figures, comparisons with prior periods, and explanations for changes. It is explicitly stated as a quarterly report and is unaudited. The length is substantial (15,000 characters), indicating it is the full report rather than a brief announcement or certification. Therefore, this document fits the definition of an Interim / Quarterly Report (IR). Q1 2020
2020-04-28 Chinese

Browse filings by year

9 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.