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Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 750 across all filing types
Latest filing 2020-04-01 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
董事会审计委员会2019年度履职情况报告
Audit Report / Information Classification · 95% confidence The document is titled as a "2019年度履职情况报告" (2019 Annual Performance Report) of the Board Audit Committee of 南京证券股份有限公司. It details the composition, meetings, duties, and evaluations performed by the Audit Committee during 2019, including review of financial reports, audit plans, internal controls, and related party transactions. The document is a report on the committee's activities and oversight related to auditing and financial reporting, rather than the audit report itself or the full annual report. It is not a certification or a brief announcement but a detailed committee report. This fits the category of Audit Report / Information (AR), which includes standalone audit reports and related committee reports on audit activities, excluding full annual reports. The document length is 2698 characters, which is consistent with a detailed committee report rather than a short announcement or a full annual report. Therefore, the best classification is AR with high confidence. FY 2019
2020-04-01 Chinese
东北证券股份有限公司关于南京证券股份有限公司2019年度持续督导年度报告书
Audit Report / Information Classification · 95% confidence The document is titled as a "2019年度持续督导年度报告书" which translates to "2019 Annual Continuous Supervision Report" by the sponsor Northeast Securities Co., Ltd. for Nanjing Securities Co., Ltd. It details the continuous supervision work done by the sponsor during the year 2019, including compliance with regulatory requirements, information disclosure review, internal control, governance, and other supervisory activities. The document references regulatory bodies such as the China Securities Regulatory Commission (CSRC) and Shanghai Stock Exchange, and discusses ongoing monitoring and reporting obligations. It is not a full annual report (10-K), nor an earnings release or other financial statement. Instead, it is a specialized report on the sponsor's continuous supervision duties as required by securities regulations. This fits the category of an Audit Report / Information (AR) as it is a standalone report related to regulatory oversight and compliance monitoring, not a full annual report or other category. The document length and detail confirm it is the report itself, not just an announcement or certification.
2020-04-01 Chinese
2019年度利润分配方案公告
Notice of Dividend Amount Classification · 95% confidence The document is a formal announcement from Nanjing Securities regarding the 2019 annual profit distribution plan, including dividend per share, total dividend amount, and related board and supervisory approvals. It details the dividend payout proposal, the decision-making process, and risk considerations. The document is short (1294 characters) and focuses on dividend distribution, not the full annual report or financial statements. This fits the definition of a Notice of Dividend Amount (DIV), which announces dividend amounts, payment dates, and details for shareholders.
2020-04-01 Chinese
2019年度非经营性资金占用及其他关联方资金占用情况的专项说明
Audit Report / Information Classification · 95% confidence The document is titled as a "专项说明" (special explanation) regarding the 2019 non-operating funds occupation and other related party fund occupation of Nanjing Securities Co., Ltd. It references an audit report number and is issued by an accounting firm (天衡会计师事务所). The document includes a summary table of related party fund occupation and states it is prepared according to regulatory requirements from the China Securities Regulatory Commission and the State-owned Assets Supervision and Administration Commission. The document is a specialized audit-related report focusing on specific financial compliance and related party transactions, not a full annual report or interim report. It is not a general financial statement but a standalone audit-related explanation or special audit report. Therefore, it fits best under Audit Report / Information (AR). The document length is over 6000 characters and contains substantive content, so it is not a mere announcement or certification. Hence, the classification is AR with high confidence. FY 2019
2020-04-01 Chinese
2019年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled as an "Internal Control Evaluation Report" for the year 2019 by 南京证券股份有限公司 (Nanjing Securities Co., Ltd.). It discusses the company's internal control evaluation, including financial reporting controls, risk management, governance structure, and compliance with regulatory requirements. The content is detailed and comprehensive, covering internal control effectiveness, risk assessment, control activities, information and communication, and internal supervision. It is not a general annual report but a specialized report focused on internal control evaluation. This matches the description of an Audit Report / Information (AR), which includes standalone audit reports and internal control evaluations. The document length is substantial (15,000 characters), indicating it is the full report rather than a brief announcement. Therefore, the appropriate classification is AR with high confidence. FY 2019
2020-04-01 Chinese
2019年年度报告摘要
Annual Report Classification · 95% confidence The document is titled '2019 年年度报告摘要' which translates to '2019 Annual Report Summary' and contains detailed financial data, business descriptions, accounting policy changes, and performance analysis for the fiscal year 2019. It includes comprehensive financial metrics, segment performance, shareholder information, bond details, and management discussion and analysis. The length is substantial (over 14,000 characters), and the content is consistent with a full annual report rather than a brief announcement or summary notice. There is no indication that this is merely an announcement of a report or a certification document. Therefore, this document fits the definition of an Annual Report (10-K). FY 2019
2020-04-01 Chinese

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