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INDUSTRIAL SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601377 ISIN · CNE100000V95 LEI · 300300E1011435000093 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,651 across all filing types
Latest filing 2021-04-05 Board/Management Inform…
Country CN China
Listing Shanghai Stock Exchange 601377

About INDUSTRIAL SECURITIES CO.,LTD.

https://mobile.xyzq.cn/

Industrial Securities Co., Ltd. is a comprehensive financial services provider specializing in capital market activities. The firm offers integrated solutions including securities brokerage, investment banking, asset management, and proprietary trading. Its investment banking division provides underwriting and sponsorship services for equity and debt offerings, alongside strategic financial advisory for mergers and acquisitions. The company also manages diverse investment portfolios through its asset management arm and provides institutional services such as research, margin trading, and short selling. Serving a broad client base of individual and institutional investors, the firm focuses on delivering professional financial consulting and wealth management services. It maintains a robust infrastructure for trading and investment research to support market participation and capital allocation.

Recent filings

Filing Released Lang Actions
兴业证券第五届董事会第三十六次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 36th meeting of the 5th Board of Directors of 兴业证券股份有限公司 (Industrial Securities Co., Ltd.). It includes approval of the 2020 Annual Report, 2020 Annual Financial Statements, profit distribution plan, debt financing authorization, audit firm reappointment, and various other reports and plans. The document references multiple reports and announcements that are disclosed separately on the Shanghai Stock Exchange website, indicating this document itself is a meeting resolution announcement rather than the full reports. The document length is 4848 characters, which is relatively short for a full annual report but appropriate for a board meeting resolution announcement. The content focuses on board decisions and approvals, consistent with a Board/Management Information filing. Therefore, the document is best classified as Board/Management Information (MANG).
2021-04-05 Chinese
兴业证券董事会审计委员会2020年度工作报告
Audit Report / Information Classification · 95% confidence The document is titled as the "Board Audit Committee 2020 Annual Work Report" of 兴业证券股份有限公司 (Industrial Securities Co., Ltd.). It details the audit committee's activities during 2020, including meetings held, audit supervision, review of financial reports (2019 annual report, 2020 quarterly and half-year reports), internal audit work, and plans for 2021. The content focuses on audit committee oversight and audit-related work rather than presenting the full annual report or financial statements themselves. The document length is 3009 characters, which is relatively short and consistent with a committee work report rather than a full annual report or audit report. It is not a certification or a brief announcement but a detailed committee report on audit activities. This fits best with the category "Audit Report / Information (AR)", which includes standalone audit reports and related audit committee information, excluding full annual reports. Therefore, the document is classified as AR with high confidence. FY 2020
2021-04-05 Chinese
兴业证券2020年年度报告摘要
Annual Report Classification · 95% confidence The document is titled as the "2020 Annual Report Summary" of 兴业证券股份有限公司 (Industrial Securities Co., Ltd.). It contains detailed financial data for the year 2020, including total assets, revenue, net profit, quarterly financial data, shareholder information, bond information, credit ratings, and management discussion and analysis. The document references the full annual report and audit opinions, and includes comprehensive financial and operational information for the fiscal year 2020. The length of the document (9835 characters) and the depth of financial data indicate it is the actual annual report summary, not just an announcement or a certification. Therefore, this document fits the definition of an Annual Report (10-K). FY 2020
2021-04-05 Chinese
兴业证券2020年年度利润分配方案公告
Notice of Dividend Amount Classification · 95% confidence The document is an announcement regarding the 2020 annual profit distribution plan of 兴业证券股份有限公司 (Industrial Securities Co., Ltd.). It details the dividend per share, total cash dividend amount, and the approval process including board and supervisory opinions. The document does not contain full financial statements or comprehensive financial performance data but focuses on the dividend distribution plan and related corporate governance steps. The document length is short (1674 characters) and it is clearly an announcement of a dividend distribution plan rather than a full annual report or interim report. Therefore, it fits best under the category of Notice of Dividend Amount (DIV).
2021-04-05 Chinese
兴业证券未来三年（2021-2023年）股东回报规划
Notice of Dividend Amount Classification · 90% confidence The document is a detailed plan outlining the company's shareholder return policy for the years 2021-2023. It discusses principles, conditions, and mechanisms for profit distribution, including cash dividends and stock dividends. It references relevant laws, regulations, and the company's articles of association. The document is not a financial report, earnings release, or regulatory filing but rather a formal policy statement regarding dividends and shareholder returns. This fits best under the category of Notice of Dividend Amount (DIV), as it outlines dividend policy and shareholder return planning rather than announcing specific dividend payments or financial results.
2021-04-05 Chinese
兴业证券2020年度内部控制审计报告
Audit Report / Information Classification · 95% confidence The document is titled '内部控制审计报告' which translates to 'Internal Control Audit Report'. It is issued by KPMG Huazhen LLP, a recognized accounting firm, and dated April 1, 2021, for the fiscal period ending December 31, 2020. The content discusses the audit of the effectiveness of internal controls over financial reporting, referencing relevant Chinese auditing standards and responsibilities of the company and auditors. The document contains an audit opinion on internal control effectiveness rather than a full annual report or financial statements. It is a standalone audit report focused on internal control, not a full Annual Report (10-K) or Interim Report (IR). The document length is 1579 characters, which is short but contains substantive audit opinion content, not just an announcement. Therefore, the best classification is Audit Report / Information (AR).
2021-04-05 Chinese

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