Skip to main content
Hongta Securities Co.,Ltd. logo

Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 815 across all filing types
Latest filing 2023-03-30 AGM Information
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
红塔证券股份有限公司2022年度股东大会会议文件
AGM Information Classification · 100% confidence The document is titled as the 2022 Annual General Meeting (AGM) materials for Hongta Securities Co., Ltd. It contains detailed agenda items for the shareholders' meeting, including the review of the 2022 annual board report, supervisory board report, financial statements, profit distribution plan, and other governance and operational reports. The content includes meeting procedures, voting instructions, and detailed reports from the board and supervisory committee. The document is comprehensive and clearly intended as the official meeting materials for the AGM, not just an announcement or summary. Therefore, it fits the category of AGM Information (AGM-R).
2023-03-30 Chinese
东吴证券股份有限公司关于红塔证券股份有限公司2022年度持续督导年度报告书
Regulatory Filings Classification · 95% confidence The document is titled as a "2022年度持续督导报告书" which translates to "2022 Annual Continuous Supervision Report" issued by a sponsoring institution (东吴证券股份有限公司) for a listed company (红塔证券股份有限公司). The content describes ongoing supervision activities, compliance with regulatory requirements, review of information disclosure, and internal controls during the year 2022. It references regulatory rules and continuous supervision obligations under Chinese securities regulations. The document is a detailed report on the continuous supervision work performed by the sponsor on the listed company, which is a regulatory requirement in the Chinese market for sponsors of listed companies. This type of document is not an annual report (10-K), audit report, or earnings release, but a specific regulatory continuous supervision report. Given the nature and content, it fits best under the category of Regulatory Filings (RNS) as it is a regulatory compliance report that does not fit other specific categories like Annual Report or Audit Report. The document length is under 5,000 characters, but it contains substantive content rather than just an announcement or certification, so it is not a Report Publication Announcement or Certification. Therefore, the best classification is Regulatory Filings (RNS).
2023-03-30 Chinese
红塔证券股份有限公司2023年度日常关联交易预计公告
Regulatory Filings Classification · 95% confidence The document is titled as a 2023年度日常关联交易预计公告, which translates to "2023 Annual Expected Related Party Transactions Announcement." It discusses the expected related party transactions for the year 2023, including details on the approval process by the board and audit committee, and the need for shareholder meeting approval. It also provides detailed tables of related party transactions executed in 2022 and expected for 2023. The document is an announcement regarding expected related party transactions and their governance, not a full financial report or audit report. It is not a full annual report, interim report, or earnings release. It is also not a regulatory certification or officer attestation. The document is a formal announcement about expected related party transactions requiring shareholder approval, which fits best under Regulatory Filings (RNS) as it is a regulatory disclosure announcement that does not fit other specific categories like capital updates or management changes.
2023-03-30 Chinese
红塔证券股份有限公司2022年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled as an "Internal Control Evaluation Report" for the year ended December 31, 2022, issued by Hongta Securities Co., Ltd. It contains detailed evaluation of the company's internal control effectiveness, including financial and non-financial internal control defects, their definitions, standards, and rectification status. It also references an internal control audit report issued by an accounting firm. The document is comprehensive and contains substantive content related to internal control evaluation rather than just an announcement or certification. This type of report is typically classified as an Audit Report / Information (AR) because it focuses on internal control evaluation and audit results, which is distinct from a full Annual Report (10-K) or Interim Report (IR). The length (5752 characters) and detailed content confirm it is the report itself, not just an announcement. Therefore, the appropriate classification is AR with high confidence. FY 2022
2023-03-30 Chinese
红塔证券股份有限公司关于计提及冲回资产减值准备的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from Hongta Securities regarding the provision and reversal of asset impairment allowances as of December 31, 2022. It details the amounts of impairment provisions and their impact on the company's financial results for the year 2022. The document includes opinions from the board of directors, independent directors, and the supervisory board confirming compliance with accounting standards and company policies. The document is relatively short (1848 characters) and focuses on a specific accounting adjustment rather than presenting a full financial report. It does not contain comprehensive financial statements or detailed financial analysis typical of an Annual Report (10-K) or Interim Report (IR). Instead, it is a regulatory announcement about a significant accounting provision affecting the financial results. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory announcements that do not fit other specific categories.
2023-03-30 Chinese
红塔证券股份有限公司2022年度审计报告
Regulatory Filings
2023-03-30 Chinese

Browse filings by year

8 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.