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Hongta Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601236 ISIN · CNE100003PY7 LEI · 300300E1004853000006 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 815 across all filing types
Latest filing 2023-04-20 Declaration of Voting R…
Country CN China
Listing Shanghai Stock Exchange 601236

About Hongta Securities Co.,Ltd.

https://www.hongtastock.com/

Hongta Securities Co., Ltd. provides a broad spectrum of financial services, focusing on securities brokerage, investment banking, and asset management. The firm facilitates capital market transactions through underwriting and sponsorship of equity and debt instruments, alongside providing strategic financial advisory for corporate restructurings and acquisitions. Its service portfolio includes proprietary trading, margin trading, and short selling, catering to both retail and institutional investors. Additionally, the company offers specialized investment consulting and wealth management solutions. By integrating professional research with execution capabilities, the firm supports client objectives in investment and financing. The operational structure is designed to manage diverse financial products while maintaining a focus on risk management and regulatory compliance within the capital markets.

Recent filings

Filing Released Lang Actions
北京德恒（昆明）律师事务所关于红塔证券股份有限公司2022年度股东大会的法律意见
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a legal opinion from a law firm regarding the 2022 Annual General Meeting (AGM) of Hongta Securities Co., Ltd. It details the legality and procedural correctness of the AGM, including the convening, attendance, and voting results. The document does not contain financial statements or detailed financial data but focuses on the legal aspects of the AGM. It is not a full Annual Report or financial report but a legal opinion related to the AGM. Therefore, it fits best under the category of Declaration of Voting Results & Voting Rights Announcements (DVA), as it relates to the official validation and results of shareholder voting at the AGM.
2023-04-20 Chinese
红塔证券股份有限公司关于公司监事任职的公告
Board/Management Information Classification · 95% confidence The document is an announcement regarding the appointment of a company supervisor (监事) at Hongta Securities Co., Ltd. It details the appointment date, legal compliance, and reporting to regulatory authorities. There is no financial data, no report attached or referenced as being published, and no mention of financial results or management discussion. This fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board or senior management positions.
2023-04-20 Chinese
红塔证券股份有限公司2022年度股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is titled as a "2022 Annual General Meeting Resolution Announcement" for Hongta Securities Co., Ltd. It details the date, location, attendance, and voting results of various proposals discussed and approved at the 2022 Annual General Meeting (AGM). The content includes voting percentages, names of proposals, and legal witness statements confirming the validity of the meeting and its resolutions. There is no detailed financial data or full report content, but rather the official announcement of the AGM resolutions and voting outcomes. This matches the definition of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is substantial and contains detailed voting results, not just a brief notice or a link to a report, so it is not a Report Publication Announcement (RPA). Therefore, the correct classification is DVA with high confidence.
2023-04-20 Chinese
红塔证券股份有限公司股东集中竞价减持股份计划公告
Major Shareholding Notification Classification · 95% confidence The document is an announcement regarding a shareholder's plan to reduce their holdings through centralized bidding. It details the shareholder's current holdings, the planned reduction amount, the timeframe, and compliance with regulatory commitments. There are no financial statements or detailed financial performance data. The document is focused on a shareholding change by a major shareholder, specifically a planned reduction in shares held. This fits the definition of a Major Shareholding Notification (MRQ), which covers notifications of changes in significant share ownership levels. The document length is 2747 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, the appropriate classification is MRQ with high confidence.
2023-04-16 Chinese
红塔证券股份有限公司股份解除质押公告
Regulatory Filings Classification · 95% confidence The document is a short announcement regarding the release of pledged shares by a major shareholder of the company. It contains specific details about the number of shares released from pledge, the shareholder involved, and the dates of the release. There are no financial statements, no detailed financial performance data, no management discussion, or other report content. The document is an official disclosure about a change in share pledge status, which relates to capital structure but is not a financing update per se. It is not a full report but a regulatory announcement about share pledge status. This fits best under the category of Regulatory Filings (RNS), which is the fallback for miscellaneous regulatory announcements that do not fit other categories.
2023-04-10 Chinese
红塔证券股份有限公司关于股东所持部分股份被司法标记及轮候冻结的公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the judicial marking and freezing of shares held by a major shareholder of the company. It details the number of shares affected, the reasons for the judicial marks and freezes, and the impact on the company's governance and operations. There is no financial data, no report attached or referenced as being published, and no mention of financial results or management changes. The document is a regulatory announcement about shareholding restrictions and legal status of shares, which fits best under Regulatory Filings (RNS) as it does not fit other more specific categories like Major Shareholding Notification (MRQ) because it focuses on judicial marks and freezes rather than changes in ownership thresholds.
2023-04-07 Chinese

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