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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,207 across all filing types
Latest filing 2019-06-12 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
部分首次公开发行A股股票限售股上市流通公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the listing and circulation of restricted shares following the company's initial public offering (IPO) of A shares. It details the number of shares becoming tradable, the shareholders involved, their commitments, and the regulatory approvals. The document includes specific dates (e.g., June 20, 2019) and references to regulatory approvals by the China Securities Regulatory Commission. It is not a full financial report, earnings release, or management discussion, but rather a formal announcement about share circulation and shareholder commitments related to the IPO. This fits the category of a Regulatory Filing (RNS) as it is a regulatory announcement about share circulation and compliance, not a financial report or voting result. The document length (7192 characters) and content confirm it is a detailed regulatory announcement rather than a brief report publication notice or a financial report.
2019-06-12 Chinese
2019年5月份财务数据简报
Fund Information / Factsheet Classification · 95% confidence The document is a brief financial data summary for May 2019 from 中信建投证券股份有限公司 (CITIC Securities). It explicitly states that the data is unaudited, non-consolidated, and that final data will be in the company's periodic report. The document length is short (675 characters), and it is a monthly financial data brief, not a full interim or annual report. It does not contain comprehensive financial statements or detailed analysis, only key financial figures for a single month. Therefore, it fits best as a Fund Information / Factsheet (FS) type, which is a brief summary of key financials and company facts. Confidence is high due to clear labeling and content type.
2019-06-06 Chinese
当年累计新增借款超过上年末净资产百分之二十的公告
Capital/Financing Update Classification · 95% confidence The document is a public announcement by 中信建投证券股份有限公司 regarding the cumulative new borrowings in the current year exceeding 20% of the previous year's net assets. It provides detailed financial data about borrowings, including bank loans, bonds, and other borrowings, as well as an analysis of the impact on debt repayment ability. The document references regulatory provisions related to bond issuance and daily supervision. The length is short (1167 characters), and the content is a specific update on financing activities rather than a full financial report. It is not an annual or interim report, nor a certification or voting result. The focus on borrowing and capital structure changes aligns with the Capital/Financing Update category (CAP).
2019-06-06 Chinese
关于获准发行永续次级债券的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement (520 characters) regarding the approval from the China Securities Regulatory Commission for the issuance of perpetual subordinated bonds by the company. It references prior shareholder meeting approvals and regulatory correspondence but does not contain financial statements or detailed financial data. The content focuses on a capital raising activity (bond issuance) and regulatory approval. Given the short length and nature of the announcement, it fits best under Capital/Financing Update (CAP).
2019-06-05 Chinese
H股公告
Share Issue/Capital Change Classification · 95% confidence The document is a monthly report detailing changes in the issued share capital of a company, including ordinary shares, preferred shares, and other classes of shares, as well as share options, warrants, convertible securities, and other agreements related to shares. It includes confirmations regarding the issuance of securities and compliance with listing rules. The document is addressed to the Hong Kong Stock Exchange and is dated for the month ending 31 May 2019. The content focuses on share capital changes and related confirmations, which aligns with announcements regarding share issues or capital changes rather than a full financial report or other types of filings. The document length is 7,726 characters, which is substantive and contains detailed data, not just an announcement of a report. Therefore, the most appropriate classification is "Share Issue/Capital Change (SHA)".
2019-06-05 Chinese
第二届董事会第十三次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at a board meeting of 中信建投证券股份有限公司 (CITIC Securities Company Limited). It details the attendance, voting results, and decisions made regarding changes in the executive committee membership and an investment increase. There is no indication of it being a full annual or interim report, audit report, or earnings release. The content focuses on board decisions and management changes, specifically mentioning appointments and removals of executive committee members and capital increase approval. This fits the category of Board/Management Information (MANG). The document length is short and it is not a report publication announcement or certification. Therefore, the classification is MANG with high confidence.
2019-05-28 Chinese

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