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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,207 across all filing types
Latest filing 2019-06-28 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
北京国有资本经营管理中心、中央汇金投资有限责任公司关于《中信建投证券股份有限公司股票交易异常波动的问询函》的复函
Regulatory Filings Classification · 95% confidence The document consists of formal reply letters from major shareholders responding to inquiries about abnormal stock trading fluctuations. The content focuses on confirming the absence of undisclosed material information such as mergers, restructuring, or capital changes. There are no financial statements, management discussions, or report publications. The document is a regulatory response to a stock trading inquiry, fitting best under general regulatory announcements rather than a specific financial report or announcement type.
2019-06-28 Chinese
2017年公开发行公司债券（第一期、第二期）受托管理事务报告（2018年度）
Audit Report / Information Classification · 95% confidence The document is titled as a "受托管理事务报告(2018 年度)" which translates to "Trustee Management Affairs Report (2018 Annual)" related to company bonds issued by 中信建投证券股份有限公司 (China Securities Co., Ltd.). It is prepared by the bond trustee 兴业证券股份有限公司 (Industrial Securities Co., Ltd.). The content includes detailed information about the bond issuance, trustee duties, monitoring of funds, issuer's financial and operational status, bond repayment, and other related matters. The document is comprehensive and contains substantive financial data and analysis for the 2018 fiscal year. It is not a full annual report of the company but a standalone report focused on the audit and management of the bond issuance and trustee responsibilities. This fits the definition of an Audit Report / Information (AR) as it is a standalone audit/management report related to bond issuance and trustee duties, not the full annual report (10-K) or other categories. The document length (15,000 characters) and detailed financial and operational data support this classification with high confidence.
2019-06-28 Chinese
2016年公司债券（第二期）受托管理事务报告（2018年度）
Audit Report / Information Classification · 95% confidence The document is a detailed report titled "2016年公司债券(第二期)受托管理事务报告 (2018年度)" from China Securities Co., Ltd. It includes comprehensive information about the bond issuance, issuer's business and financial performance for the year 2018, bond fund usage, debt repayment ability, and bond management activities. The report is prepared by the trustee (受托管理人) and includes audited financial data, operational details, and compliance with bond covenants. It is not a general annual report of the company but a specific trustee management report related to a bond issuance. This type of document fits the category of Audit Report / Information (AR), as it is a standalone report focusing on bond trustee management, financial data, and compliance, rather than a full annual report or other categories like earnings release or regulatory filing. The document length (15,000 characters) and detailed content confirm it is the report itself, not just an announcement or certification. FY 2018
2019-06-28 Chinese
股票交易异常波动公告
Regulatory Filings Classification · 95% confidence The document is a stock trading abnormal fluctuation announcement by 中信建投证券股份有限公司. It details the stock price drop over three consecutive trading days, the company's investigation into the cause, and confirms no undisclosed material information exists. It references a previous shareholder reduction plan announcement but does not contain financial statements or detailed financial data. The document is short (1102 characters) and serves as a regulatory disclosure about stock price movement and company confirmation rather than a financial report or earnings release. Therefore, it fits best under Regulatory Filings (RNS), which covers general regulatory announcements and compliance disclosures that do not fit other categories.
2019-06-28 Chinese
2015年公司债券受托管理事务报告（2018年度）
Audit Report / Information Classification · 95% confidence The document is a detailed report titled "2015年公司债券受托管理事务报告 (2018年度)" from 中信建投证券股份有限公司. It covers comprehensive information about the company's bond issuance, management, financial performance for the year 2018, bond repayment ability, and other related matters. It includes audited financial data, operational details, bond terms, and management responsibilities. The document is lengthy (15,000 characters) and contains substantive financial data and analysis for a specific fiscal year (2018). It is not merely an announcement or a certification but a full report on the bond management and issuer's financial status. This fits the definition of an Audit Report / Information (AR) as it is a standalone report related to bond issuance, management, and audited financial results, distinct from a full Annual Report (10-K) which would cover broader company activities. Therefore, the best classification is AR with high confidence.
2019-06-28 Chinese
关于行使“16信投G2”公司债券发行人赎回选择权的公告
Capital/Financing Update Classification · 95% confidence The document is a public announcement by 中信建投证券股份有限公司 regarding the exercise of the issuer's redemption option for a specific corporate bond (16 信投 G2). It details the terms of the bond redemption, the decision to redeem, and the subsequent steps for payment and disclosure. The document is short (840 characters) and serves as an official notice about a capital structure event (bond redemption). It does not contain financial statements or detailed financial analysis, nor is it a report or presentation. Therefore, it fits best under the category of Capital/Financing Update (CAP), which covers updates on company fundraising, financing activities, or capital structure changes such as bond redemptions.
2019-06-27 Chinese

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