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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,207 across all filing types
Latest filing 2019-08-23 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
第二届监事会第六次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of CITIC Securities Co., Ltd. regarding the approval of several reports including the 2019 half-year report (A shares), the 2019 interim performance announcement and report (H shares), a special report on the use of raised funds for the first half of 2019, and a risk report for the first half of 2019. The document contains voting results and confirms compliance with relevant laws and regulations. It is not the reports themselves but a formal announcement of the Supervisory Board's approval of these reports. The document length is short (1398 characters) and it does not contain the actual financial data or detailed report content, only resolutions and approvals. Therefore, it fits best into the category of Regulatory Filings (RNS) as a formal announcement of supervisory board resolutions related to various reports, rather than the reports themselves or a report publication announcement.
2019-08-23 Chinese
关于2019年上半年募集资金存放与实际使用情况的专项报告
Capital/Financing Update Classification · 95% confidence The document is a detailed report on the use and management of funds raised by the company during the first half of 2019. It includes specific data on the amounts raised, the usage of funds, balances in special accounts, and compliance with regulatory requirements. The document references regulatory approvals, fund raising dates, and detailed financial figures related to the use of proceeds from share issuances. It is titled as a "专项报告" (special report) on the storage and actual use of raised funds for the first half of 2019. This type of document is typically classified as a Capital/Financing Update (CAP) because it provides updates on the company's fundraising activities and the use of those funds, rather than being a full annual or interim financial report or an announcement of a report publication. The length and detail confirm it is a substantive report, not just an announcement or certification.
2019-08-23 Chinese
独立董事关于第二届董事会第十四次会议相关事项的独立意见
Regulatory Filings Classification · 95% confidence The document is an independent opinion from the independent directors regarding a special report on the storage and actual use of raised funds for the first half of 2019. It references compliance with regulatory requirements and internal governance but does not contain financial statements or detailed financial data itself. The document is short (1248 characters) and appears to be a formal opinion or certification related to a specific report rather than the report itself. This fits the profile of a Regulatory Filing (RNS) as it is a compliance-related statement and not a full financial report or announcement of voting results, management changes, or other categories.
2019-08-23 Chinese
2019年度第二期短期融资券兑付完成的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the completion of payment (redemption) of a short-term financing bond issued by the company. It includes details such as issuance date, amount, interest rate, maturity, and payment completion date. The document is brief (575 characters) and focuses on financing activity, specifically the redemption of a bond. This fits the definition of a Capital/Financing Update (CAP) as it relates to company fundraising and capital structure changes. It is not a full financial report or earnings release, nor is it a regulatory filing or announcement of a report publication. Therefore, the appropriate classification is CAP.
2019-08-22 Chinese
关于非公开发行A股股票申请获得中国证监会受理的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the acceptance of an application for a non-public issuance of A shares by the China Securities Regulatory Commission (CSRC). It mentions the receipt of an administrative license application acceptance form and states that the application materials are complete and formally accepted. There is no detailed financial data, report, or analysis included. The document is an update on a capital raising process and regulatory approval status, which fits the category of Capital/Financing Update (CAP). The document length is short and it is not a report publication announcement or certification. Therefore, the classification is Capital/Financing Update (CAP) with high confidence.
2019-08-12 Chinese
H股公告
Regulatory Filings Classification · 95% confidence The document is a short announcement from the board of directors of a company registered in China, stating that a board meeting will be held on August 23, 2019, to review and approve the company's interim results for the six months ended June 30, 2019. The document does not contain the actual interim financial report or detailed financial data, but rather announces the upcoming board meeting and the approval of the interim results. The length is only 547 characters, which is very short and consistent with an announcement rather than a full report. According to the rules, such a document is best classified as a Regulatory Filing (RNS) because it is a general regulatory announcement about a board meeting and upcoming interim results, without substantive financial data or the report itself.
2019-08-09 Chinese

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