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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,207 across all filing types
Latest filing 2019-12-05 Financial Supplement Da…
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
2019年11月份财务数据简报
Financial Supplement Data Classification · 90% confidence The document is a financial data brief for November 2019 from 中信建投证券股份有限公司 (CITIC Securities). It contains unaudited, non-consolidated financial data for a single month, including revenue, net profit, and net assets. The document is short (524 characters) and presents monthly financial data, which is typical of a financial supplement or a brief financial update rather than a full interim or annual report. It is not a full quarterly or half-year report with comprehensive financial statements and analysis, so it does not qualify as an Interim/Quarterly Report (IR). It is also not an announcement of a report publication but the data itself. Therefore, the best fit is Financial Supplement Data (XLSX), which covers supplementary financial data, even though the format is not Excel here, the category includes brief financial data disclosures. Confidence is high given the clear financial data for a specific month and the nature of the document.
2019-12-05 Chinese
H股公告
Share Issue/Capital Change Classification · 95% confidence The document is a monthly report on changes in the securities issued by the company, detailing statutory capital changes, issued share capital changes, and share options. It is addressed to the Hong Kong Stock Exchange and Settlement Limited, indicating it is a regulatory filing related to share capital changes. The content is structured as a monthly securities movement report, which aligns with announcements of share capital changes rather than a full financial report or other types of filings. The document is not a full annual or interim report, nor is it a simple announcement of a report publication. It contains detailed data on share capital but does not include financial statements or management discussion. Therefore, the most appropriate classification is Share Issue/Capital Change (SHA).
2019-12-04 Chinese
关于非执行董事辞任的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the resignation of a non-executive director from the company's board. It includes details about the director's resignation, effective date, and confirmation that the resignation does not affect the board's functioning. There is no financial data, report, or presentation content. This fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board of directors or senior management.
2019-11-27 Chinese
2019年10月份财务数据简报
Regulatory Filings Classification · 90% confidence The document is a brief financial data summary for October 2019 from CITIC Securities Co., Ltd. It explicitly states that the data is unaudited, non-consolidated, and preliminary, with final data to be confirmed in the company's periodic report. The document is short (528 characters) and serves as a financial data update rather than a full financial report. It does not contain comprehensive financial statements or detailed analysis typical of an Interim/Quarterly Report (IR). Instead, it is a concise financial data announcement. Therefore, the most appropriate classification is Financial Supplement Data (XLSX) or possibly Regulatory Filings (RNS). However, since it is a brief financial data summary and not an Excel spreadsheet, and given the short length and nature, it fits best under Regulatory Filings (RNS) as a general financial data disclosure that does not meet the threshold for a full interim report or annual report.
2019-11-06 Chinese
H股公告
Share Issue/Capital Change Classification · 100% confidence The document is a monthly report detailing changes in the issued share capital and securities of the company 中信建投証券股份有限公司 for the month ending October 2019. It includes detailed tables on share capital, issued shares, share options, warrants, convertible bonds, and other share issuance or repurchase activities. The document is addressed to the Hong Kong Stock Exchange and is titled as a "Securities Movement Monthly Report" (股份發行人的證券變動月報表). It does not contain financial statements or management discussion but focuses on share capital changes and securities issuance details. This matches the definition of a Share Issue/Capital Change announcement, which covers new share issues, stock splits, or other capital changes. The document length is over 8,000 characters, indicating it is the report itself, not just an announcement of a report publication. Therefore, the appropriate classification is SHA (Share Issue/Capital Change).
2019-11-04 Chinese
2019年第三季度业绩网上说明会预告公告
Investor Presentation Classification · 95% confidence The document is a short announcement (900 characters) about a scheduled online earnings presentation for the company's 2019 third quarter results. It references the previously published 2019 third quarter report but does not contain any financial data or detailed results itself. The document invites investors to attend the online meeting to discuss the quarterly performance. This fits the definition of an Investor Presentation (IP) announcement rather than the actual report or earnings release. However, since it is a notice about the upcoming earnings presentation meeting, it is best classified as an Investor Presentation (IP).
2019-10-30 Chinese

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