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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,207 across all filing types
Latest filing 2020-03-26 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
非公开发行A股股票预案（修订稿）
Capital/Financing Update Classification · 95% confidence The document is titled "中信建投证券股份有限公司 非公开发行 A 股股票预案（修订稿）" which translates to "CSC Financial Co., Ltd. Non-public Issuance of A Shares Proposal (Revised Draft)". It is a detailed plan regarding a non-public issuance of A shares, including background, purpose, issuance scheme, pricing, number of shares, use of proceeds, regulatory approvals, and risk analysis. The document references approvals by the board and shareholders, regulatory filings with the China Securities Regulatory Commission (CSRC), and detailed financial and strategic rationale for the capital raising. This is a comprehensive capital raising plan document, not a brief announcement or a report publication notice. It is not an earnings release, annual report, or management discussion but specifically a capital/financing update regarding a non-public share issuance. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length (15,000 characters) and content confirm it is a full plan, not a short announcement or certification.
2020-03-26 Chinese
2019年度财务报表及审计报告
Audit Report / Information Classification · 100% confidence The document is titled "2019年度财务报表及审计报告" which translates to "2019 Annual Financial Statements and Audit Report". It contains detailed financial statements including balance sheets, profit and loss statements, cash flow statements, and notes to the financial statements. The document also includes an auditor's opinion from PwC (普华永道), key audit matters, and detailed descriptions of audit procedures and responsibilities. The length of the document is substantial (15,000 characters), indicating it is the full report rather than a brief announcement. The content is consistent with a standalone audit report rather than a full annual report, as it focuses on the audit opinion and related audit details rather than broader company activities or management discussion. Therefore, the document fits the category of Audit Report / Information (AR).
2020-03-26 Chinese
关于公司2019年度募集资金存放与实际使用情况的专项报告
Capital/Financing Update Classification · 95% confidence The document is a detailed report on the company's 2019 annual fundraising (募集资金) storage and actual usage situation. It includes specific data on funds raised, usage, balances, management, and compliance with regulatory requirements. It also contains auditor and sponsor institution opinions on the fundraising usage, and detailed tables comparing planned and actual use of funds. The document references regulatory approvals, audit reports, and compliance with securities laws and stock exchange rules. The content is focused on the management and use of capital raised through share issuance, not a general annual report or earnings release. This matches the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and capital structure changes. The document is substantive and detailed, not a brief announcement or certification, so it is not RPA or RNS. Therefore, the correct classification is CAP with high confidence.
2020-03-26 Chinese
2019年度业绩网上说明会预告公告
Investor Presentation Classification · 95% confidence The document is a notice announcing a scheduled online earnings presentation for the 2019 fiscal year by 中信建投证券股份有限公司. It references the prior release of the 2019 Annual Report and provides details about the date, time, format, and participants of the earnings call. The document does not contain actual financial data or detailed financial analysis but serves to inform investors about the upcoming event. The document length is short (1054 characters) and it is clearly an announcement of a meeting rather than the meeting transcript or the report itself. Therefore, it fits the category of a Call Transcript announcement or an Investor Presentation announcement. However, since it is specifically announcing an earnings presentation meeting, the best fit is Investor Presentation (IP).
2020-03-24 Chinese
H股公告
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a notice regarding the convening of an extraordinary general meeting (臨時股東大會) and a class meeting of H shareholders, including details on the meeting date, location, and agenda items such as extending the validity of previous shareholder resolutions and authorizations related to non-public issuance of shares and debt financing instruments. It references previous announcements and circulars dated February 21, 2020, for further details. The document is relatively short (1346 characters) and serves as an announcement of the meeting and its agenda rather than the actual meeting materials or results. It does not contain financial statements or detailed financial data. Therefore, it fits best as a Proxy Solicitation & Information Statement (PSI), which includes materials sent to shareholders to provide information and request votes for meetings.
2020-03-23 Chinese
关于国有股份无偿划转获得北京市国资委批复的公告
Share Issue/Capital Change Classification · 95% confidence The document is an official announcement from the company regarding the approval of a transfer of state-owned shares without compensation, involving changes in major shareholders. It references prior announcements and approvals from regulatory bodies, including the Beijing State-owned Assets Supervision and Administration Commission and the Hong Kong Securities and Futures Commission. The content focuses on shareholder structure changes and regulatory approvals rather than financial results or detailed reports. The document length is short (1274 characters) and it is a formal announcement about a capital/shareholding change event. Therefore, the most appropriate classification is Share Issue/Capital Change (SHA).
2020-03-19 Chinese

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