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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,207 across all filing types
Latest filing 2020-03-26 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
续聘会计师事务所公告
Audit Report / Information Classification · 95% confidence The document is an announcement regarding the reappointment of an accounting firm (PwC Zhongtian) as the external auditor for the company for the year 2020. It details the qualifications, independence, and experience of the accounting firm and its personnel, the audit fees, and the approval process by the board and audit committee. There are no actual financial statements or audit reports included, nor is this a full annual or interim report. The document is a formal announcement about the auditor appointment, not the audit report itself. Therefore, it fits best under the category of Audit Report / Information (AR), which includes standalone audit reports and related information about auditors and audit engagements, excluding full annual reports. The document is not a regulatory filing or a report publication announcement because it contains substantive information about the auditor reappointment rather than just a notice or certification. Given the detailed nature of the announcement about the audit firm and the audit engagement, the classification is AR with high confidence. FY 2020
2020-03-26 Chinese
2019年度社会责任暨环境、社会及管治报告
Environmental & Social Information Classification · 100% confidence The document is titled '2019 年度社会责任暨环境、社会及管治报告' which translates to '2019 Annual Social Responsibility and Environmental, Social and Governance (ESG) Report' of 中信建投证券股份有限公司 (CITIC Securities). It covers topics such as company governance, social responsibility management system, product responsibility, employee development, environmental protection, and community engagement. The report references ESG factors and social responsibility activities for the year 2019. It is a comprehensive report on the company's environmental, social, and governance performance rather than financial results or regulatory filings. This matches the description of an Environmental & Social Information report (Code: SR). The document length is substantial (15,000 characters), indicating it is the full report, not just an announcement. Therefore, the correct classification is Environmental & Social Information (SR).
2020-03-26 Chinese
普华永道中天会计事务所关于中信建投证券股份有限公司2019年度募集资金存放与实际使用情况专项报告及鉴证报告
Capital/Financing Update Classification · 95% confidence The document is titled as a "2019年度募集资金存放与实际使用情况专项报告及鉴证报告" which translates to "2019 Annual Special Report on the Custody and Actual Use of Raised Funds and the Verification Report." It includes detailed information about the raised funds, their management, usage, and balances for the year 2019. The document also contains an auditor's verification report from PwC (普华永道), confirming the compliance and accuracy of the raised funds usage report. The content focuses on the management and use of capital raised by the company, including detailed tables of fund usage and balances, and compliance with regulatory requirements related to raised funds. This type of document is a specialized report on capital raised and its usage, which aligns with the category "Capital/Financing Update (CAP)" as it provides updates on the company's fundraising and capital usage activities. It is not a full annual report, audit report, or earnings release, but a specific report on capital usage and compliance. Therefore, the appropriate classification is CAP with high confidence.
2020-03-26 Chinese
关于预计公司2020年日常关联交易的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from 中信建投证券股份有限公司 regarding the expected daily related party transactions for the year 2020. It includes details about the nature of these transactions, the approval process involving the board and shareholders, and the estimated transaction amounts for 2019 and 2020. The document is structured as a formal announcement to shareholders and the public about these related party transactions and their compliance with regulatory requirements. It does not contain comprehensive financial statements or detailed financial performance data typical of an Annual Report or Interim Report. It also does not fit categories like Earnings Release, Management Reports, or Capital Updates. The document is primarily a regulatory announcement about related party transactions requiring shareholder approval, which aligns with the category of Regulatory Filings (RNS). The document length is about 4726 characters, which is consistent with a detailed announcement rather than a full report. Therefore, the best classification is Regulatory Filings (RNS).
2020-03-26 Chinese
2019年年度报告摘要
Annual Report Classification · 100% confidence The document is titled as the 2019 annual report summary of 中信建投证券股份有限公司 (CITIC Securities). It contains detailed financial data for the year 2019, including total assets, revenue, net profit, quarterly financial data, shareholder information, bond issuance details, credit ratings, and extensive discussion of business segments and outlook for 2020. The document is about 15,000 characters long, which is substantial and contains comprehensive financial and operational information. It is not a brief announcement or a certification letter but a full report summary. The content matches the characteristics of an Annual Report (10-K) as it covers company activity, financial performance, and future plans for the fiscal year 2019. Therefore, the appropriate classification is Annual Report (10-K). FY 2019
2020-03-26 Chinese
普华永道中天会计事务所关于中信建投证券股份有限公司第一大股东资金占用情况的专项报告
Audit Report / Information Classification · 95% confidence The document is titled as a "专项报告" (special report) regarding the use of funds by the largest shareholder and other related parties of 中信建投证券股份有限公司 for the fiscal year ending December 31, 2019. It is issued by PwC (普华永道), a well-known auditing firm, and includes an audit opinion and limited assurance on the related party fund usage. The document references Chinese regulatory requirements from the China Securities Regulatory Commission and the State-owned Assets Supervision and Administration Commission, indicating it is a compliance and audit-related report. The content focuses on auditing and verifying the non-operating fund occupation and related party transactions, not a full annual report or financial statements. It is a standalone audit-related report, not an announcement or a certification letter. Therefore, it fits best under the category of Audit Report / Information (AR). The document length (7376 characters) and detailed audit content support this classification with high confidence.
2020-03-26 Chinese

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