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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,207 across all filing types
Latest filing 2020-10-15 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
当年累计新增借款超过上年末净资产百分之六十的公告
Capital/Financing Update Classification · 95% confidence The document is a formal announcement from 中信建投证券股份有限公司 (CITIC Securities) disclosing the cumulative new borrowings for the period January to September 2020. It provides detailed financial data on borrowings compared to the previous year's net assets, including classifications of the borrowings (bank loans, bonds, other loans). The document references regulatory rules related to bond issuance and daily supervision. The content is focused on financing activities, specifically the increase in borrowings exceeding 60% of net assets, which is a significant capital/financing update. The document length is short (1157 characters), and it is a direct disclosure rather than a report or certification. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2020-10-15 Chinese
2020年度第十四期短期融资券发行结果公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the issuance results of a short-term financing bond by 中信建投证券股份有限公司. It includes details such as bond name, issuance date, maturity date, interest rate, and total amount issued. The document is short (626 characters) and focuses on financing activity, specifically the issuance of debt securities. This fits the definition of a Capital/Financing Update (CAP) as it provides updates on company fundraising and financing activities. It is not a full financial report, audit, or regulatory filing, nor is it a report publication announcement. Therefore, the correct classification is CAP.
2020-10-15 Chinese
截至二零二零年九月三十日止月份之股份发行人的证券变动月报表
Share Issue/Capital Change Classification · 95% confidence The document is a monthly report on changes in the securities of a share issuer, addressed to the Hong Kong Stock Exchange. It details changes in share capital, issued shares, share options, and warrants for the month ending 30/09/2020. The content focuses on share capital and securities changes rather than financial performance, management, or governance. This matches the description of a Share Issue/Capital Change report, which covers announcements regarding new share issues or capital changes. The document is substantive and not merely an announcement of a report publication or a certification. Therefore, the appropriate classification is Share Issue/Capital Change (SHA).
2020-10-09 Chinese
董事会会议通告
Regulatory Filings Classification · 95% confidence The document is a short announcement from the board of directors of a company registered in China, stating that a board meeting will be held on October 23, 2020, to review and approve the company's third quarter results ending September 30, 2020. The document does not contain the actual financial results or detailed report but merely announces the upcoming board meeting and the intention to approve and release the quarterly results. The length is only 548 characters, which is very short and consistent with an announcement rather than a full report. According to the rules, this is not the interim/quarterly report itself but an announcement about the meeting to approve such a report. Therefore, the appropriate classification is Regulatory Filings (RNS), as it is a general regulatory announcement that does not fit other categories and is not the report itself.
2020-10-09 Chinese
关于订立日常关联交易协议的公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the signing of a daily related-party transaction agreement between the company and a related party (China Everbright Group). It details the nature of the related-party relationship, the approval process by the board, the transaction amount limits, and the impact on the company. There are no financial statements, no quarterly or annual financial results, no audit opinions, or other report contents. The document is a regulatory announcement about a corporate governance matter related to related-party transactions, not a financial report or earnings release. It fits best under Regulatory Filings (RNS) as it is a compliance disclosure about related-party transactions per stock exchange rules.
2020-09-25 Chinese
独立董事关于第二届董事会第二十六次会议相关事项的独立意见
Board/Management Information Classification · 95% confidence The document is titled as an independent opinion from independent directors regarding a specific board meeting (the 26th meeting of the 2nd board). It discusses approval of related party transactions and includes signatures of independent directors. There is no financial data, no mention of annual or quarterly reports, earnings, or other financial disclosures. The content is focused on board/management information related to governance and approval of transactions. This fits the category of Board/Management Information (MANG). The document length is short and it is not an announcement of a report publication, so it is not RPA or RNS.
2020-09-25 Chinese

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