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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,205 across all filing types
Latest filing 2020-12-29 Share Issue/Capital Cha…
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
翌日披露报表
Share Issue/Capital Change Classification · 95% confidence The document is a disclosure report related to changes in issued share capital and share repurchases by a listed issuer, specifically under the Hong Kong Stock Exchange Listing Rules (e.g., Rule 13.25A and 10.06(4)(a)). It includes detailed information about share issuance, share repurchase (though not applicable here), share prices, and confirmations by company officials. The document is relatively short (3505 characters) and is a regulatory disclosure about share capital changes rather than a full financial report or announcement of a report. It does not contain financial statements or management discussion but is a formal regulatory filing about share capital changes and share repurchases. Therefore, it fits best under the category of Share Issue/Capital Change (SHA).
2020-12-29 Chinese
非公开发行A股股票募集资金实收情况验资报告
Audit Report / Information Classification · 95% confidence The document is a detailed verification report issued by PwC (普华永道) regarding the capital raised from a non-public issuance of A shares by 中信建投证券股份有限公司. It includes audit procedures, capital increase details, bank confirmations, and regulatory approvals from the China Securities Regulatory Commission (证监会). The document is titled as a '验资报告' (Capital Verification Report) and contains substantive financial data about the capital raised, share issuance, and related financial accounts. It is not a brief announcement or a certification letter but a full audit verification report on the capital raised from a financing activity. This fits the definition of an Audit Report / Information (AR), which includes standalone audit reports and verification of applied accounting principles related to capital raising, excluding full annual reports. Therefore, the correct classification is AR with high confidence. FY 2020
2020-12-29 Chinese
简式权益变动报告书
Major Shareholding Notification Classification · 100% confidence The document is titled as a "简式权益变动报告书" which translates to a "Simplified Equity Change Report." It details the change in shareholding percentage of the information disclosure obligor (中信证券股份有限公司) in the listed company (中信建投证券股份有限公司) due to a non-public issuance of shares by the listed company. The document includes detailed information about the shareholding before and after the change, the purpose of the change, and confirms no share trading occurred in the last six months. It is a formal disclosure of a change in significant shareholding levels, specifically noting the passive dilution of the shareholding percentage below 5%. This matches the definition of "Major Shareholding Notification (Code: MRQ)" which covers notifications of changes in significant share ownership levels crossing thresholds. The document is not an announcement of a report publication, nor is it a full financial report or management information. Therefore, the correct classification is MRQ with high confidence.
2020-12-29 Chinese
联席保荐机构及联席主承销商关于中信建投证券股份有限公司非公开发行股票发行过程和认购对象合规性的报告
Capital/Financing Update Classification · 100% confidence The document is a detailed report on the non-public issuance of shares by 中信建投证券股份有限公司 (CITIC Securities Co., Ltd.). It includes comprehensive information about the issuance process, pricing, number of shares issued, investor subscription details, compliance with regulatory requirements, internal decision-making procedures, and verification by underwriters and auditors. The document references regulatory approvals, specific issuance terms, and detailed subscription and allocation data. It is not a brief announcement or a certification letter but a substantive report on the capital raising event. This fits the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities. The document length (over 14,000 characters) and detailed content confirm it is the report itself, not just an announcement or summary.
2020-12-29 Chinese
2020年度第十三期短期融资券兑付完成的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the completion of payment (redemption) of a short-term financing bond issued by the company. It includes details such as issuance date, amount, interest rate, maturity, and payment completion date. There is no detailed financial report or analysis, only a notice of financing activity completion. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2020-12-18 Chinese
2020年度第十七期短期融资券发行结果公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the issuance results of a short-term financing bond by 中信建投证券股份有限公司 (CITIC Securities). It details the bond name, issuance date, maturity date, amount, interest rate, and other issuance specifics. This fits the description of a Capital/Financing Update, as it relates to company fundraising and financing activities. The document is short and focused solely on the issuance results, not a full financial report or audit. Therefore, the appropriate classification is Capital/Financing Update (CAP).
2020-12-17 Chinese

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