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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,205 across all filing types
Latest filing 2020-11-09 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
关于向专业投资者公开发行次级公司债券获得中国证监会注册批复的公告
Capital/Financing Update Classification · 100% confidence The document is an official announcement from the company regarding the approval by the China Securities Regulatory Commission (CSRC) for the public issuance of subordinated corporate bonds to professional investors. It details the registration approval, issuance amount, timeline, and compliance with legal and disclosure obligations. There is no financial data or report content, only an update on financing activity. This fits the definition of a Capital/Financing Update (CAP). The document length is short and focused on financing approval, not a full report or regulatory filing.
2020-11-09 Chinese
2020年度第十五期短期融资券发行结果公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the issuance results of a short-term financing bond by 中信建投证券股份有限公司. It includes details such as bond name, issuance date, maturity date, interest rate, and total amount issued. The document is short (620 characters) and serves as a formal notice of the financing activity rather than a detailed financial report or analysis. This fits the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2020-11-04 Chinese
2020年度第十一期短期融资券兑付完成的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the completion of payment (redemption) of a short-term financing bond issued by the company. It includes details such as issuance date, amount, interest rate, maturity, and payment completion date. There is no detailed financial report or analysis, only a notice of financing activity completion. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2020-11-03 Chinese
截至2020年10月31日止月份之股份发行人的证券变动月报表
Share Issue/Capital Change Classification · 95% confidence The document is a monthly report detailing changes in the company's share capital, including ordinary shares, preferred shares, and other classes of shares. It includes specific data on share numbers, share capital amounts, and share option plans for the month ending 31/10/2020. The document is addressed to the Hong Kong Stock Exchange and is titled as a securities change monthly report. This type of document corresponds to a regular update on share capital changes rather than a full financial report or announcement of a report. It is not an earnings release, annual report, or management report. It is a formal regulatory filing related to share capital changes, which fits the category of Share Issue/Capital Change (SHA). The document length is substantial (15,000 characters), indicating it is the report itself, not just an announcement of a report publication.
2020-11-03 Chinese
2020年第三季度报告
Interim / Quarterly Report Classification · 95% confidence The document is titled as the "2020 Third Quarter Report" of 中信建投证券股份有限公司, indicating it is a quarterly financial report. It contains detailed financial data such as balance sheet items, profit and loss items, cash flow data, and shareholder information for the period July to September 2020. The document is about 15,000 characters long, which is substantial and contains actual financial statements and analysis. It is explicitly stated as a quarterly report and includes comprehensive financial data for the quarter, not just an announcement or summary. Therefore, it fits the definition of an Interim / Quarterly Report (IR). 9M 2020
2020-10-23 Chinese
第二届监事会第十一次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a formal announcement from the Supervisory Board of CITIC Securities Co., Ltd. regarding the resolution of the 11th meeting of the 2nd Supervisory Board. It specifically discusses the review and approval of the company's 2020 third quarter report. The document confirms that the report's preparation and review comply with relevant laws and regulations and that the report accurately reflects the company's financial and operational status for the third quarter of 2020. The document itself does not contain the financial statements or substantive financial data of the third quarter report but rather is an announcement of the Supervisory Board's approval of that report. Given the short length (778 characters) and the nature of the content (a resolution announcement about a quarterly report), this fits best under Regulatory Filings (RNS) as it is a regulatory announcement rather than the report itself or a detailed interim report.
2020-10-23 Chinese

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