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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,204 across all filing types
Latest filing 2021-10-29 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
2021年度第十二期短期融资券（债券通）兑付完成的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the completion of payment (redemption) of a short-term financing bond issued by the company. It includes details such as issuance date, amount, interest rate, maturity, and payment completion date. The document is only 539 characters long and serves as a notice of a financing activity completion, not a detailed financial report or audit. Therefore, it fits best under Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2021-10-29 Chinese
第二届监事会第十九次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a formal announcement from the Supervisory Board of CITIC Securities Co., Ltd. regarding the resolution of the 19th meeting of the second Supervisory Board. It specifically discusses the review and approval of the company's 2021 third quarter report. The document confirms that the report's preparation and review comply with relevant laws and regulations and that the Supervisory Board has no objections to the report. However, the document itself does not contain the financial data or the report itself but is an announcement of the Supervisory Board's resolution related to the quarterly report. Given the short length (753 characters) and the nature of the content, this fits best as a Regulatory Filing (RNS) rather than the actual Interim/Quarterly Report (IR).
2021-10-28 Chinese
第二届董事会第三十八次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement from the board of directors of 中信建投证券股份有限公司 regarding the resolutions passed at the company's 38th board meeting of the second session. It includes details about the meeting date, attendance, and voting results on two main agenda items: approval of the company's 2021 third quarter report proposal and adjustments to the board's specialized committee members. The document does not contain the actual financial report or detailed financial data but rather announces the board's decisions and changes in committee membership. This fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board or senior management. The document length is short (856 characters), and it is not a full report or financial statement, so it is not an Interim/Quarterly Report (IR) or Annual Report (10-K). Therefore, the correct classification is MANG with high confidence.
2021-10-28 Chinese
2021年第三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled '2021年第三季度报告' which translates to '2021 Third Quarter Report'. It contains detailed financial data including balance sheets, profit and loss statements, cash flow statements, and notes on financial performance for the third quarter of 2021. The document includes unaudited financial statements for the quarter ending September 30, 2021, and covers the period from January to September 2021. It also includes shareholder information and other operational details relevant to the quarter. The presence of comprehensive financial statements and analysis for a period shorter than a full fiscal year clearly identifies this as an Interim / Quarterly Report. The document length (15,000 characters) and content confirm it is the report itself, not just an announcement or certification. Therefore, the appropriate classification is 'IR' (Interim / Quarterly Report). 9M 2021
2021-10-28 Chinese
关于董事任职的公告
Board/Management Information Classification · 100% confidence The document is an announcement from 中信建投证券股份有限公司 regarding the appointment of a new director, 杨栋先生, to the company's board. It includes details about the election at the shareholders' meeting and a brief biography of the appointed director. There is no financial data, audit information, or report content. The document clearly relates to changes in the company's board of directors, which fits the category of Board/Management Information (MANG). The document length is short and focused solely on the director appointment, confirming it is not a full report or other filing type.
2021-10-20 Chinese
北京市天元律师事务所关于中信建投证券股份有限公司2021年第四次临时股东大会的法律意见
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a legal opinion issued by a law firm regarding the convening, procedures, attendance, and voting results of the 2021 fourth extraordinary general meeting (临时股东大会) of CITIC Securities Co., Ltd. It details the legal compliance of the meeting's call, attendance qualifications, voting procedures, and results. The document is not a financial report, earnings release, or management discussion, but a legal opinion related to a shareholder meeting. It includes detailed voting results and legal validation of the meeting process, which aligns with the category of Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is 3660 characters, which is relatively short but contains substantive voting results and legal opinions on the meeting, not just an announcement of a report publication. Therefore, the best fit is DVA.
2021-10-20 Chinese

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