Skip to main content
CHINA SECURITIES CO., LTD. logo

CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 1,202 across all filing types
Latest filing 2022-03-30 Annual Report
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
中信建投证券股份有限公司2021年年度报告（标准版）
Annual Report Classification · 100% confidence The document is titled "2021 年年度报告" which translates to "2021 Annual Report". It is issued by 中信建投证券股份有限公司 (CSC Financial Co., Ltd.) and covers the full fiscal year 2021 (January 1, 2021 to December 31, 2021). The document is extensive (313 pages, 15,000 characters shown here but full length indicated), containing detailed sections such as company overview, management discussion and analysis, governance, environmental and social responsibility, financial statements, and audit reports. It includes audited financial data, management commentary, risk disclosures, and corporate governance information. The presence of a full audit report with unqualified opinion from PwC and Deloitte further confirms this is a comprehensive annual report. The document is not a brief announcement or a presentation, nor is it a transcript or a proxy statement. Therefore, the correct classification is Annual Report (10-K equivalent). FY 2021
2022-03-30 Chinese
中信建投证券股份有限公司2021年年度报告（可视版）
Annual Report Classification · 100% confidence The document contains detailed sections typical of a comprehensive yearly corporate report, including a chairman's letter, company overview, financial data, management discussion and analysis, governance, and audit opinions. It references the fiscal year 2021 and includes audited financial statements with unqualified audit opinions from PwC and PwC Hong Kong. The document is lengthy (15,000 characters) and contains substantive financial and operational information, not merely an announcement or summary. The presence of detailed financial metrics, management commentary, and audit reports confirms this is the official Annual Report. Therefore, the document is classified as an Annual Report (10-K). FY 2021
2022-03-30 Chinese
普华永道中天会计事务所关于中信建投证券股份有限公司第一大股东及其他关联方占用资金情况专项报告（截至2021年12月31日止年度）
Audit Report / Information Classification · 95% confidence The document is a special report on the use of funds by the largest shareholder and other related parties of CITIC Securities Co., Ltd. for the year ended December 31, 2021. It is prepared by PwC and includes an audit opinion and limited assurance engagement on the related party fund usage. The document references Chinese regulatory guidelines for disclosure and internal controls. It contains detailed financial data related to non-operating fund occupation and related party transactions, with tables showing amounts and explanations. The document is not a full annual report but a standalone audit-related report focusing on a specific issue (related party fund occupation). It is not a general financial statement or earnings release but a specialized audit report. Therefore, it fits best under the category of Audit Report / Information (AR). The document length (5076 characters) and content support this classification with high confidence. FY 2021
2022-03-30 Chinese
2021年度利润分配方案公告
Notice of Dividend Amount Classification · 95% confidence The document is a profit distribution plan announcement for the year 2021 by 中信建投证券股份有限公司. It details the proposed cash dividend per share, total dividend amount, and the basis for distribution. It also mentions the approval process involving the board of directors, independent directors, and the supervisory board, and states that the plan requires shareholder approval. The document does not contain full financial statements or comprehensive financial performance data typical of an Annual Report (10-K) or Interim Report (IR). Instead, it focuses on dividend distribution details and procedural approvals. This fits the definition of a Notice of Dividend Amount (DIV), which announces dividend amounts, payment dates, and related details for shareholders. The document length is short (1577 characters), and it is not merely an announcement of a report but contains substantive dividend distribution information. Therefore, the appropriate classification is DIV with high confidence.
2022-03-30 Chinese
中信建投证券股份有限公司独立董事关于第二届董事会第四十次会议相关事项的独立意见
Board/Management Information Classification · 95% confidence The document is titled as an independent opinion from the independent directors of CITIC Securities Co., Ltd. regarding matters discussed at the 40th meeting of the second board of directors. It covers opinions on the 2021 profit distribution plan, the 2021 internal control evaluation report, the 2021 fundraising funds deposit and usage special report, and the 2022 expected related party transactions. The document references compliance with laws, regulations, and internal governance rules, and includes signatures of independent directors. The content is focused on board meeting matters and independent directors' opinions rather than full financial statements or detailed financial results. It is not an annual report, audit report, or earnings release. It is also not a simple announcement or certification but a formal opinion related to board meeting matters. Therefore, it fits best under Board/Management Information (MANG), which covers announcements related to board or senior management matters, including independent directors' opinions on board meeting items.
2022-03-30 Chinese
中信建投证券股份有限公司2021年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled as an "Internal Control Evaluation Report" for the year 2021 by 中信建投证券股份有限公司. It discusses the evaluation of the company's internal control effectiveness as of December 31, 2021, including financial and non-financial internal control defects, audit opinions, and corrective actions. The content is detailed and specific to internal control evaluation rather than a full annual report or audit report. It is not a brief announcement or a certification letter but a substantive report on internal control evaluation. This fits the definition of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles related to internal controls, excluding full annual reports. Therefore, the document should be classified as AR with high confidence. FY 2021
2022-03-30 Chinese

Browse filings by year

9 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.