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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,204 across all filing types
Latest filing 2022-03-14 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
关于非公开发行公司债券获得上海证券交易所挂牌转让无异议函的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the receipt of a 'no objection letter' from the Shanghai Stock Exchange for a non-public issuance of company bonds. It does not contain financial statements or detailed financial data but rather informs about regulatory approval and compliance related to bond issuance. The document length is only 525 characters, indicating it is a brief announcement rather than a full report. Therefore, it fits best under Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2022-03-14 Chinese
独立董事关于第二届董事会第三十九次会议相关事项的独立意见
Board/Management Information Classification · 95% confidence The document is a formal independent opinion from the independent directors of a company regarding a specific board meeting agenda item, namely the resignation of a senior management member. It references internal company rules and regulatory guidelines but does not contain financial data, earnings, or detailed report content. The document is short (905 characters) and serves as a formal statement or opinion related to board/management changes rather than a full report or announcement of voting results. Therefore, it fits best under Board/Management Information (MANG), which covers announcements of changes in the company's board or senior management.
2022-03-10 Chinese
第二届监事会第二十次会议决议公告
Board/Management Information Classification · 90% confidence The document is a formal announcement of resolutions passed at a supervisory board meeting of 中信建投证券股份有限公司. It details the meeting date, attendance, and voting results on specific agenda items related to anti-money laundering reports and plans. There is no financial data, no mention of annual or quarterly reports, no executive changes, no voting results from shareholder meetings, and no regulatory certifications. The document is a meeting resolution announcement by the supervisory board, which fits best under Board/Management Information (MANG) as it relates to internal governance and supervisory board decisions rather than shareholder votes or financial reporting.
2022-03-10 Chinese
第二届董事会第三十九次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at a board meeting of 中信建投证券股份有限公司 (CITIC Securities Company Limited). It details the meeting date, attendance, and voting results on various proposals including capital increase for a subsidiary, management policies, risk management, resignation of an executive committee member, and anti-money laundering reports. There is no financial data or comprehensive report content, but rather a summary of board decisions and management changes. This fits the category of Board/Management Information (MANG), as it announces changes and decisions at the board level.
2022-03-10 Chinese
关于中信建投基金管理有限公司完成股权变更工商登记的公告
Major Shareholding Notification Classification · 95% confidence The document is an announcement regarding the completion of a change in equity registration for a subsidiary company, including details about board approval, regulatory approval, and the resulting change in shareholding percentage. It does not contain financial statements, audit information, or detailed financial data. It is a corporate announcement about a change in shareholding structure, specifically the company increasing its ownership in a subsidiary to 100%. This fits the category of Major Shareholding Notification (MRQ) as it involves a significant change in share ownership levels. The document length is short and focused on this specific event, with no indication of it being a full report or other filing type.
2022-02-10 Chinese
截至2022年1月31日止月份之股份发行人的证券变动月报表
Regulatory Filings Classification · 95% confidence The document is a monthly securities movement report for the issuer and Hong Kong Depositary Receipt issuer under Chapter 19B of the Listing Rules. It details changes in registered and issued share capital as of January 31, 2022, including share classes, share codes, and share counts. The document is a regulatory submission to the Hong Kong Stock Exchange and does not contain financial statements or management discussion. It is a routine regulatory filing reporting share capital changes and related confirmations. The document length is under 5,000 characters and is a formal report of share capital changes rather than an announcement or a full financial report. Therefore, it fits best under Regulatory Filings (RNS) as a general regulatory announcement and compliance document that does not fit other specific categories like Share Issue/Capital Change (SHA) because it is a monthly report rather than a discrete capital change event.
2022-02-09 Chinese

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