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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,202 across all filing types
Latest filing 2022-10-09 Share Issue/Capital Cha…
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
截至2022年9月30日止月份之股份發行人的證券變動月報表
Share Issue/Capital Change Classification · 95% confidence The document is a monthly securities movement report for a listed issuer and its Hong Kong Depositary Receipts issuer under Chapter 19B of the Listing Rules. It details changes in registered capital and issued shares as of September 30, 2022, with no changes reported. The document is addressed to the Hong Kong Stock Exchange and includes detailed tables of share capital and issued shares. It is a regulatory compliance report related to share capital and securities movements, not a full financial report, earnings release, or management discussion. The document length is 3921 characters, which is relatively short and focused on share capital changes. This fits the category of a Major Shareholding Notification or Share Issue/Capital Change. However, since it reports on share capital and securities movement monthly, it aligns best with Share Issue/Capital Change (SHA) rather than Major Shareholding Notification (MRQ), which is about significant share ownership threshold changes. Therefore, the appropriate classification is SHA.
2022-10-09 Chinese
中信建投证券股份有限公司内幕信息知情人登记管理制度（2022年修订）
Governance Information Classification · 95% confidence The document is a detailed internal policy document titled '内幕信息知情人登记管理制度' (Insider Information Insider Registration Management System) issued by 中信建投证券股份有限公司. It outlines the management, registration, confidentiality, and reporting requirements for insiders who have access to material non-public information. The content includes legal references, definitions of insider information, scope of insiders, procedures for registration and reporting, confidentiality obligations, and penalties for violations. There are no financial statements, earnings data, or investor presentations. It is not an announcement or a brief notice but a comprehensive internal governance and compliance document related to insider information management. This fits best under Governance Information (CGR), which covers reports detailing the company's internal rules, board structure, and governance practices, including compliance and insider information management policies.
2022-09-27 Chinese
中信建投证券股份有限公司信息披露事务管理办法（2022年修订）
Governance Information Classification · 95% confidence The document is a comprehensive internal policy manual titled "信息披露事务管理办法" (Information Disclosure Management Measures) for 中信建投证券股份有限公司. It extensively details the principles, procedures, and responsibilities related to information disclosure, including definitions of periodic reports (annual, interim, quarterly), temporary reports, disclosure timing, confidentiality, and regulatory compliance. It references various laws and regulatory frameworks governing disclosure, outlines the roles of board members and management in disclosure, and specifies the handling of company bond disclosures. The document is not a financial report itself but a governance and procedural manual for managing disclosures. It does not contain financial data or results but rather the rules and processes for disclosure. Therefore, it fits best under Governance Information (CGR), which covers reports detailing the company's internal rules, board structure, and governance practices.
2022-09-27 Chinese
第二届董事会第四十五次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at a board meeting of 中信建投证券股份有限公司 (CITIC Securities Company Limited). It details changes in board committee memberships, approval of new securities business department, revisions to information disclosure policies, and investor rights protection measures. There is no financial data, earnings information, or report publication mentioned. The content focuses on board and management decisions and changes, which aligns with the category for announcements about changes in the company's board or senior management. The document length is short (1196 characters), and it is not a report or a report announcement but a meeting resolution announcement. Therefore, the appropriate classification is Board/Management Information (MANG).
2022-09-27 Chinese
第二届监事会第二十四次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at a supervisory board meeting of 中信建投证券股份有限公司 (CITIC Securities Company Limited). It details the meeting date, attendance, and voting results on specific company governance matters such as revisions to information disclosure policies and investor rights protection. There is no financial data, no mention of annual or quarterly reports, no audit information, no earnings data, and no mention of share transactions or capital changes. The document is clearly a board/management information announcement about internal governance decisions and meeting outcomes. Therefore, the most appropriate classification is 'MANG' (Board/Management Information). The document length is short and it is not a report publication announcement or regulatory filing fallback, but a direct announcement of board resolutions.
2022-09-27 Chinese
董事名單與其角色和職能
Board/Management Information Classification · 95% confidence The document lists the members of the board of directors and their roles and functions within various board committees. It includes details about the board structure, committee memberships, and chairmanships. There is no financial data, no mention of a report publication, no voting results, no legal proceedings, and no other types of filings. The content is focused on governance structure and board information. Therefore, the document fits best under the category of Board/Management Information (MANG). The document length is short but contains substantive information about board composition, not just an announcement or notice.
2022-09-27 Chinese

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