Skip to main content
CHINA SECURITIES CO., LTD. logo

CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 1,202 across all filing types
Latest filing 2023-02-02 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
关于自营参与碳排放权交易获得中国证监会无异议函的公告
Regulatory Filings Classification · 95% confidence The document is a short announcement from CITIC Securities regarding receiving a 'no objection letter' from the China Securities Regulatory Commission (CSRC) about the company's proprietary participation in carbon emission trading. It is an official regulatory announcement about compliance and approval from a regulatory body, not a financial report, management change, or voting result. The document length is only 445 characters, indicating it is a brief announcement. It does not contain financial data, management changes, or meeting materials. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory announcements that do not fit other specific categories.
2023-02-02 Chinese
於香港聯合交易所有限公司上市通告- 3000000000美元中期票據計劃
Capital/Financing Update Classification · 95% confidence The document is a listing announcement for a USD 3 billion medium-term note program by CSC Financial Co., Ltd. It includes details about the listing application to the Hong Kong Stock Exchange, the effective date of the listing, and information about the directors. The text explicitly states it is a "上市通告" (listing announcement) and discusses the listing of debt securities. The document length is short (1083 characters), and it does not contain financial statements or detailed financial data. It is not an annual report, earnings release, or any detailed financial report. It is an announcement related to capital market activity, specifically the listing of debt securities. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2023-01-12 Chinese
截至2022年12月31日止月份之股份發行人的證券變動月報表
Share Issue/Capital Change Classification · 95% confidence The document is a monthly securities movement report for a listed issuer and its Hong Kong Depositary Receipts issuer under Chapter 19B of the Listing Rules, submitted to the Hong Kong Stock Exchange. It details changes in registered and issued share capital, including H shares and A shares, with no changes reported for the month ending December 31, 2022. The document is titled as a monthly report and contains detailed tables of share capital and issued shares movements, confirming no changes during the period. It is not an announcement of a report publication but the report itself. This type of document corresponds to a Share Issue/Capital Change announcement, as it reports on share capital and share issuance status and changes. The document length is 2413 characters, which is consistent with a detailed monthly share capital movement report rather than a brief announcement or a full annual or interim report. Therefore, the appropriate classification is Share Issue/Capital Change (SHA).
2023-01-03 Chinese
第二届监事会第二十六次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at a supervisory board meeting of 中信建投证券股份有限公司. It details the meeting attendance, the agenda items discussed, and the voting results on amendments to internal management systems. There is no financial data, no mention of annual or quarterly reports, no executive changes, no shareholder voting results, and no regulatory certifications. The content fits the category of Board/Management Information as it relates to internal governance decisions and supervisory board resolutions.
2022-12-29 Chinese
第二届董事会第四十七次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at a board meeting of 中信建投证券股份有限公司 (CITIC Securities Company Limited). It details the meeting date, attendance, and specific board decisions such as the establishment of a new department, renaming of another, and revisions to internal control policies. There is no financial data, no mention of annual or quarterly reports, no audit information, and no shareholder voting results. The content focuses on board-level decisions and internal governance matters. Therefore, the document fits best under the category of Board/Management Information (MANG). The document length is short and it is not an announcement of a report publication, so it is not RPA. Hence, the classification is MANG with high confidence.
2022-12-29 Chinese
展示文件 - 2021年度企業年度報告書
Annual Report Classification · 95% confidence The document is titled as a "2021年度企业年度报告书" which translates to "2021 Annual Corporate Report." It is issued by 中信建投证券股份有限公司 and references the Hong Kong Stock Exchange Listing Rules (specifically Rule 19A.50). The document states it is a public announcement of the 2021 annual report published on a government credit information system website. The content includes company basic information, shareholder information, investment information, and other corporate disclosures typical of an annual report. The document length is over 5,000 characters and contains substantive company data, not just a notice or link to a report. Therefore, this is the actual Annual Report document, not merely an announcement or certification. Hence, the correct classification is Annual Report (10-K). FY 2021
2022-12-14 Chinese

Browse filings by year

9 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.