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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,202 across all filing types
Latest filing 2022-11-20 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
关于2022年第二次临时股东大会延期召开及相关后续处理的提示性公告
Regulatory Filings Classification · 95% confidence The document is an announcement from the board of directors of 中信建投证券股份有限公司 regarding the postponement of the 2022 second extraordinary general meeting of shareholders. It details the new date for the meeting, the unchanged agenda, and instructions for shareholders about voting. There is no financial data, no detailed report, no audit information, or other types of filings. The document is a regulatory announcement about a shareholder meeting schedule change, which fits best under Regulatory Filings (RNS). The document length is short and it is clearly an announcement, not a report or presentation.
2022-11-20 Chinese
关于召开2022年第三季度网上业绩说明会的公告
Regulatory Filings Classification · 95% confidence The document is an announcement about the scheduling and details of a 2022 third quarter online earnings explanation meeting (业绩说明会). It mentions the date, time, format, and participation details for the meeting, but does not contain any actual financial data or results. It references that the 2022 third quarter report has already been disclosed on October 28, 2022, and this meeting is to discuss that report. The document is short (1420 characters) and serves as a notice for an upcoming event rather than the report or transcript itself. Therefore, it is best classified as a Regulatory Filing (RNS) because it is a general regulatory announcement about an investor event and does not fit the categories of a full report, call transcript, or presentation.
2022-11-07 Chinese
截至2022年10月31日止月份之股份發行人的證券變動月報表
Share Issue/Capital Change Classification · 95% confidence The document is a monthly report on changes in securities issued by the company, specifically detailing registered and issued share capital, share classes, and confirming no changes in shares for the reported month ending October 31, 2022. It is addressed to the Hong Kong Stock Exchange and follows the format of a securities change monthly report under Chapter 19B of the Listing Rules. The content focuses on share capital and share issuance changes, with no financial statements or earnings data. This matches the definition of a Share Issue/Capital Change announcement, which covers new share issues, stock splits, or other capital changes. The document is not a full financial report, earnings release, or regulatory filing, but a specific monthly update on share capital status.
2022-11-03 Chinese
2022年第二次臨時股東大會適用的代表委任表格（H股股東適用）
Proxy Solicitation & Information Statement Classification · 100% confidence The document is a proxy form for the 2022 second extraordinary general meeting (EGM) of shareholders of a company registered in the People's Republic of China. It includes instructions for shareholders to appoint a proxy to attend and vote at the meeting, with details on voting options for specific resolutions. The document is not a report or announcement of financial results, nor is it a notice of voting results. It is a solicitation for proxy voting, which fits the category of Proxy Solicitation & Information Statement (PSI). The document length is short and it contains detailed proxy voting instructions, confirming it is a proxy solicitation form rather than a report or announcement.
2022-11-03 Chinese
中信建投证券股份有限公司2022年第二次临时股东大会会议资料
AGM Information Classification · 95% confidence The document is titled as materials for the "2022 Second Extraordinary General Meeting" of CITIC Securities Company Limited. It includes detailed meeting agenda, voting procedures, and extensive proposed amendments to the company's Articles of Association and Shareholders' Meeting Rules. The content focuses on governance matters, regulatory compliance, and corporate governance rules revisions. There is no financial data, earnings information, or audit content. The document is clearly a presentation or materials prepared for a shareholders' meeting, specifically an extraordinary general meeting, providing information to shareholders for decision-making. This fits the definition of AGM Information (AGM-R), which includes presentations and materials shared during the Annual General Meeting or similar shareholder meetings.
2022-11-02 Chinese
关于召开2022年第二次临时股东大会的通知
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a detailed notice about the convening of the 2022 second extraordinary general meeting of shareholders for 中信建投证券股份有限公司. It includes information about the meeting date, voting methods, agenda items, registration procedures, and proxy forms. There is no financial data or results reported, nor is it a transcript or presentation. It is a formal announcement inviting shareholders to attend and vote at the meeting, which fits the definition of a Proxy Solicitation & Information Statement (PSI). The document length is under 5,000 characters, but it contains substantive meeting and voting information rather than just a brief announcement or report publication notice. Therefore, the best classification is PSI.
2022-11-02 Chinese

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