Skip to main content
CAITONG SECURITIES CO.,LTD logo

CAITONG SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601108 ISIN · CNE100002V44 LEI · 300300E1006233000091 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 1,018 across all filing types
Latest filing 2020-01-17 Earnings Release
Country CN China
Listing Shanghai Stock Exchange 601108

About CAITONG SECURITIES CO.,LTD

https://www.ctsec.com/

Caitong Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of investment and capital market solutions. The firm specializes in securities brokerage, investment banking, asset management, and investment consulting. It provides services including equity and debt underwriting, financial advisory for mergers and acquisitions, and margin trading and securities lending. Through its specialized subsidiaries, the company maintains a significant presence in futures brokerage and mutual fund management. The organization serves a diverse clientele of individual, institutional, and corporate investors, focusing on delivering integrated wealth management and financing strategies. Its operations emphasize technological integration and risk management to support capital market participation and corporate growth.

Recent filings

Filing Released Lang Actions
2019年度业绩预增公告
Earnings Release Classification · 95% confidence The document is a 2019 annual performance forecast announcement by Caitong Securities. It provides estimated net profit figures for the year 2019, comparing them to the previous year, and includes a risk warning that the forecast has not been audited by accountants. The document explicitly states that the final audited financial data will be disclosed in the formal 2019 annual report. The document length is short (1109 characters) and it is a preliminary earnings forecast rather than a full financial report. This matches the characteristics of an Earnings Release (ER), which is an initial announcement of quarterly or periodical financial results with key highlights only, not the full audited report. Therefore, the correct classification is ER with high confidence. FY 2019
2020-01-17 Chinese
2020年第一次临时股东大会会议文件
AGM Information Classification · 95% confidence The document is titled as meeting materials for the "2020 First Extraordinary General Meeting" of 财通证券股份有限公司 (Caitong Securities Co., Ltd.). It contains the agenda, meeting rules, and detailed proposals to be discussed and voted on during the meeting, specifically about adjustments related to convertible bonds and authorization periods. There are no financial statements, earnings data, or audit information. The content is clearly related to the materials shared for a shareholders' meeting, not the results or minutes of the meeting, nor a report or announcement of voting results. The document length is 2329 characters, which is relatively short and consistent with meeting materials rather than a full report. Therefore, this document fits the category of AGM Information (AGM-R), which includes presentations and materials shared during the Annual or Extraordinary General Meeting.
2020-01-14 Chinese
2020年度第一期短期融资券发行结果公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the issuance results of a short-term financing bond by Caitong Securities Co., Ltd. It includes details such as issuance date, amount, interest rate, and related websites for further information. The content focuses on financing activity and capital raising. The document length is short (692 characters) and it is not a full financial report but an update on financing issuance. Therefore, it fits the category of Capital/Financing Update (CAP).
2020-01-13 Chinese
2019年12月财务数据简报
Financial Supplement Data Classification · 75% confidence The document is a financial data brief for December 2019 from Caitong Securities Co., Ltd. It contains key financial figures such as revenue, net profit, and net assets for the month and the full year 2019. The data is unaudited and non-consolidated, and the document explicitly states it is a financial data summary. The length is short (668 characters), but it contains substantive financial data, not just an announcement of a report. It is not a full annual report but a monthly financial data brief, which fits the definition of a Financial Supplement Data or a brief financial summary. However, since it is a financial data brief with key financial figures but not a full report, and given the options, the best fit is Financial Supplement Data (XLSX) category, which includes supplementary financial data in detailed format. Although the document is not an Excel file, the category is the closest match for a brief financial data summary. Alternatively, it could be considered a Regulatory Filing (RNS) if it were just an announcement, but here it contains actual financial data. Therefore, the classification is XLSX with moderate confidence due to the brief nature and format.
2020-01-09 Chinese
第三届董事会第二次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at a board meeting of Caitong Securities Co., Ltd. It details the meeting date, attendance, agenda items, and voting results. The content focuses on board decisions such as establishing a new department and scheduling a shareholders' meeting. There is no financial data, audit information, or detailed report content. It is not a full annual or interim report, nor an earnings release. It is not a proxy solicitation or voting results announcement for a shareholder meeting, but rather a board meeting resolution announcement. Therefore, it fits best under Board/Management Information (MANG). The document length is short and it is a direct announcement of board decisions, not a report publication or regulatory filing. Confidence is high due to clear identification of board meeting resolutions and voting results within the board context.
2020-01-03 Chinese
关于召开2020年第一次临时股东大会的通知
Proxy Solicitation & Information Statement Classification · 100% confidence The document is a notice about convening the 2020 first extraordinary general meeting of shareholders (临时股东大会) for Caitong Securities Co., Ltd. It details the meeting date, voting methods, agenda items, registration procedures, and includes an authorization proxy form for voting. There are no financial statements, earnings data, or management discussion of results. The document is a formal announcement of a shareholders meeting, not a report or transcript. It fits the definition of a Proxy Solicitation & Information Statement (PSI), which includes materials sent to shareholders to provide information and request votes for meetings.
2020-01-03 Chinese

Browse filings by year

10 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.