Skip to main content
CAITONG SECURITIES CO.,LTD logo

CAITONG SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601108 ISIN · CNE100002V44 LEI · 300300E1006233000091 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 1,018 across all filing types
Latest filing 2019-11-01 Board/Management Inform…
Country CN China
Listing Shanghai Stock Exchange 601108

About CAITONG SECURITIES CO.,LTD

https://www.ctsec.com/

Caitong Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of investment and capital market solutions. The firm specializes in securities brokerage, investment banking, asset management, and investment consulting. It provides services including equity and debt underwriting, financial advisory for mergers and acquisitions, and margin trading and securities lending. Through its specialized subsidiaries, the company maintains a significant presence in futures brokerage and mutual fund management. The organization serves a diverse clientele of individual, institutional, and corporate investors, focusing on delivering integrated wealth management and financing strategies. Its operations emphasize technological integration and risk management to support capital market participation and corporate growth.

Recent filings

Filing Released Lang Actions
独立董事关于公司增补董事候选人的独立意见
Board/Management Information Classification · 95% confidence The document is an independent director's opinion regarding the nomination of a new director candidate for the company's board, referencing relevant laws and company regulations. It discusses the compliance of the nomination process and the qualifications of the candidate. This type of document is related to board or management changes rather than a full report or announcement of voting results. The document length is short and it is not a report or announcement of voting results but an opinion on a board candidate nomination. Therefore, it fits best under Board/Management Information (MANG).
2019-11-01 Chinese
2019年度第四期短期融资券发行结果公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the issuance results of a short-term financing bond by Caitong Securities Co., Ltd. It includes details such as bond name, code, issuance dates, interest rate, and total amount issued. The document is short (697 characters) and focuses on financing activity, specifically the issuance of debt securities. There is no detailed financial report or analysis, just an update on capital raising activity. Therefore, it fits the category of Capital/Financing Update (CAP).
2019-10-22 Chinese
第二届董事会第二十二次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at a board meeting of 财通证券股份有限公司 held on October 18, 2019. It includes information about board decisions such as amendments to the company charter, nomination of board candidates, adjustment of director compensation, appointment of senior management, and approval of the third quarter report. It also mentions the appointment of auditors and the scheduling of an extraordinary shareholders meeting. The document contains voting results and candidate biographies. The content focuses on board and management decisions and announcements rather than the full financial report itself. The document length is 4381 characters, which is relatively short and consistent with a meeting resolution announcement rather than a full report. Therefore, this document fits best under the category of Board/Management Information (MANG).
2019-10-18 Chinese
关于聘请2019年度财务报告及内控审计机构的公告
Audit Report / Information Classification · 95% confidence The document is an announcement regarding the appointment of an audit firm (Tianjian) for the company's 2019 financial report and internal control audit. It does not contain the audit report itself, nor detailed financial data or results. The document is short (629 characters) and serves as a formal announcement of the audit engagement to be approved at a shareholders meeting. This fits the category of Audit Report / Information (AR) as it relates to audit matters but is not a full annual report or audit report document. The document is not a report publication announcement or regulatory filing since it provides substantive information about the audit appointment. FY 2019
2019-10-18 Chinese
2019年第三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "2019 年第三季度报告" which translates to "2019 Third Quarter Report." It contains detailed financial data including balance sheets, profit and loss statements, cash flow statements, and notes on financial performance for the third quarter of 2019. The report includes unaudited financial statements and comprehensive financial metrics for the period ending September 30, 2019. The presence of quarterly financial statements and detailed analysis indicates this is an Interim / Quarterly Report rather than a brief earnings release or an annual report. The document length is substantial (15,000 characters) and contains actual financial data, not just an announcement or certification. Therefore, the appropriate classification is Interim / Quarterly Report (IR). 9M 2019
2019-10-18 Chinese
独立董事候选人声明（陈耿）
Board/Management Information Classification · 95% confidence The document is a declaration statement by an independent director candidate of a company, detailing qualifications, independence criteria, and compliance with regulatory requirements. It is not a financial report, audit, earnings release, or any form of meeting material. It is a formal declaration related to board/management information, specifically about the nomination and qualifications of a board member candidate. The document length is short (1793 characters) and contains no financial data or report references. Therefore, it fits best under Board/Management Information (MANG).
2019-10-18 Chinese

Browse filings by year

10 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.