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CAITONG SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601108 ISIN · CNE100002V44 LEI · 300300E1006233000091 Shanghai Stock Exchange Financial and insurance activities
Filings indexed 1,018 across all filing types
Latest filing 2026-05-20 Declaration of Voting R…
Country CN China
Listing Shanghai Stock Exchange 601108

About CAITONG SECURITIES CO.,LTD

https://www.ctsec.com/

Caitong Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of investment and capital market solutions. The firm specializes in securities brokerage, investment banking, asset management, and investment consulting. It provides services including equity and debt underwriting, financial advisory for mergers and acquisitions, and margin trading and securities lending. Through its specialized subsidiaries, the company maintains a significant presence in futures brokerage and mutual fund management. The organization serves a diverse clientele of individual, institutional, and corporate investors, focusing on delivering integrated wealth management and financing strategies. Its operations emphasize technological integration and risk management to support capital market participation and corporate growth.

Recent filings

Filing Released Lang Actions
2025年年度股东会法律意见书
Declaration of Voting Results & Voting Rights Announcements Classification · 85% confidence The document is a legal opinion letter (法律意见书) issued by Zhejiang Liuhe Law Firm on the convening, attendance, voting procedures, and vote tallies of the 2025 Annual General Meeting of 财通证券股份有限公司. It provides detailed vote counts for each resolution, confirming that the formal shareholder votes were conducted properly and legally. It is not a financial report or announcement of a new report but rather the formal declaration of voting results at an AGM. Therefore, it fits the “Declaration of Voting Results & Voting Rights Announcements” category (DVA).
2026-05-20 Chinese
2025年年度股东会会议文件
AGM Information Classification · 95% confidence The document is clearly titled as the “2025年年度股东会 会议文件” (2025 Annual General Meeting meeting materials) and contains the detailed agenda, voting items and proposals for the shareholders meeting (e.g., board work report, profit distribution, director elections, remuneration reports, etc.). This is exactly the type of materials distributed for an Annual General Meeting, matching our “AGM Information” definition.
2026-05-11 Chinese
第四届董事会第二十八次会议决议公告
Board/Management Information Classification · 95% confidence The document is an announcement of resolutions passed at a board meeting of Caitong Securities Co., Ltd. It includes details about the appointment of a deputy general manager, approval of the internal audit work report and plan, and revision of compliance management rules. The document is a formal announcement of board decisions and changes in senior management, not a full annual report, audit report, or other financial report. It fits the category of Board/Management Information (MANG) because it announces management appointments and board resolutions.
2026-01-09 Chinese
可转债转股进展暨股份变动公告
Share Issue/Capital Change Classification · 95% confidence The document is an announcement regarding the progress of convertible bond conversions and related share capital changes for Caitong Securities Co., Ltd. It includes detailed data on convertible bond issuance, conversion amounts, conversion prices adjustments, and share capital changes. The document is relatively short (2117 characters) and focuses on specific convertible bond conversion progress and shareholding changes rather than comprehensive financial statements or management discussion. It does not present a full financial report, earnings release, or audit report. It is a formal announcement of convertible bond conversion progress and share capital changes, which fits best under the category of Share Issue/Capital Change (SHA).
2026-01-05 Chinese
2025年第三次临时股东会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a detailed announcement of the resolutions passed at the 2025 third extraordinary shareholders meeting of Caitong Securities Co., Ltd. It includes information about the meeting date, location, attendance, voting results on various proposals, and legal opinions confirming the validity of the meeting and resolutions. The content focuses on the voting results and decisions made by shareholders rather than the meeting materials or presentations. This matches the definition of 'Declaration of Voting Results & Voting Rights Announcements (DVA)'. The document length is under 5,000 characters but contains substantive voting data and resolution outcomes, so it is not merely a report publication announcement. Therefore, the correct classification is DVA with high confidence.
2025-12-30 Chinese
2025年第三次临时股东会法律意见书
Regulatory Filings
2025-12-30 Chinese

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