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CAITONG SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601108 ISIN · CNE100002V44 LEI · 300300E1006233000091 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,018 across all filing types
Latest filing 2025-12-12 Remuneration Information
Country CN China
Listing Shanghai Stock Exchange 601108

About CAITONG SECURITIES CO.,LTD

https://www.ctsec.com/

Caitong Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of investment and capital market solutions. The firm specializes in securities brokerage, investment banking, asset management, and investment consulting. It provides services including equity and debt underwriting, financial advisory for mergers and acquisitions, and margin trading and securities lending. Through its specialized subsidiaries, the company maintains a significant presence in futures brokerage and mutual fund management. The organization serves a diverse clientele of individual, institutional, and corporate investors, focusing on delivering integrated wealth management and financing strategies. Its operations emphasize technological integration and risk management to support capital market participation and corporate growth.

Recent filings

Filing Released Lang Actions
董事会薪酬与提名委员会工作细则（2025年修订）
Remuneration Information Classification · 95% confidence The document is titled as the "薪酬与提名委员会工作细则" (Remuneration and Nomination Committee Working Rules) for the board of directors of 财通证券股份有限公司, revised in 2025. It details the structure, responsibilities, procedures, and rules of the Remuneration and Nomination Committee, including nomination, assessment, and remuneration policies for directors and senior management. It references relevant laws and governance codes but does not contain financial statements or performance data. This document is a governance-related internal rules document focusing on remuneration and nomination practices, fitting the definition of Remuneration Information (DEF 14A). The document length is 3150 characters, which is consistent with a detailed policy document rather than a brief announcement or a full annual report.
2025-12-12 Chinese
董事会议事规则（2025年修订）》
Governance Information Classification · 100% confidence The document is titled "财通证券股份有限公司 董事会议事规则（2025年修订）" which translates to "Board Meeting Rules of Caitong Securities Co., Ltd. (2025 Revision)". The content details the rules and procedures for the company's board meetings, including meeting convocations, proposals, voting, and record-keeping. It references relevant laws and company bylaws but does not contain financial statements, earnings data, or audit information. It is a governance document outlining internal board procedures and governance practices. Therefore, it fits the category of Governance Information (CGR). The document length is over 5,000 characters and is a full text of the rules, not an announcement or summary, so it is not an RPA or RNS.
2025-12-12 Chinese
独立董事专门会议工作细则（2025年修订）
Governance Information Classification · 95% confidence The document is titled as the "Independent Directors Special Meeting Work Rules (2025 Revision)" for Caitong Securities Co., Ltd. It details governance procedures, roles, responsibilities, meeting rules, and operational guidelines for independent directors. It references laws, regulations, and company bylaws related to corporate governance and independent directors' duties. There is no financial data, earnings information, or report publication announcement. The content is focused on governance structure and internal rules for board operations, specifically independent directors' meetings. Therefore, this document fits the category of Governance Information (CGR). The document length is 2790 characters, which is relatively short but contains substantive governance content rather than a mere announcement or certification.
2025-12-12 Chinese
董事会审计委员会工作细则（2025年修订）
Governance Information Classification · 95% confidence The document is titled as the "Board Audit Committee Working Rules (2025 Revision)" for a company, detailing the structure, responsibilities, procedures, and disclosure requirements of the audit committee under the board of directors. It includes references to relevant laws and regulations, committee composition, duties related to financial oversight, internal and external audit supervision, internal control evaluation, meeting procedures, and information disclosure. The content is a governance document outlining internal rules and practices related to the audit committee's function within the board. It is not a financial report, audit report, or announcement of voting results, nor is it a presentation or call transcript. It fits best under Governance Information (CGR) as it details the company's internal governance structure and practices related to the audit committee.
2025-12-12 Chinese
第四届董事会第二十七次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 27th meeting of the 4th Board of Directors of Caitong Securities Co., Ltd. It includes voting results on various governance-related proposals such as amendments to the company charter, board rules, committee working rules, and management systems. The document also mentions that these proposals will be submitted to the shareholders' meeting for approval and that the revised documents are published on the stock exchange website. The content focuses on board decisions and governance matters rather than financial results or reports. The document length is 3313 characters, which is relatively short but contains substantive content about board resolutions. This fits the category of Board/Management Information (MANG), which covers announcements of changes or decisions by the board of directors or senior management. It is not a report publication announcement or regulatory filing because it contains detailed meeting resolutions and voting results, not just a notice of report availability.
2025-12-12 Chinese
内幕信息知情人登记备案管理办法（2025年修订）
Regulatory Filings Classification · 95% confidence The document is titled as an internal management method for insider information registration and filing for a securities company, specifically 财通证券股份有限公司. It details procedures, definitions, responsibilities, and regulatory compliance related to insider information management, including the registration of insiders, confidentiality obligations, and reporting to regulatory bodies such as the Shanghai Stock Exchange and China Securities Regulatory Commission. The document is a policy or procedural manual rather than a financial report, earnings release, or announcement. It does not contain financial statements, earnings data, voting results, or capital changes. It is not a report publication announcement or a certification. It is a regulatory compliance document outlining internal governance and regulatory adherence related to insider information management. Therefore, it best fits the category of Regulatory Filings (RNS), which is the fallback for miscellaneous regulatory compliance documents that do not fit other categories.
2025-12-12 Chinese

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