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CAITONG SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601108 ISIN · CNE100002V44 LEI · 300300E1006233000091 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,018 across all filing types
Latest filing 2020-04-09 Financial Supplement Da…
Country CN China
Listing Shanghai Stock Exchange 601108

About CAITONG SECURITIES CO.,LTD

https://www.ctsec.com/

Caitong Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of investment and capital market solutions. The firm specializes in securities brokerage, investment banking, asset management, and investment consulting. It provides services including equity and debt underwriting, financial advisory for mergers and acquisitions, and margin trading and securities lending. Through its specialized subsidiaries, the company maintains a significant presence in futures brokerage and mutual fund management. The organization serves a diverse clientele of individual, institutional, and corporate investors, focusing on delivering integrated wealth management and financing strategies. Its operations emphasize technological integration and risk management to support capital market participation and corporate growth.

Recent filings

Filing Released Lang Actions
2020年3月财务数据简报
Financial Supplement Data Classification · 85% confidence The document is a financial data brief for March 2020 from Caitong Securities, including unaudited, non-consolidated financial data for the parent company and a subsidiary. It references the China Securities Regulatory Commission regulations and provides key financial figures for March 2020 and the first quarter of 2020. The document is short (667 characters) and is titled as a 'financial data brief' rather than a full interim or quarterly report. It explicitly states that the data is unaudited and preliminary, with final data to be in the company's periodic report. This matches the characteristics of a Financial Supplement Data or a brief financial summary rather than a full Interim/Quarterly Report (IR). Given the brief nature and the focus on key financial data without detailed financial statements or analysis, the best fit is Financial Supplement Data (XLSX) or Fund Information/Factsheet (FS). Since it is a company financial data brief and not a fund factsheet, the closest category is Financial Supplement Data (XLSX). However, the document is a brief announcement of financial data, not an Excel spreadsheet, so the best fit is Regulatory Filings (RNS) as a fallback for miscellaneous regulatory announcements that do not fit other categories. But since the document is a financial data brief with key figures, it aligns best with Financial Supplement Data (XLSX).
2020-04-09 Chinese
2020年度第四期短期融资券发行结果公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the issuance results of a short-term financing bond by Caitong Securities. It includes details such as issuance date, amount, interest rate, and related websites where documents are published. There is no financial report or detailed financial statements, only an issuance result announcement. This fits the definition of a Capital/Financing Update (CAP). The document length is short and focused on financing activity, not a full report or regulatory filing.
2020-04-07 Chinese
2018年第二期次级债券2020年本息兑付和摘牌公告
Delisting Announcement Classification · 100% confidence The document is an official announcement from Caitong Securities Co., Ltd. regarding the payment of principal and interest and the delisting (摘牌) of their 2018 second tranche subordinated bonds. It includes detailed information about the bond terms, payment dates, tax information, and the delisting date from the Shanghai Stock Exchange. The key phrase '摘牌公告' (delisting announcement) and the detailed schedule of bond payment and delisting dates clearly indicate this is a Delisting Announcement. The document length is about 3092 characters, which is consistent with a formal announcement rather than a full report. Therefore, the correct classification is Delisting Announcement (DLST).
2020-04-06 Chinese
关于获得公开发行公司债券核准批复的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement from Caitong Securities Co., Ltd. regarding the approval from the China Securities Regulatory Commission (CSRC) to publicly issue corporate bonds. It details the approval specifics such as the total amount, issuance period, and compliance requirements. The document is short (564 characters) and serves as a formal notification of a financing activity rather than a detailed financial report or bond issuance documentation. Therefore, it fits best under the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2020-03-31 Chinese
2019年第二期次级债券2020年付息公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the interest payment for a specific bond issued by the company, including details such as bond code, interest payment date, interest rate, and tax information. It does not contain financial statements or comprehensive financial data but rather provides information about the bond interest payment schedule and related procedures. The document length is 3019 characters, which is relatively short and focused on a specific financing instrument. This fits the category of Capital/Financing Update (CAP), as it updates investors on bond interest payment details and related financing matters.
2020-03-27 Chinese
2020年第一期次级债券发行结果公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the issuance results of a bond by 财通证券股份有限公司. It includes details such as bond code, issuance scale, price, term, and final coupon rate. The document is brief (527 characters) and focuses on the completion and results of a financing activity (bond issuance). It does not contain financial statements or detailed financial analysis, but rather an update on capital raising. Therefore, it fits the category of Capital/Financing Update (CAP).
2020-03-25 Chinese

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