Skip to main content
Yuanta Securities Korea Co., Ltd. logo

Yuanta Securities Korea Co., Ltd. — Investor Relations & Filings

Ticker · 003470 ISIN · KR7003470002 LEI · 549300RUX2WQHK226B73 KO Financial and insurance activities
Open in API
Filings indexed 6,489 across all filing types
Latest filing 2026-05-04 Regulatory Filings
Country KR South Korea
Listing KO 003470

About Yuanta Securities Korea Co., Ltd.

https://www.yuantakorea.com/eng

Yuanta Securities Korea Co., Ltd. is a financial services provider offering a comprehensive suite of products and solutions. The company's primary activities encompass Investment Banking, Brokerage, Wealth Management, and Fixed Income. It provides integrated financial solutions tailored for both corporate and individual clients, leveraging accumulated experience in the funding market. Additional services include securities dealing, underwriting, and consignment business. As a subsidiary of Yuanta Financial Holdings, the firm utilizes a strong network across Asia to offer diverse and steady investment opportunities.

Recent filings

Filing Released Lang Actions
증권발행실적보고서
Regulatory Filings
2026-05-04 Korean
증권발행실적보고서
Regulatory Filings
2026-05-04 Korean
증권발행실적보고서
Capital/Financing Update Classification · 1% confidence The document is a detailed securities issuance performance report (‘증권발행실적보고서’) filed with the Financial Supervisory Service. It provides comprehensive information on the subscription and allocation schedule, underwriting amounts, issuance costs, use of proceeds and detailed terms (auto-call, coupon and maturity) for a series of ELS issues. This is not a share issuance but rather a debt/structured finance fundraising activity. It clearly falls under capital markets fundraising and financing activities, so the appropriate category is Capital/Financing Update (CAP).
2026-04-30 Korean
임원ㆍ주요주주특정증권등소유상황보고서
Director's Dealing Classification · 1% confidence The document is a Korean ‘임원ㆍ주요주주 특정증권등 소유상황보고서’, a mandatory disclosure of executive and major shareholder holdings and changes in specific securities filed with the Financial Services Commission and Korea Exchange. It details insider share transactions (acquisitions on the market) and ownership ratios. This matches our definition for Director’s Dealing (DIRS): report of personal share transactions by company directors and executives.
2026-04-29 Korean
투자설명서(일괄신고)
Capital/Financing Update Classification · 1% confidence The document is a full Korean investment prospectus (“투자설명서”) for the issuance of a derivative‐linked bond (ELB) by Yuanta Securities, detailing offering size, subscription period, repayment terms, risk factors, rights, and procedures. This is clearly a fundraising/financing document rather than a financial report or meeting presentation. It does not fit categories like AGM materials, annual or interim report, earnings release, or insider dealing. It is directly related to the company’s capital market activity (raising capital via a bond issue). Therefore, the correct classification is a Capital/Financing Update (CAP).
2026-04-29 Korean
일괄신고추가서류(파생결합사채-주가연계파생결합사채)
Capital/Financing Update Classification · 1% confidence The document is a lengthy “일괄신고추가서류” (shelf registration additional filing) detailing the terms, amounts, schedule, and risk factors for a new issuance of equity‐linked derivative bonds by Yuanta Securities. It is an official regulatory prospectus for raising debt capital, not a financial results release, management change, or dividend notice. This clearly falls under updates on company fundraising/financing activities.
2026-04-29 Korean

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.