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Yuanta Securities Korea Co., Ltd. — Investor Relations & Filings

Ticker · 003470 ISIN · KR7003470002 LEI · 549300RUX2WQHK226B73 KO Financial and insurance activities
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Filings indexed 6,489 across all filing types
Latest filing 2026-04-24 Regulatory Filings
Country KR South Korea
Listing KO 003470

About Yuanta Securities Korea Co., Ltd.

https://www.yuantakorea.com/eng

Yuanta Securities Korea Co., Ltd. is a financial services provider offering a comprehensive suite of products and solutions. The company's primary activities encompass Investment Banking, Brokerage, Wealth Management, and Fixed Income. It provides integrated financial solutions tailored for both corporate and individual clients, leveraging accumulated experience in the funding market. Additional services include securities dealing, underwriting, and consignment business. As a subsidiary of Yuanta Financial Holdings, the firm utilizes a strong network across Asia to offer diverse and steady investment opportunities.

Recent filings

Filing Released Lang Actions
투자설명서(일괄신고)
Regulatory Filings Classification · 1% confidence The document is a full statutory investment prospectus (“투자설명서”) for the issuance of a derivative-linked security (ELS) by a securities firm. It is not an annual or interim financial report, earnings release, management change notice, call transcript, proxy statement, dividend notice, or any of the other specific categories. It is a detailed offering prospectus required by regulators, which does not neatly fit any of the specialized categories in our taxonomy. Therefore it falls into the fallback “Regulatory Filings” category.
2026-04-24 Korean
증권발행실적보고서
Regulatory Filings Classification · 1% confidence The document is a formal “증권발행실적보고서” (Securities Issuance Performance Report) filed to the Korean Financial Supervisory Service detailing subscription, allocation, issuance schedule, proceeds usage, and payout structures of multiple ELS issues. This is a specialized regulatory disclosure form and does not correspond to an annual report, earnings release, management change, shareholding notification, or other more granular categories. It best fits the fallback “Regulatory Filings” category (RNS).
2026-04-24 Korean
최대주주등소유주식변동신고서
Major Shareholding Notification Classification · 1% confidence The document is titled “최대주주등소유주식변동신고서” (“Report of change in shareholding of major shareholder, etc.”) and details the acquisition of shares by the largest shareholder, including precise share counts before and after and the reason (market purchase). This type of filing corresponds to notifications of changes in significant share ownership levels by major shareholders, not a general earnings or management report. Therefore, it is classified as a Major Shareholding Notification (MRQ).
2026-04-23 Korean
최대주주등소유주식변동신고서
Major Shareholding Notification Classification · 1% confidence The document is a ‘최대주주등 소유주식변동신고서’, i.e. a notification of changes in the shareholdings of a major (controlling) shareholder. It details the change in number and percentage of shares held by Yuanta Securities Asia Financial Services Private Limited and other related persons. This matches the ‘Major Shareholding Notification’ category (Code: MRQ).
2026-04-22 Korean
임원ㆍ주요주주특정증권등소유상황보고서
Director's Dealing Classification · 1% confidence The document is a report filed by Yuanta Securities Asia Financial Services Private Limited and its agent Yuanta Securities regarding the ownership and changes in ownership of specific securities by a major shareholder/director. It includes detailed share counts, percentage holdings, transaction dates, and price information—characteristics of insider trading disclosures. This matches the definition of a Director's Dealing report.
2026-04-22 Korean
최대주주등소유주식변동신고서
Major Shareholding Notification Classification · 1% confidence The document is a “최대주주등 소유주식변동신고서,” detailing shareholding changes by a major shareholder (Yuanta Securities Asia Financial Services Private Limited), including before/after counts and percentage shifts. This aligns with a Major Shareholding Notification, not a board change or earnings release. Thus, the correct classification is MRQ.
2026-04-21 Korean

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