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TMX Group Limited — Investor Relations & Filings

Ticker · X ISIN · CA87262K1057 LEI · 549300N65GFVKSHGJW59 TSX Financial and insurance activities
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Filings indexed 516 across all filing types
Latest filing 2021-03-26 Regulatory Filings
Country CA Canada
Listing TSX X

About TMX Group Limited

https://www.tmx.com/

TMX Group Limited is a financial services company operating global markets and infrastructure across multiple asset classes, including equities, fixed income, derivatives, and energy. The company facilitates fully electronic trading through its premier exchanges, such as the Toronto Stock Exchange and Montreal Exchange, and provides essential post-trade services via clearinghouses like the Canadian Derivatives Clearing Corporation. TMX Group supports capital formation and growth for businesses by offering integrated market solutions. Its comprehensive offerings extend beyond trading to include digital communities and advanced analytic solutions designed to serve investors and market participants worldwide.

Recent filings

Filing Released Lang Actions
52-109F1 - Certification of annual filings - CFO (E).pdf
Regulatory Filings Classification · 95% confidence The document is a Form 52-109F1 Certification of Annual Filings by the Interim CFO of TMX Group Limited. It certifies the review and fair presentation of the annual filings including the AIF, annual financial statements, and annual MD&A for the financial year ended December 31, 2020. The document focuses on the certification of disclosure controls and internal controls over financial reporting (ICFR) as required by Canadian securities legislation. It does not contain the actual annual report or financial statements but is a formal officer certification related to the annual filings. According to the Certification Rule, such officer certifications should be classified as Regulatory Filings (RNS) rather than the actual Annual Report (10-K) or other financial reports. The document length is under 5,000 characters and is a standalone certification form, not the full report itself.
2021-03-26 English
52-109F1 - Certification of annual filings - CEO (E).pdf
Regulatory Filings Classification · 100% confidence The document is a Form 52-109F1 Certification of Annual Filings by the CEO of TMX Group Limited. It certifies the review and fair presentation of the annual filings including the annual financial statements and MD&A for the fiscal year ended December 31, 2020. The document is a formal officer certification regarding the accuracy and completeness of the annual filings and the effectiveness of disclosure controls and internal controls over financial reporting. It does not contain the actual financial statements or substantive financial data itself, but rather attests to their correctness. According to the Certification Rule, such officer certifications should be classified as Regulatory Filings (RNS) rather than as the Annual Report (10-K) or other financial reports. The document length is 4444 characters, which is relatively short and consistent with a certification letter rather than a full report. Therefore, the correct classification is Regulatory Filings (RNS).
2021-03-26 English
52-109F1 - Certification of annual filings - CFO (E).pdf
Regulatory Filings Classification · 95% confidence The document is a Form 52-109F1 Certification of Annual Filings by the Interim CFO of TMX Group Limited. It certifies the review and fair presentation of the annual filings, including the annual financial statements and MD&A, for the financial year ended December 31, 2020. The document focuses on the officer's certification of the accuracy and completeness of the annual filings and the effectiveness of disclosure controls and internal controls over financial reporting. It does not contain the actual financial statements or detailed financial data but is a formal attestation related to the annual filings. According to the Certification Rule, such officer certifications should be classified as Regulatory Filings (RNS) rather than the actual Annual Report (10-K) or Management Discussion & Analysis (MDA). The document length is 4430 characters, which is relatively short and consistent with a certification letter rather than a full report. Therefore, the appropriate classification is Regulatory Filings (RNS).
2021-03-26 English
52-109F1 - Certification of annual filings - CEO (E).pdf
Regulatory Filings Classification · 95% confidence The document is a FORM 52-109F1 Certification of Annual Filings by the CEO of TMX Group Limited. It certifies the review and fair presentation of the annual filings including the AIF, annual financial statements, and annual MD&A for the financial year ended December 31, 2020. The document focuses on the certification of disclosure controls and internal controls over financial reporting, referencing National Instrument 52-109. It does not contain actual financial statements or detailed financial data but is a formal attestation by the CEO regarding the annual filings. According to the Certification Rule, such officer certifications should be classified as Regulatory Filings (RNS) rather than the actual Annual Report (10-K) or Management Reports (MDA). The document length is 4419 characters, which is relatively short and consistent with a certification letter rather than a full report. Therefore, the correct classification is Regulatory Filings (RNS).
2021-03-26 English
Annual information form - letter from foreign issuer.pdf
Annual Report Classification · 95% confidence The document is titled 'Annual Information Form' for TMX Group Limited dated March 25, 2021. It contains detailed corporate structure, business development, regulatory matters, and references to audited annual consolidated financial statements and management's discussion and analysis for the year ended December 31, 2020. The document is comprehensive and over 15,000 characters, indicating it is a full report rather than a brief announcement. The Annual Information Form (AIF) is a regulatory filing commonly used in Canada as a detailed disclosure document that complements the annual report and financial statements. It is not the Annual Report (10-K) itself but a related comprehensive disclosure document. Given the detailed nature and the Canadian context, the best fitting category is Annual Report (10-K) as it covers full financial performance and company activity for the year, including references to audited financial statements and MD&A incorporated by reference. The document is not a mere announcement or certification, nor is it a transcript, governance, or other specialized filing. Therefore, the classification is 10-K with high confidence. FY 2020
2021-03-26 English
Annual information form - English.pdf
Annual Report Classification · 95% confidence The document is titled 'Notice Annuelle' (Annual Notice) and contains a detailed table of contents referencing audited consolidated annual financial statements for the fiscal year ended December 31, 2020, and the annual management report for the same period. It integrates by reference the full annual financial statements and management report, which are available on SEDAR and the company's website. The document includes extensive narrative on company structure, business development, regulatory environment, risk factors, capital structure, dividends, market information, directors and officers, and other comprehensive corporate disclosures. The length is substantial (15,000 characters), indicating it is a full report rather than a brief announcement. The content and structure align with an Annual Report (10-K equivalent) rather than a simple announcement or a regulatory filing. Therefore, the document should be classified as an Annual Report (10-K). FY 2020
2021-03-26 English

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