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TIANFENG SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601162 ISIN · CNE100003F43 LEI · 300300E1007142000089 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,101 across all filing types
Latest filing 2022-03-30 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601162

About TIANFENG SECURITIES CO.,LTD.

https://www.tfzq.com/

Tianfeng Securities Co., Ltd. provides a comprehensive suite of financial services and capital market solutions. Its core operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm offers specialized expertise in equity and debt underwriting, mergers and acquisitions advisory, and investment consulting. A key differentiator is its research division, which provides institutional and retail clients with detailed market analysis and strategic investment insights. The company also engages in futures brokerage and alternative investment management. Through its integrated service platform, it focuses on wealth management and corporate finance, aiming to optimize capital allocation and provide tailored financial strategies for a diverse range of institutional and individual clients.

Recent filings

Filing Released Lang Actions
天风证券股份有限公司内控审计报告
Audit Report / Information Classification · 95% confidence The document is titled as an "Internal Control Audit Report" (内部控制审计报告) issued by a certified public accounting firm (大信会计师事务所) for Tianfeng Securities Co., Ltd. It discusses the audit of the effectiveness of internal control over financial reporting as of December 31, 2021. The content includes auditor responsibilities, internal control limitations, and an audit opinion on the effectiveness of internal controls. There is no indication that this is a full annual report or interim financial report, but rather a standalone audit report focused on internal control over financial reporting. The document length is 4386 characters, which is relatively short but contains substantive audit content, not just an announcement or certification. Therefore, it fits the category of Audit Report / Information (AR).
2022-03-30 Chinese
天风证券股份有限公司2021年度审计报告
Audit Report / Information Classification · 95% confidence The document is titled as an "审计报告" (Audit Report) issued by a certified public accounting firm for the company 天风证券股份有限公司. It contains detailed audit opinions, basis for audit opinions, key audit matters, management responsibilities, and auditor responsibilities. It includes financial statements such as consolidated and parent company balance sheets, profit and loss statements, cash flow statements, and notes to the financial statements for the fiscal year ended December 31, 2021. The document is about 15,000 characters long and contains substantive financial data and detailed audit information. This matches the definition of an Audit Report / Information (AR) filing, which is a standalone audit report and related information excluding the full Annual Report. Therefore, the correct classification is AR with high confidence. FY 2021
2022-03-30 Chinese
中信证券股份有限公司关于天风证券股份有限公司2021年度募集资金存放与实际使用情况的专项核查报告
Audit Report / Information Classification · 95% confidence The document is a detailed report from CITIC Securities regarding the 2021 annual special inspection of the fundraising funds deposit and actual usage situation of Tianfeng Securities Co., Ltd. It includes specific financial figures about the non-public issuance of A shares, the amount raised, the usage of the funds, compliance with regulatory requirements, and a detailed table comparing committed and actual investment amounts. The document references regulatory guidelines and audit reports related to fundraising management and usage. It is not a general annual report, earnings release, or management discussion but a specialized audit and verification report focused on the use of raised funds. This matches the definition of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles related to specific regulatory requirements, excluding full annual reports. The document length (9028 characters) and content confirm it is a full report, not just an announcement or certification. Therefore, the correct classification is AR with high confidence. FY 2021
2022-03-30 Chinese
天风证券股份有限公司章程
Governance Information Classification · 100% confidence The document is the Articles of Association (章程) of Tianfeng Securities Co., Ltd. It details the company's organizational structure, shareholder rights and obligations, share capital, governance, and procedures for shareholder meetings. It references Chinese company law and securities regulations, and includes detailed provisions on shareholder meetings, board responsibilities, and share management. This type of document is a governance document that sets out the internal rules and governance practices of the company. It is not a financial report, earnings release, or announcement. It is not a proxy statement or voting results announcement. It is a comprehensive governance framework document, which fits the category of Governance Information (CGR).
2022-03-30 Chinese
中信证券股份有限公司关于天风证券股份有限公司2022年度日常关联交易预计的核查意见
Audit Report / Information Classification · 95% confidence The document is titled as an opinion from CITIC Securities Co., Ltd. regarding the 2022 expected daily related-party transactions of Tianfeng Securities Co., Ltd. It includes detailed descriptions of related-party transactions, their pricing principles, the impact on the company, and the approval process by the board and independent directors. The document is a formal verification and review opinion by the sponsor institution on the expected related-party transactions for the year 2022. It does not contain full financial statements or comprehensive financial performance data typical of an Annual Report or Interim Report. It is not a simple announcement or a certification letter but a detailed audit-related opinion on specific transactions. This fits the definition of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles related to internal or regulatory checks, excluding full annual reports. The document length (7525 characters) supports it being a substantive report rather than a brief announcement. Therefore, the classification is AR with high confidence. FY 2022
2022-03-30 Chinese
天风证券股份有限公司关于计提资产减值准备的公告
Regulatory Filings Classification · 95% confidence The document is a public announcement by Tianfeng Securities regarding the provision for asset impairment for the fiscal year ending December 31, 2021. It details the amounts of impairment provisions made, their impact on profits, and includes opinions from the board of directors, independent directors, audit committee, and supervisory board. The document is relatively short (1882 characters) and focuses on a specific accounting adjustment rather than presenting a full financial report. It does not contain comprehensive financial statements or a full annual report. It is an announcement about the impairment provision decision and its impact, not the full annual report or audit report itself. Therefore, it fits best as a Regulatory Filing (RNS) because it is a regulatory announcement about accounting provisions and related board opinions, not a full audit report or annual report.
2022-03-30 Chinese

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