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TIANFENG SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601162 ISIN · CNE100003F43 LEI · 300300E1007142000089 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,101 across all filing types
Latest filing 2022-03-30 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601162

About TIANFENG SECURITIES CO.,LTD.

https://www.tfzq.com/

Tianfeng Securities Co., Ltd. provides a comprehensive suite of financial services and capital market solutions. Its core operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm offers specialized expertise in equity and debt underwriting, mergers and acquisitions advisory, and investment consulting. A key differentiator is its research division, which provides institutional and retail clients with detailed market analysis and strategic investment insights. The company also engages in futures brokerage and alternative investment management. Through its integrated service platform, it focuses on wealth management and corporate finance, aiming to optimize capital allocation and provide tailored financial strategies for a diverse range of institutional and individual clients.

Recent filings

Filing Released Lang Actions
天风证券股份有限公司2021年度董事会审计委员会履职情况报告
Regulatory Filings
2022-03-30 Chinese
天风证券股份有限公司独立董事对公司对外担保情况及关联方资金占用情况的专项说明和独立意见
Regulatory Filings
2022-03-30 Chinese
天风证券股份有限公司关于召开2021年年度股东大会的通知
AGM Information Classification · 95% confidence The document is a notice about the convening of the 2021 Annual General Meeting (AGM) of Tianfeng Securities Co., Ltd. It includes details about the date, voting methods, agenda items to be discussed and voted on, and instructions for shareholders. It does not contain the actual annual report or financial statements but rather the announcement and procedural information for the AGM. The document length is 4022 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, this document fits the category of AGM Information (AGM-R).
2022-03-30 Chinese
天风证券股份有限公司董事会议事规则
Governance Information Classification · 95% confidence The document is titled '天风证券股份有限公司董事会议事规则' which translates to 'Rules of Procedure for the Board of Directors of Tianfeng Securities Co., Ltd.' The content details the governance structure, responsibilities, meeting procedures, voting rules, and other internal regulations related to the board of directors. It references company law, securities law, and the company charter, focusing on the internal governance framework and board operations. There is no indication that this is an announcement, a financial report, or a regulatory filing related to financial results or management changes. Instead, it is a governance document outlining the internal rules and procedures of the board. Therefore, the appropriate classification is Governance Information (CGR). The document length (8481 characters) and detailed content support this classification with high confidence.
2022-03-30 Chinese
中信证券股份有限公司关于天风证券股份有限公司2021年持续督导年度报告书
Audit Report / Information Classification · 95% confidence The document is titled as a "持续督导年度报告书" which translates to "Continuous Supervision Annual Report" by the sponsor (中信证券股份有限公司) for 天风证券股份有限公司 for the year 2021. It details the ongoing supervision activities, compliance checks, information disclosure reviews, and regulatory adherence during the supervision period. The content includes descriptions of the sponsor's supervisory work, review of information disclosure, and confirmation of no violations or irregularities. The document is a formal report on the continuous supervision activities rather than a general annual report or earnings release. It is not a short announcement or certification but a substantive report on regulatory supervision activities. This type of document aligns with the category of Audit Report / Information (AR), as it involves regulatory compliance, supervisory activities, and audit-like oversight rather than full financial statements or management discussion. The document length is 3648 characters, which is substantive but not overly long, consistent with an audit or supervisory report. Therefore, the best classification is AR (Audit Report / Information). FY 2021
2022-03-30 Chinese
关于天风证券股份有限公司非经营性资金占用及其他关联资金往来情况汇总表的专项审计报告
Regulatory Filings
2022-03-30 Chinese

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