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TIANFENG SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601162 ISIN · CNE100003F43 LEI · 300300E1007142000089 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,101 across all filing types
Latest filing 2022-04-11 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601162

About TIANFENG SECURITIES CO.,LTD.

https://www.tfzq.com/

Tianfeng Securities Co., Ltd. provides a comprehensive suite of financial services and capital market solutions. Its core operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm offers specialized expertise in equity and debt underwriting, mergers and acquisitions advisory, and investment consulting. A key differentiator is its research division, which provides institutional and retail clients with detailed market analysis and strategic investment insights. The company also engages in futures brokerage and alternative investment management. Through its integrated service platform, it focuses on wealth management and corporate finance, aiming to optimize capital allocation and provide tailored financial strategies for a diverse range of institutional and individual clients.

Recent filings

Filing Released Lang Actions
天风证券股份有限公司关于撤销2家营业部的公告
Regulatory Filings Classification · 95% confidence The document is a short announcement regarding the closure of two securities business offices by the company. It includes a statement from the board ensuring the accuracy of the announcement and references regulatory compliance with securities laws. There is no financial data, no report attached or referenced, and no mention of voting results, management changes, or capital activities. The content is a regulatory announcement about operational changes, specifically the revocation of business offices, which fits best under Regulatory Filings (RNS) as it does not match any other specific category.
2022-04-11 Chinese
中信证券股份有限公司关于天风证券股份有限公司配股公开发行证券持续督导保荐总结报告书
Capital/Financing Update Classification · 95% confidence The document is titled as a "持续督导保荐总结报告书" which translates to a "Continuous Supervision Sponsorship Summary Report" by a sponsoring institution (中信证券股份有限公司) regarding 天风证券股份有限公司's public offering of shares. It references regulatory approvals by the China Securities Regulatory Commission and details the supervision and sponsorship activities related to the share issuance and subsequent compliance. The document includes summaries of the issuance, supervision work, major events, evaluations of cooperation, and conclusions on information disclosure and fund usage. It is not a full annual or interim financial report, nor an earnings release or call transcript. It is a detailed report on the sponsorship and continuous supervision related to a capital issuance, which aligns with a Capital/Financing Update. The document length is 3312 characters, which is substantive and contains detailed information, not just an announcement or certification. Therefore, the best fitting category is Capital/Financing Update (CAP).
2022-04-08 Chinese
天风证券股份有限公司2021年年度股东大会会议资料
AGM Information Classification · 100% confidence The document is titled "2021 年年度股东大会会议资料" which translates to "2021 Annual General Meeting (AGM) Meeting Materials." It contains detailed reports and materials prepared for the 2021 AGM, including the Board of Directors' work report, Supervisory Board report, annual report, independent directors' work report, financial statements, profit distribution plan, and various proposals to be discussed and voted on at the AGM. The content is comprehensive and clearly intended as meeting materials for the AGM rather than just an announcement or a brief summary. The document length is about 15,000 characters, indicating it is a full set of AGM materials rather than a short notice or announcement. Therefore, the document fits the category of AGM Information (AGM-R).
2022-04-08 Chinese
天风证券股份有限公司关于天风国际证券集团为其全资子公司提供担保的进展公告
Regulatory Filings Classification · 95% confidence The document is an announcement from Tianfeng Securities regarding the progress of guarantees provided by its wholly-owned subsidiary Tianfeng International Securities Group for its own subsidiary. It details the guarantee amounts, the parties involved, financial data of the guaranteed entity, and the status of guarantees. The document is relatively short (2254 characters) and focuses on a specific corporate action related to guarantees, not a full financial report or earnings release. It does not contain comprehensive financial statements or detailed management discussion. This type of document fits best under 'Regulatory Filings' (RNS) as it is a regulatory announcement about guarantee progress and related financial data, but not a full report or financial supplement.
2022-04-08 Chinese
天风证券股份有限公司关于为境外全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement by Tianfeng Securities Co., Ltd. regarding the provision of a guarantee for a bond issuance by its wholly-owned overseas subsidiary. It details the guarantee amount, the parties involved, the internal decision-making process, and the financial status of the guaranteed entity. The document is a formal disclosure about a financing-related guarantee, not a financial report, earnings release, or management discussion. It does not contain financial statements or detailed financial analysis but rather focuses on a capital/financing update related to bond issuance guarantees. The document length is 2208 characters, which is relatively short and typical for an announcement. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2022-04-07 Chinese
天风证券股份有限公司简式权益变动书（股份增加）
Major Shareholding Notification Classification · 95% confidence The document is titled as a "简式权益变动报告书" which translates to a "Simplified Equity Change Report." It details the increase in shareholding by 湖北宏泰集团有限公司 in 天风证券股份有限公司, including specifics about the share transfer agreement, shareholding percentages before and after the transaction, and regulatory approvals required. The document is a formal report of a change in major shareholding, including legal references to securities laws and disclosure obligations. It is not an announcement of a report publication, nor is it a financial report or management discussion. The content fits the definition of a Major Shareholding Notification, which involves notification of changes in significant share ownership levels crossing thresholds. Therefore, the appropriate classification is MRQ (Major Shareholding Notification). The document length and detail support a high confidence score.
2022-04-06 Chinese

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