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TIANFENG SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601162 ISIN · CNE100003F43 LEI · 300300E1007142000089 Shanghai Stock Exchange Financial and insurance activities
Filings indexed 1,101 across all filing types
Latest filing 2022-10-27 Major Shareholding Noti…
Country CN China
Listing Shanghai Stock Exchange 601162

About TIANFENG SECURITIES CO.,LTD.

https://www.tfzq.com/

Tianfeng Securities Co., Ltd. provides a comprehensive suite of financial services and capital market solutions. Its core operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm offers specialized expertise in equity and debt underwriting, mergers and acquisitions advisory, and investment consulting. A key differentiator is its research division, which provides institutional and retail clients with detailed market analysis and strategic investment insights. The company also engages in futures brokerage and alternative investment management. Through its integrated service platform, it focuses on wealth management and corporate finance, aiming to optimize capital allocation and provide tailored financial strategies for a diverse range of institutional and individual clients.

Recent filings

Filing Released Lang Actions
天风证券股份有限公司关于公司股东转让公司部分股份进展情况的公告
Major Shareholding Notification Classification · 95% confidence The document is an announcement regarding the progress of a shareholder's transfer of company shares, detailing the transfer agreements, approvals, and pending regulatory and shareholder meeting approvals. It does not contain financial statements, audit information, or detailed financial results. It is a regulatory announcement about shareholding changes and related corporate actions. Therefore, it fits best under the category of Major Shareholding Notification (MRQ), which covers notifications of changes in significant share ownership levels.
2022-10-27 Chinese
天风证券股份有限公司详式权益变动报告书(签署一致行动导致表决权增加)
Major Shareholding Notification Classification · 95% confidence The document is a detailed report concerning a significant change in shareholding and voting rights involving 湖北宏泰集团有限公司 (Hubei Hongtai Group Co., Ltd.) and its relationship with 天风证券股份有限公司 (Tianfeng Securities Co., Ltd.). It references specific Chinese laws and regulations related to securities, company law, and disclosure requirements, including the "权益变动报告书" (Equity Change Report) and "上市公司收购报告书" (Listed Company Acquisition Report). The content includes detailed information about the equity structure, control, business plans, financial data, and legal compliance of the information disclosure obligor (湖北宏泰集团有限公司). The document is comprehensive, over 15,000 characters, and contains substantive financial and corporate information related to a change in major shareholding and control. This matches the definition of a Major Shareholding Notification (MRQ), which involves notification of changes in significant share ownership levels crossing thresholds. It is not a simple announcement or a proxy solicitation, nor is it a full annual or interim report. Therefore, the appropriate classification is MRQ with high confidence.
2022-10-25 Chinese
中泰证券股份有限公司关于天风证券股份有限公司详式权益变动报告书之财务顾问核查意见
Capital/Financing Update Classification · 95% confidence The document is a detailed financial advisor's verification report related to a '详式权益变动报告书' (Detailed Equity Change Report) for a transaction involving a significant equity change in a listed company (天风证券股份有限公司). It includes extensive sections on the verification of the report content, the purpose of the equity change, the basic information of the disclosure obligor, their financial status, control structure, and management capabilities. The document references relevant Chinese securities laws and regulations, and the financial advisor's professional opinions on the equity change. This is not a simple announcement or a brief summary but a comprehensive verification and advisory report on a detailed equity change filing. The nature of the document aligns with a specialized report on equity changes rather than a general annual report, earnings release, or other categories. Given the focus on equity change and the detailed advisory and verification content, the most appropriate classification is 'Capital/Financing Update' (CAP). The document length and detail confirm it is not merely an announcement or certification but a substantive report.
2022-10-25 Chinese
天风证券股份有限公司关于公司股东签署《一致行动协议》暨公司控股股东及实际控制人拟发生变更的提示性公告
Major Shareholding Notification Classification · 95% confidence The document is a detailed announcement about a change in the controlling shareholder and actual controller of the company due to a shareholder agreement and shareholding changes. It discusses the signing of a "一致行动协议" (acting-in-concert agreement), the resulting change in control, and the implications for the company. It does not contain financial statements or quarterly/annual financial results, nor is it a report or presentation. It is a regulatory announcement about a change in control and shareholding structure. This fits best under the category of Major Shareholding Notification (MRQ), which covers notifications of changes in significant share ownership levels and control changes. The document is about a significant shareholding change and control change, with detailed shareholder information and legal implications, matching MRQ criteria.
2022-10-23 Chinese
天风证券股份有限公司关于公司股东转让公司部分股份进展情况的公告
Major Shareholding Notification Classification · 95% confidence The document is an announcement regarding the progress of a shareholder's transfer of company shares, detailing the transfer agreement, board and supervisory meetings, approvals from government and regulatory bodies, and pending shareholder meeting approvals. It does not contain financial statements or detailed financial performance data. The document is primarily a regulatory announcement about shareholding changes and related approvals, fitting the category of Major Shareholding Notification (MRQ). The document length is short (1415 characters), and it is not a report or a certification but an official announcement of share transfer progress and related corporate actions.
2022-10-18 Chinese
天风证券股份有限公司2022年第五次临时股东大会会议资料
AGM Information Classification · 95% confidence The document is titled as meeting materials for the "2022 Fifth Extraordinary General Meeting of Shareholders" of Tianfeng Securities Co., Ltd. It contains detailed information about a shareholder proposal regarding the waiver of a voluntary share lock-up commitment by a major shareholder. The content is focused on the agenda and background for a shareholder meeting, including procedural and regulatory details related to the shareholder vote. There are no financial statements or earnings data, nor is this a transcript or presentation. The document is clearly meeting materials provided for a shareholder meeting, which fits the definition of AGM Information (AGM-R). The document length is about 2113 characters, which is consistent with meeting materials rather than a full report or announcement of a report publication. Therefore, the classification is AGM Information (AGM-R).
2022-10-18 Chinese

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