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TIANFENG SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601162 ISIN · CNE100003F43 LEI · 300300E1007142000089 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,101 across all filing types
Latest filing 2022-09-23 Board/Management Inform…
Country CN China
Listing Shanghai Stock Exchange 601162

About TIANFENG SECURITIES CO.,LTD.

https://www.tfzq.com/

Tianfeng Securities Co., Ltd. provides a comprehensive suite of financial services and capital market solutions. Its core operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm offers specialized expertise in equity and debt underwriting, mergers and acquisitions advisory, and investment consulting. A key differentiator is its research division, which provides institutional and retail clients with detailed market analysis and strategic investment insights. The company also engages in futures brokerage and alternative investment management. Through its integrated service platform, it focuses on wealth management and corporate finance, aiming to optimize capital allocation and provide tailored financial strategies for a diverse range of institutional and individual clients.

Recent filings

Filing Released Lang Actions
天风证券股份有限公司第四届董事会第二十五次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at a board meeting of Tianfeng Securities Co., Ltd. It details the approval of various proposals including the reappointment of an accounting firm, amendments to the company's articles of association and internal management systems, and the decision to convene an extraordinary general meeting. The document includes voting results and references to other announcements for detailed content. It does not contain financial statements or detailed financial data, nor is it a transcript or presentation. It is an official announcement of board decisions and changes in governance-related matters. Therefore, it fits best under the category of Board/Management Information (MANG). The document length is short and it is not a report publication announcement or regulatory filing. Hence, the classification is MANG with high confidence.
2022-09-23 Chinese
天风证券股份有限公司关于召开2022年第四次临时股东大会的通知
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a notice about convening the 2022 fourth extraordinary general meeting of shareholders, detailing the meeting date, voting methods, agenda items, and procedural instructions. It includes information about the meeting logistics, voting system, and proxy authorization form. There is no financial data, earnings, or report content. The document is an announcement related to a shareholders meeting rather than the meeting materials or results themselves. Therefore, it fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA) or Proxy Solicitation & Information Statement (PSI). However, since it is a notice of the meeting and voting procedures rather than solicitation materials or voting results, it is best classified as a Proxy Solicitation & Information Statement (PSI). The document length is under 5,000 characters and it is not a report publication announcement or regulatory filing. Hence, the classification is PSI with high confidence.
2022-09-23 Chinese
天风证券股份有限公司章程
Governance Information Classification · 100% confidence The document is the Articles of Association (章程) of Tianfeng Securities Co., Ltd., detailing the company's organizational structure, shareholder rights, board responsibilities, share issuance, and governance rules. It references Chinese laws and regulatory approvals but does not contain financial statements or earnings data. It is a foundational governance document that sets out the company's internal rules and governance practices. It is not an annual report, earnings release, or any other financial report. Therefore, the appropriate classification is Governance Information (CGR). The document length (15,000 characters) and content confirm it is the full governance charter, not a brief announcement or summary.
2022-09-23 Chinese
天风证券股份有限公司独立董事关于第四届董事会第二十五次会议审议事项的独立意见
Audit Report / Information Classification · 95% confidence The document is an independent opinion from the independent directors of Tianfeng Securities Co., Ltd. regarding the proposal to reappoint an accounting firm for auditing the 2022 financial report and internal control audit. It references compliance with laws, regulations, and company articles, and expresses agreement to submit the proposal to the shareholders' meeting. The document is a formal opinion related to audit matters but does not contain the audit report itself or detailed financial data. It is a standalone audit-related opinion, not a full annual report or audit report. Given the nature of the document as an independent directors' opinion on audit firm reappointment, it fits best under Audit Report / Information (AR). The document length is short and does not contain full financial statements, so it is not an Annual Report or Interim Report. It is not a regulatory filing or announcement of report publication. Therefore, the classification is AR with high confidence. FY 2022
2022-09-23 Chinese
天风证券股份有限公司关于续聘会计师事务所的公告
Audit Report / Information Classification · 95% confidence The document is an announcement regarding the company's decision to reappoint an accounting firm (DaXin CPA Firm) as the auditor for the 2022 financial report and internal control audit. It details the auditor's background, qualifications, independence, and the approval process by the board and audit committee. There are no actual financial statements or audit results included, nor is this a full audit report. The document is relatively short (3143 characters) and serves as a formal announcement of the auditor reappointment, which will be submitted to the shareholders for approval. This fits the category of an Audit Report / Information announcement rather than the full audit report itself, as it focuses on the auditor appointment and related information rather than audit findings or financial data. Therefore, the appropriate classification is AR (Audit Report / Information). FY 2022
2022-09-23 Chinese
天风证券股份有限公司内幕信息知情人登记管理和保密制度
Governance Information Classification · 95% confidence The document is a detailed internal policy of Tianfeng Securities Co., Ltd. regarding the management and confidentiality of insider information and insider registration. It references various laws and regulatory rules related to insider information management, confidentiality obligations, and reporting requirements. The content is focused on governance, compliance, and internal control procedures rather than financial results, audit opinions, or shareholder meeting materials. There is no indication that this is an annual report, earnings release, or any other financial report. It is not a regulatory filing announcing a report but a governance-related document outlining internal rules and procedures. Therefore, the most appropriate classification is Governance Information (CGR). The document length and detail support a high confidence in this classification.
2022-09-23 Chinese

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