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TIANFENG SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601162 ISIN · CNE100003F43 LEI · 300300E1007142000089 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,101 across all filing types
Latest filing 2023-04-27 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601162

About TIANFENG SECURITIES CO.,LTD.

https://www.tfzq.com/

Tianfeng Securities Co., Ltd. provides a comprehensive suite of financial services and capital market solutions. Its core operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm offers specialized expertise in equity and debt underwriting, mergers and acquisitions advisory, and investment consulting. A key differentiator is its research division, which provides institutional and retail clients with detailed market analysis and strategic investment insights. The company also engages in futures brokerage and alternative investment management. Through its integrated service platform, it focuses on wealth management and corporate finance, aiming to optimize capital allocation and provide tailored financial strategies for a diverse range of institutional and individual clients.

Recent filings

Filing Released Lang Actions
中信证券股份有限公司关于天风证券股份有限公司非公开发行股票持续督导保荐总结报告书
Capital/Financing Update Classification · 95% confidence The document is titled as a "持续督导保荐总结报告书" (Continuous Supervision Sponsorship Summary Report) issued by CITIC Securities regarding a non-public stock issuance by Tianfeng Securities. It references regulatory approvals from the China Securities Regulatory Commission (CSRC) and details the supervision period ending December 31, 2022. The content includes detailed descriptions of the non-public issuance, use of funds, compliance with regulatory requirements, shareholder changes, related party transactions, and corrective measures taken. It is a comprehensive report summarizing the continuous supervision and sponsorship activities related to a capital raising event, including audit confirmations and regulatory compliance. This type of document is a summary report related to capital raising and sponsorship activities, not a full annual or interim financial report, nor a simple announcement. It fits best under the category of Capital/Financing Update (CAP), as it provides detailed updates on the non-public issuance, fund usage, and related regulatory supervision.
2023-04-27 Chinese
天风证券股份有限公司募集资金存放与实际使用情况审核报告
Audit Report / Information Classification · 100% confidence The document is an audit report issued by WUYIGE Certified Public Accountants LLP regarding the special report on the storage and actual use of raised funds by Tianfeng Securities Co., Ltd. for the year 2022. It includes the auditor's responsibilities, the board's responsibilities, audit opinions, and detailed information about the raised funds, their management, and usage. The document is a standalone audit report focusing on the verification of the company's compliance with regulatory requirements on raised funds, not a full annual report or financial statement. It is not a brief announcement or a certification letter but a detailed audit report. Therefore, the appropriate classification is Audit Report / Information (AR). FY 2022
2023-04-27 Chinese
天风证券股份有限公司关于前次募集资金使用情况的专项报告
Capital/Financing Update Classification · 95% confidence The document is titled as a special report on the usage of previously raised funds by Tianfeng Securities Co., Ltd. It details the fundraising activities from 2018, 2020, and 2021, including amounts raised, issuance approvals by the China Securities Regulatory Commission, and the usage status of these funds. The document includes detailed tables showing the amounts raised, used, and remaining, as well as audit verification reports from an accounting firm. The content focuses on the specific use and status of previously raised capital rather than presenting a full annual or interim financial report. It is a specialized report on the use of capital raised in prior fundraising activities, which aligns with the category of Capital/Financing Update (CAP). The document is substantive and not merely an announcement or certification, so it is not RPA or RNS. Therefore, the best classification is CAP with high confidence.
2023-04-27 Chinese
天风证券股份有限公司监事会关于公司2023年度向特定对象发行A股股票事项的书面审核意见
Audit Report / Information Classification · 95% confidence The document is a written supervisory board opinion regarding the company's 2023 issuance of A shares to specific investors. It includes detailed legal and regulatory compliance checks, analysis of dilution impact, prior fundraising usage, related party transactions, and shareholder dividend plans. The content focuses on the supervisory board's audit and approval of the issuance plan and related matters, rather than being a financial report or earnings release. It is not a full annual or interim report, nor a simple announcement. The document is a formal audit/opinion report by the supervisory board on a capital issuance matter, fitting the category of Audit Report / Information (AR). The document length is 2555 characters, which is sufficient for a detailed audit opinion but not a full annual report. Therefore, the best classification is AR with high confidence. FY 2023
2023-04-27 Chinese
天风证券股份有限公司董事会审计委员会关于第四届董事会第三十二次会议审议事项的审核意见
Audit Report / Information Classification · 95% confidence The document is a formal opinion from the Audit Committee of the Board of Directors regarding the review of certain proposals to be considered at the 32nd meeting of the 4th Board of Directors. It discusses the reappointment of an accounting firm for the 2023 audit and confirms the fairness and compliance of related party transactions for 2022 and expected 2023. The document references regulatory rules and company bylaws but does not contain actual financial statements or detailed audit results. It is a standalone audit-related opinion rather than a full audit report or annual report. The document length is short (847 characters) and it is a formal committee opinion on audit matters, fitting the category of Audit Report / Information (AR). FY 2022
2023-04-27 Chinese
天风证券股份有限公司独立董事关于第四届董事会第三十二次会议审议相关事项的独立意见
Regulatory Filings
2023-04-27 Chinese

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