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TIANFENG SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601162 ISIN · CNE100003F43 LEI · 300300E1007142000089 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,101 across all filing types
Latest filing 2023-04-27 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601162

About TIANFENG SECURITIES CO.,LTD.

https://www.tfzq.com/

Tianfeng Securities Co., Ltd. provides a comprehensive suite of financial services and capital market solutions. Its core operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm offers specialized expertise in equity and debt underwriting, mergers and acquisitions advisory, and investment consulting. A key differentiator is its research division, which provides institutional and retail clients with detailed market analysis and strategic investment insights. The company also engages in futures brokerage and alternative investment management. Through its integrated service platform, it focuses on wealth management and corporate finance, aiming to optimize capital allocation and provide tailored financial strategies for a diverse range of institutional and individual clients.

Recent filings

Filing Released Lang Actions
中信证券股份有限公司关于天风证券股份有限公司2022年持续督导年度报告书
Audit Report / Information Classification · 95% confidence The document is titled as a "持续督导年度报告书" (Continuous Supervision Annual Report) by the sponsor (中信证券股份有限公司) for 天风证券股份有限公司 for the year 2022. It details the sponsor's ongoing supervision activities, including review of information disclosure, internal controls, governance, and compliance with regulatory requirements during the continuous supervision period ending December 31, 2022. The document includes detailed descriptions of issues found, corrective measures, and compliance with disclosure obligations. It is a comprehensive report on the sponsor's supervisory work rather than a general annual report of the company itself. This type of document is a specialized audit or supervisory report related to regulatory compliance and sponsor duties, fitting the category of Audit Report / Information (AR). The document length (8929 characters) and content indicate it is the report itself, not merely an announcement or certification. Therefore, the correct classification is AR with high confidence. FY 2022
2023-04-27 Chinese
天风证券股份有限公司营业收入扣除情况专项审核报告
Regulatory Filings
2023-04-27 Chinese
中信证券股份有限公司关于天风证券股份有限公司持续督导之专项现场检查报告
Audit Report / Information Classification · 95% confidence The document is titled as a "专项现场检查报告" (Special On-site Inspection Report) by 中信证券股份有限公司 regarding 天风证券股份有限公司's continuous supervision. It details findings from a regulatory inspection related to non-operating fund occupation, undisclosed related-party transactions, and breaches of commitments. The report references regulatory frameworks such as the Securities Issuance and Listing Sponsorship Management Measures, Shanghai Stock Exchange Listing Rules, and continuous supervision guidelines. It includes detailed findings, corrective measures, and compliance recommendations. The document is a standalone audit or inspection report focusing on regulatory compliance and internal controls, not a full annual or interim financial report. It does not present comprehensive financial statements or management discussion and analysis typical of Annual Reports (10-K) or Interim Reports (IR). It is not an announcement or a brief notice but a detailed audit-type report. Therefore, the most appropriate classification is Audit Report / Information (AR). FY 2022
2023-04-27 Chinese
天风证券股份有限公司关于提请股东大会批准公司控股股东及其一致行动人免于以要约收购方式增持公司股份的公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a public announcement by Tianfeng Securities regarding a proposal to the shareholders' meeting to approve an exemption for the controlling shareholder and its concerted parties from the obligation to make a mandatory tender offer when increasing their shareholding beyond 30%. It discusses regulatory provisions and the need for shareholder approval but does not contain financial statements or detailed financial data. The document is an announcement related to shareholder meeting matters and voting approval, specifically about voting on a corporate governance issue related to share acquisition exemptions. It is not a full report, audit, or financial statement, nor is it a transcript or presentation. The content fits best under Declaration of Voting Results & Voting Rights Announcements (DVA) as it pertains to shareholder approval matters and voting-related announcements.
2023-04-27 Chinese
天风证券股份有限公司2023年度向特定对象发行A股股票方案的论证分析报告
Capital/Financing Update Classification · 95% confidence The document is a detailed report titled "2023 年度向特定对象发行 A 股股票方案的论证分析报告" by Tianfeng Securities Co., Ltd. It discusses the background, necessity, pricing, legality, fairness, and impact analysis of a specific issuance of A shares to designated investors. The content includes detailed financial assumptions, regulatory compliance references, and commitments by the board and controlling shareholders. The document is lengthy (over 12,000 characters) and contains substantive financial and strategic analysis related to a capital raising event through a specific share issuance. This matches the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and capital structure changes. It is not an announcement of a report (RPA), nor a general regulatory filing (RNS), nor a full annual or interim report. Therefore, the correct classification is CAP with high confidence.
2023-04-27 Chinese
天风证券股份有限公司关于向特定对象发行股票涉及关联交易暨与特定对象签订附条件生效的股份认购协议的公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding a specific transaction: the issuance of shares to a particular party involving a related party transaction. It includes information about the transaction terms, parties involved, pricing, approval processes, and related agreements. The document is titled as an "announcement" and contains detailed disclosures about the issuance of shares to a specific investor (a related party), which is a capital raising event. This fits the category of a Capital/Financing Update (CAP), as it provides comprehensive information about a fundraising activity involving issuance of shares to a specific party, including regulatory approvals and related agreements. It is not an annual or interim report, nor a proxy or voting announcement. It is not a simple notice of dividend or share issue but a detailed announcement of a capital raising transaction involving related parties. The document length (8527 characters) and content confirm it is a full announcement, not just a brief notice or report publication announcement.
2023-04-27 Chinese

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