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THE PACIFIC SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601099 ISIN · CNE1000008V9 LEI · 3003000RM76TNJFFR402 Shanghai Stock Exchange Financial and insurance activities
Filings indexed 1,663 across all filing types
Latest filing 2018-12-21 Legal Proceedings Report
Country CN China
Listing Shanghai Stock Exchange 601099

About THE PACIFIC SECURITIES CO.,LTD

https://www.tpyzq.com/

The Pacific Securities Co., Ltd. is a comprehensive financial services provider that offers a broad range of solutions including securities brokerage, investment banking, and asset management. The company facilitates securities trading, underwriting, and sponsorship services, while providing financial advisory and investment research to a diverse clientele of individual and institutional investors. Its core operations encompass wealth management, proprietary trading, and credit-based financial services. The firm focuses on delivering integrated capital market solutions and maintaining a robust service network to support corporate financing and investor wealth growth.

Recent filings

Filing Released Lang Actions
诉讼进展公告
Legal Proceedings Report Classification · 95% confidence The document is a litigation progress announcement from Pacific Securities Co., Ltd. It details the status of a lawsuit, including the court's judgment, the parties involved, the amount in dispute, and the potential impact on the company's profits. It does not contain financial statements or detailed financial performance data. The document is primarily an update on legal proceedings involving the company, which fits the category of Legal Proceedings Report (LTR). The document length is short (1975 characters), but it is not merely an announcement of a report publication; it provides substantive information about the lawsuit's progress and judgment. Therefore, the appropriate classification is LTR with high confidence.
2018-12-21 Chinese
第四届董事会第二十二次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of a board meeting resolution by 太平洋证券股份有限公司 (Pacific Securities Co., Ltd.). It details the date of the board meeting, the method of notification, the voting results, and the specific resolution passed regarding investment of funds. There is no financial data, no mention of annual or quarterly reports, no audit information, no shareholder voting results from a general meeting, and no other report or presentation content. This is a clear announcement of a board/management decision, specifically a board resolution. Therefore, the document fits best under the category 'Board/Management Information' (MANG). The document length is short and focused on the board meeting resolution, confirming this classification with high confidence.
2018-12-19 Chinese
2018年第一次临时股东大会会议材料
AGM Information Classification · 100% confidence The document is titled "太平洋证券股份有限公司 2018 年第一次临时股东大会会议材料" which translates to "Pacific Securities Co., Ltd. 2018 First Extraordinary General Meeting Materials." The content includes detailed agenda, voting procedures, legal compliance references, and extensive discussion on amendments to the company's related party transaction management system. The document is a comprehensive set of materials prepared for a shareholders' meeting, including proposals, legal opinions, and detailed explanations of agenda items. This matches the definition of AGM Information (AGM-R), which includes presentations and materials shared during the Annual General Meeting or Extraordinary General Meeting. The document is not a report itself (like an Annual Report or Interim Report), nor is it a simple announcement or voting result. It is a full set of meeting materials for a shareholders' meeting. Therefore, the correct classification is AGM Information (AGM-R).
2018-12-18 Chinese
2016年次级债券(第2期)2018年付息公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Pacific Securities Co., Ltd. regarding the interest payment for its 2016 subordinated bonds (second issuance) for the year 2018. It details the bond terms, interest payment dates, tax information, and payment procedures. The document is relatively short (3139 characters) and serves as a notification of the interest payment event rather than a financial report or detailed financial data. It does not contain financial statements or management discussion but is a formal announcement about bond interest payment. Therefore, it fits best under the category of Capital/Financing Update (CAP), which covers updates on company financing activities such as bond interest payments.
2018-12-18 Chinese
关于收到非公开发行次级债券挂牌转让无异议函的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement (495 characters) from Pacific Securities Co., Ltd. regarding receipt of a no-objection letter from the Shanghai Stock Exchange for a non-public issuance of subordinated bonds. It states the company will proceed with the bond issuance within the validity period of the letter. There are no financial statements or detailed financial data, only a regulatory update about financing activity. The document is not a full report but an announcement about a financing approval. Therefore, it fits best under Capital/Financing Update (CAP).
2018-12-14 Chinese
信息披露事务管理制度
Governance Information Classification · 100% confidence The document is titled "太平洋证券股份有限公司 信息披露事务管理制度" which translates to "Pacific Securities Co., Ltd. Information Disclosure Management System." It is a detailed internal policy document outlining the principles, procedures, responsibilities, and standards for information disclosure by the company. It references regulatory frameworks such as the Securities Law of the People's Republic of China, Shanghai Stock Exchange rules, and China Securities Regulatory Commission requirements. The document covers definitions of information disclosure, types of reports (including annual, interim, quarterly, and temporary reports), the roles and duties of directors, supervisors, senior management, and other personnel in information disclosure, as well as penalties for violations. It is a governance and compliance manual rather than a financial report, earnings release, or announcement. It does not contain financial statements or results but rather the internal rules and procedures governing disclosure. Therefore, the document best fits the category of Governance Information (CGR).
2018-12-11 Chinese

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