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THE PACIFIC SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601099 ISIN · CNE1000008V9 LEI · 3003000RM76TNJFFR402 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,663 across all filing types
Latest filing 2019-04-26 Management Reports
Country CN China
Listing Shanghai Stock Exchange 601099

About THE PACIFIC SECURITIES CO.,LTD

https://www.tpyzq.com/

The Pacific Securities Co., Ltd. is a comprehensive financial services provider that offers a broad range of solutions including securities brokerage, investment banking, and asset management. The company facilitates securities trading, underwriting, and sponsorship services, while providing financial advisory and investment research to a diverse clientele of individual and institutional investors. Its core operations encompass wealth management, proprietary trading, and credit-based financial services. The firm focuses on delivering integrated capital market solutions and maintaining a robust service network to support corporate financing and investor wealth growth.

Recent filings

Filing Released Lang Actions
2018年度独立董事述职报告
Management Reports Classification · 95% confidence The document is titled as an "Independent Directors' Report" for the year 2018 of Pacific Securities Co., Ltd. It details the independent directors' duties, attendance at board and shareholder meetings, oversight of related party transactions, external guarantees, use of raised funds, nomination and remuneration of directors and senior management, internal control, information disclosure, and other governance matters. It is a comprehensive report on the independent directors' activities and opinions for the year 2018. This type of document is a management report focusing on governance, oversight, and detailed explanations of company operations and compliance, rather than a full annual report or audit report. It is not a simple announcement or certification but a substantive report on management and governance activities. Therefore, the most appropriate classification is "Management Reports (MDA)".
2019-04-26 Chinese
2018年度社会责任报告
Environmental & Social Information Classification · 100% confidence The document is titled "太平洋证券股份有限公司 2018 年度社会责任报告" which translates to "Pacific Securities Co., Ltd. 2018 Annual Social Responsibility Report." The content focuses extensively on the company's social responsibility activities, including environmental protection, social welfare, employee rights, investor protection, and community development. It references ESG-related activities such as poverty alleviation, employee health and safety, investor education, and environmental initiatives. There is no indication that this is a financial report, earnings release, or regulatory filing. The document is a detailed report on the company's environmental, social, and governance (ESG) performance for the year 2018. Therefore, the appropriate classification is Environmental & Social Information (Code: SR).
2019-04-26 Chinese
2018年度内部控制审计报告
Audit Report / Information Classification · 95% confidence The document is titled '内部控制审计报告' which translates to 'Internal Control Audit Report'. It references auditing standards and the responsibility of the board and auditors regarding internal control over financial reporting as of December 31, 2018. The document contains an auditor's opinion on the effectiveness of internal control over financial reporting. It is a standalone audit report focused on internal control, not a full annual report or financial statement. The document length is short (839 characters), but it contains substantive audit opinion content, not just an announcement or certification. Therefore, it fits the category of Audit Report / Information (AR). FY 2018
2019-04-26 Chinese
第四届监事会第十六次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of Pacific Securities Co., Ltd. regarding various reports and proposals related to the 2018 fiscal year and the first quarter of 2019. It includes approval of the 2018 Supervisory Board Work Report, 2018 Financial Final Accounts Report, 2018 Profit Distribution Plan, 2018 Social Responsibility Report, 2018 Compliance Report, 2018 Internal Control Evaluation Report, Supervisory Board remuneration and assessment, 2018 Annual Report and summary, and the 2019 Q1 report. The document also mentions the approval of accounting policy changes and asset impairment provisions, and the reappointment of the audit firm for 2019. The document is a formal announcement of the resolutions passed at the Supervisory Board meeting, with voting results and references to full reports available on the Shanghai Stock Exchange website. The document length is 3164 characters, which is relatively short and mainly summarizes approvals and resolutions rather than containing the full reports or detailed financial data. According to the "Menu vs Meal" rule, this is an announcement of resolutions and approvals related to various reports, not the reports themselves. Therefore, the appropriate classification is Regulatory Filings (RNS), as it is a general regulatory announcement that does not fit other specific categories like Annual Report (10-K) or Interim Report (IR).
2019-04-26 Chinese
立信会计师事务所关于公司会计政策变更的说明
Audit Report / Information Classification · 95% confidence The document is a statement from the accounting firm BDO Lixin CPA regarding a change in accounting policies by Pacific Securities Co., Ltd. It references specific accounting standards (Enterprise Accounting Standards No. 22, 23, 24, 37) related to financial instruments and their implementation dates. The document includes an auditor's explanation and certification of the accounting policy change. It does not contain full financial statements or comprehensive financial performance data, but rather an audit-related explanation and confirmation of accounting policy changes. The document length is about 1000 characters, indicating it is a brief standalone report rather than a full annual or interim report. This fits the definition of an Audit Report / Information (AR), which includes standalone audit reports and explanations of applied accounting principles. Therefore, the correct classification is AR with high confidence. FY 2019
2019-04-26 Chinese
2017年次级债券（第2期）2019年付息公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding the interest payment for a specific bond issued by Pacific Securities Co., Ltd. It includes bond details such as issuance date, interest rate, payment dates, tax information, and payment procedures. The document is an announcement of a bond interest payment event rather than a financial report, audit, or management discussion. It does not contain financial statements or earnings data but focuses on the bond interest payment schedule and related information. Therefore, it fits best under Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities such as bond interest payments.
2019-04-17 Chinese

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