Skip to main content
THE PACIFIC SECURITIES CO.,LTD logo

THE PACIFIC SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601099 ISIN · CNE1000008V9 LEI · 3003000RM76TNJFFR402 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 1,663 across all filing types
Latest filing 2018-08-29 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601099

About THE PACIFIC SECURITIES CO.,LTD

https://www.tpyzq.com/

The Pacific Securities Co., Ltd. is a comprehensive financial services provider that offers a broad range of solutions including securities brokerage, investment banking, and asset management. The company facilitates securities trading, underwriting, and sponsorship services, while providing financial advisory and investment research to a diverse clientele of individual and institutional investors. Its core operations encompass wealth management, proprietary trading, and credit-based financial services. The firm focuses on delivering integrated capital market solutions and maintaining a robust service network to support corporate financing and investor wealth growth.

Recent filings

Filing Released Lang Actions
第四届监事会第十三次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a formal announcement of the supervisory board's meeting resolution regarding the review and approval of the company's 2018 semi-annual report and an accounting estimate change. It includes voting results and confirms compliance with relevant laws and regulations. The document does not contain the actual semi-annual report or detailed financial statements but rather the supervisory board's opinion and approval of the report. The document length is short (902 characters), and it serves as an official announcement of the supervisory board's resolution rather than the report itself. Therefore, it fits best under Regulatory Filings (RNS) as it is a formal regulatory announcement related to the interim report but not the report itself.
2018-08-29 Chinese
2018年7月财务数据简报
Interim / Quarterly Report Classification · 95% confidence The document is a brief financial data summary for July 2018 from Pacific Securities Co., Ltd. It contains unaudited financial figures such as operating income, net profit, and net assets for a single month. The document is short (479 characters) and presents key financial data for a period shorter than a full fiscal year, specifically one month. This fits the definition of an Interim / Quarterly Report (IR), which covers financial data for a period shorter than a full fiscal year and includes substantive financial data and analysis. It is not an announcement of a report publication or a regulatory filing, but actual financial data is presented. Therefore, the correct classification is IR with high confidence. Q3 2018
2018-08-07 Chinese
涉及诉讼的公告
Legal Proceedings Report Classification · 95% confidence The document is a detailed announcement from 太平洋证券股份有限公司 (Pacific Securities Co., Ltd.) regarding multiple ongoing litigation cases involving the company. It includes specifics about the lawsuits, such as parties involved, amounts in dispute, case status, and potential impacts on the company's financials. The document is not a full financial report, earnings release, or management discussion, but rather a legal proceedings update. It does not present financial statements or comprehensive financial analysis but focuses on legal matters and their potential impact. Therefore, it fits the category of Legal Proceedings Report (LTR). The document length is 3738 characters, which is sufficient for a substantive legal update rather than a brief announcement or certification. Hence, the classification is LTR with high confidence.
2018-07-27 Chinese
关于云南证监局《问询函》的回复公告
Regulatory Filings Classification · 95% confidence The document is a detailed announcement from 太平洋证券股份有限公司 (Pacific Securities Co., Ltd.) responding to an inquiry letter from the Yunnan Securities Regulatory Bureau. It discusses shareholder structure, changes in legal representatives and executives of a major shareholder, capital increase details of a wholly-owned subsidiary, and investment uses. The content is regulatory in nature, addressing compliance with securities laws and disclosure obligations, and includes legal and independent directors' opinions. It does not present financial statements or quarterly/yearly financial results, nor is it a transcript, presentation, or voting result. It is not a report publication announcement since it contains substantive content rather than just announcing a report's release. The document fits best as a Regulatory Filing (RNS) because it is a compliance and disclosure announcement responding to regulatory inquiries and clarifying corporate governance and capital changes without constituting a formal financial report or other specific filing types.
2018-07-24 Chinese
北京德恒律师事务所关于北京嘉裕投资有限公司是否涉及股东及实际控制人变更情况核查的专项法律意见
Regulatory Filings
2018-07-24 Chinese
独立董事关于云南证监局《问询函》相关事项的独立意见
Regulatory Filings Classification · 95% confidence The document is an independent opinion from the independent directors of a securities company regarding an inquiry letter from the Yunnan Securities Regulatory Bureau. It discusses verification of changes in the legal representative and management of a major shareholder and confirms no change in actual control or violation of relevant laws. The content is a formal opinion or statement related to regulatory compliance and governance matters, not a financial report, earnings release, or announcement of voting results. It does not contain financial data or detailed financial analysis. It is not a report publication announcement either, as it contains substantive content. This fits best under Regulatory Filings (RNS), which covers miscellaneous regulatory announcements and compliance documents that do not fit other categories.
2018-07-24 Chinese

Browse filings by year

20 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.