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Stem Holdings, Inc. — Investor Relations & Filings

Ticker · STMH ISIN · US85858U2069 LEI · 549300ZUQR20JIQOYX41 CSE Manufacturing
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Filings indexed 128 across all filing types
Latest filing 2024-03-13 Regulatory Filings
Country US United States of America
Listing CSE STMH

About Stem Holdings, Inc.

https://www.stemholdings.com/

Stem Holdings, Inc. is a vertically-integrated, multi-state operator specializing in cannabis and hemp branded products. The company utilizes an omnichannel strategy to connect consumers with a unique portfolio of products designed to benefit well-being. Its comprehensive operations span the entire supply chain, encompassing sustainable cultivation, state-of-the-art processing, extraction, retail, and distribution. Stem Holdings focuses on developing and marketing world-class cannabis and hemp goods through its subsidiaries and investments, emphasizing quality and comprehensive market reach.

Recent filings

Filing Released Lang Actions
Report of exempt distribution (45-106F1).pdf
Regulatory Filings Classification · 100% confidence The document is titled 'Form 45-106F1 Report of Exempt Distribution' and contains detailed information about securities distribution, including issuer details, underwriter information, distribution dates, purchaser information, types of securities distributed, compensation related to the distribution, and details about directors and officers. The form is a regulatory filing related to exempt distributions of securities, which is a specific compliance report rather than a financial report like an annual or quarterly report. It does not contain financial statements or management discussion and analysis but is a formal regulatory disclosure required by securities regulators. The document length is substantial (15,000 characters), indicating it is the full report rather than a brief announcement. Given the nature of the form and its regulatory compliance purpose, the most appropriate classification is Regulatory Filings (RNS).
2024-03-13 English
News release - English.pdf
Regulatory Filings Classification · 95% confidence The document is a press release announcing a delay in the filing of Stem Holdings' audited annual financial statements and related certifications for the fiscal year ended September 30, 2023. It discusses the expected issuance of a cease trade order by the Ontario Securities Commission due to the failure to file on time. The document does not contain the actual annual report or financial statements but rather informs about the delay and regulatory consequences. The length is under 5,000 characters and it serves as an announcement regarding the status of a report filing, not the report itself. Therefore, it fits the category of a Regulatory Filing (RNS) as a general regulatory announcement about compliance and filing status.
2024-01-25 English
52-109FV2 - Certification of interim filings - CEO (E).pdf
Regulatory Filings Classification · 100% confidence The document is a certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, signed by the Principal Executive Officer. It certifies the review and accuracy of a Form 10-Q for the period ended June 30, 2023. The text contains no actual financial statements or substantive financial data but is an officer attestation regarding the internal controls and financial reporting. According to the Certification Rule, such documents should be classified as Regulatory Filings (RNS) rather than as the report they reference (10-Q). The document length is 3390 characters, which is relatively short and consistent with a certification letter rather than a full report.
2023-08-22 English
52-109FV2 - Certification of interim filings - CFO (E).pdf
Regulatory Filings Classification · 100% confidence The document is a certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, signed by the Principal Financial Officer, certifying the accuracy and completeness of the Form 10-Q for the period ended June 30, 2023. It does not contain the actual financial statements or substantive financial data but is an attestation related to the 10-Q report. According to the Certification Rule, such documents should be classified as Regulatory Filings (RNS) rather than the report itself (IR). The document length is 3396 characters, which is relatively short and consistent with a certification letter rather than a full interim report.
2023-08-22 English
Interim MD&A - English.pdf
Interim / Quarterly Report Classification · 100% confidence The document is titled as an "Interim Report on Form 10-Q" and contains detailed financial data and management's discussion and analysis for the three and nine months ended June 30, 2023. It includes unaudited interim financial statements, results of operations, liquidity and capital resources, cash flow analysis, and critical accounting policies. The presence of quarterly financial data and the explicit reference to Form 10-Q, which is a quarterly report filed with the SEC, confirms that this is an Interim / Quarterly Report. The document length is substantial (15,000 characters), and it contains actual financial statements and substantive financial data, not just an announcement or certification. Therefore, the appropriate classification is Interim / Quarterly Report (IR).
2023-08-22 English
Interim financial statements/report – English.pdf
Interim / Quarterly Report Classification · 100% confidence The document is titled 'FORM 10-Q' and is described as a 'QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934' for the fiscal quarter ended June 30, 2023. It contains detailed unaudited condensed consolidated financial statements, including balance sheets, statements of operations, statements of stockholders' equity, and notes. The length of the document is substantial (15,000 characters), and it includes comprehensive financial data and management discussion. This matches the definition of an Interim / Quarterly Report (IR).
2023-08-22 English

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