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Stem Holdings, Inc. — Investor Relations & Filings

Ticker · STMH ISIN · US85858U2069 LEI · 549300ZUQR20JIQOYX41 CSE Manufacturing
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Filings indexed 250 across all filing types
Latest filing 2023-01-24 Annual Report
Country US United States of America
Listing CSE STMH

About Stem Holdings, Inc.

https://www.stemholdings.com/

Stem Holdings, Inc. is a vertically-integrated, multi-state operator specializing in cannabis and hemp branded products. The company utilizes an omnichannel strategy to connect consumers with a unique portfolio of products designed to benefit well-being. Its comprehensive operations span the entire supply chain, encompassing sustainable cultivation, state-of-the-art processing, extraction, retail, and distribution. Stem Holdings focuses on developing and marketing world-class cannabis and hemp goods through its subsidiaries and investments, emphasizing quality and comprehensive market reach.

Recent filings

Filing Released Lang Actions
Annual MD&A - English.pdf
Annual Report Classification · 100% confidence The document contains detailed financial data, including revenue, expenses, net loss, and liquidity information for the fiscal years ended September 30, 2022, and 2021. It references an "annual report on Form 10-K" multiple times, including management's discussion and analysis, selected financial data, and notes on going concern and risk factors. The length of the document (15,000 characters) and the presence of comprehensive financial statements and analysis confirm it is the full annual report rather than an announcement or summary. Therefore, this document is classified as an Annual Report (10-K). FY 2022
2023-01-24 English
ON form 13-502F1 (class 1 and 3B reporting issuers - participation fee).pdf
Regulatory Filings Classification · 100% confidence The document is titled 'Form 45-106F1 Report of Exempt Distribution' and contains detailed instructions and form items related to filing reports of exempt distributions under Canadian securities regulations. It includes sections on filing instructions, issuer and underwriter information, security codes, and definitions relevant to exempt distributions. The document is regulatory in nature, providing a form and instructions for reporting exempt distributions rather than presenting financial results, management commentary, or other report types. It is not an annual report, earnings release, or any other financial report but a regulatory filing form used for compliance with securities laws. Therefore, the document fits best under the category of Regulatory Filings (RNS). The document length (15,000 characters) and content confirm it is a full regulatory form, not a brief announcement or certification.
2023-01-24 English
Audited annual financial statements – English.pdf
Annual Report Classification · 100% confidence The document is titled 'Form 10-K' and is an Annual Report pursuant to the Securities Exchange Act of 1934 for the fiscal year ended September 30, 2022. It contains detailed sections typical of a 10-K filing, including Business Description, Risk Factors, Legal Proceedings, Management's Discussion and Analysis, Financial Statements, and Executive Compensation. The length is substantial (15,000 characters), indicating it is the full report rather than an announcement or summary. The presence of detailed financial and operational information confirms it is the official yearly report covering company activity and full financial performance. FY 2022
2023-01-24 English
AB form 13-501F1 (class 1 and 3B reporting issuers - participation fee).pdf
Regulatory Filings Classification · 95% confidence The document is titled 'FORM 13-501F1' and is a Management Certification related to participation fees for reporting issuers, submitted to the Alberta Securities Commission. It includes detailed market value calculations for specified trading periods and a certification statement by the CEO. The document is only 4121 characters long, which is relatively short and primarily consists of certification and fee calculation information rather than substantive financial statements or analysis. It does not contain comprehensive financial data or detailed management discussion. Therefore, it fits the criteria of a Regulatory Filing (RNS), as it is a certification and regulatory submission rather than a full financial report or other specific filing type.
2023-01-24 English
ON form 13-502F1 (class 1 and 3B reporting issuers - participation fee).pdf
Regulatory Filings Classification · 95% confidence The document is titled 'FORM 13-502F1 CLASS 1 AND CLASS 3B REPORTING ISSUERS – PARTICIPATION FEE' and contains a management certification by an officer of the reporting issuer. It includes detailed calculations related to market value of securities, specified trading periods, and participation fees payable under OSC Rule 13-502 Fees. The document is a certification and fee calculation submission to the Ontario Securities Commission, not a financial report or earnings release. It is primarily a regulatory filing with officer certification and fee details, without substantive financial statements or management discussion. Therefore, it fits best under Regulatory Filings (RNS).
2023-01-24 English
Material change report - English.pdf
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a Form 8-K filed with the SEC, dated December 28, 2022, for Stem Holdings, Inc. It reports the results of the 2022 Annual Meeting of Shareholders, including election of directors, appointment of auditor, approval of reverse stock split, and advisory votes on executive compensation. The key content is the official results from shareholder votes at the annual meeting. There are no financial statements or detailed financial data included, only voting results. This matches the definition of 'Declaration of Voting Results & Voting Rights Announcements' (DVA). The document length is 5733 characters, which is sufficient to contain detailed voting results rather than a brief announcement. Therefore, the correct classification is DVA with high confidence.
2023-01-13 English

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