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Stem Holdings, Inc. — Investor Relations & Filings

Ticker · STMH ISIN · US85858U2069 LEI · 549300ZUQR20JIQOYX41 CSE Manufacturing
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Filings indexed 128 across all filing types
Latest filing 2023-01-24 Regulatory Filings
Country US United States of America
Listing CSE STMH

About Stem Holdings, Inc.

https://www.stemholdings.com/

Stem Holdings, Inc. is a vertically-integrated, multi-state operator specializing in cannabis and hemp branded products. The company utilizes an omnichannel strategy to connect consumers with a unique portfolio of products designed to benefit well-being. Its comprehensive operations span the entire supply chain, encompassing sustainable cultivation, state-of-the-art processing, extraction, retail, and distribution. Stem Holdings focuses on developing and marketing world-class cannabis and hemp goods through its subsidiaries and investments, emphasizing quality and comprehensive market reach.

Recent filings

Filing Released Lang Actions
52-109F1R - Certification of refiled annual filings - CEO (E).pdf
Regulatory Filings Classification · 95% confidence The document is a certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, signed by the Principal Executive Officer. It certifies the accuracy and completeness of the Form 10-K/A for the period ended September 30, 2022. The text does not contain actual financial statements or substantive financial data but is an officer attestation related to a 10-K/A filing. According to the Certification Rule, such documents should be classified as Regulatory Filings (RNS) rather than as the Annual Report (10-K) itself. The document length is 3404 characters, which is relatively short and consistent with a certification letter rather than a full report.
2023-01-24 English
52-109F1R - Certification of refiled annual filings - CFO (E).pdf
Regulatory Filings Classification · 95% confidence The document is a certification pursuant to Section 302 of the Sarbanes-Oxley Act, signed by the Principal Financial Officer, certifying the accuracy and completeness of the Form 10-K/A for the period ended September 30, 2022. It does not contain the actual financial statements or substantive financial data but is an attestation related to the 10-K/A report. According to the Certification Rule, such documents should be classified as Regulatory Filings (RNS) rather than the Annual Report (10-K) itself.
2023-01-24 English
Audited annual financial statements (amended) - English.pdf
Annual Report Classification · 100% confidence The document is titled 'Form 10-K/A Amendment No. 1' and is an amendment to the Annual Report on Form 10-K for the fiscal year ended September 30, 2022. It is filed with the U.S. Securities and Exchange Commission (SEC) and contains detailed sections typical of a 10-K report, including business description, risk factors, legal proceedings, financial data, management discussion and analysis, and executive compensation. The document explicitly states it is an amendment to the Form 10-K and includes iXBRL data for the original 10-K filing. The length of the document (15,000 characters) and the detailed content confirm it is the actual amended annual report, not just an announcement or certification. Therefore, the correct classification is Annual Report (10-K).
2023-01-24 English
Annual MD&A (amended) - English.pdf
Annual Report Classification · 100% confidence The document text includes detailed financial data, management discussion and analysis, and references to the fiscal year ended September 30, 2022. It explicitly mentions "This annual report on Form 10-K" multiple times, indicating it is the full annual report filing. The content includes comprehensive financial statements, results of operations, liquidity and capital resources, and forward-looking statements typical of a 10-K filing. The document length is substantial (15,000 characters), and it contains actual financial data and analysis, not just an announcement or certification. Therefore, the document is classified as an Annual Report (10-K).
2023-01-24 English
52-109FV1 - Certification of annual filings - CFO (E).pdf
Regulatory Filings Classification · 100% confidence The document is a certification pursuant to Section 302 of the Sarbanes-Oxley Act, signed by the Principal Financial Officer, certifying the accuracy and completeness of the Form 10-K report for the period ended September 30, 2022. It does not contain the actual financial statements or substantive financial data but is an attestation related to the 10-K report. According to the Certification Rule, such documents should be classified as Regulatory Filings (RNS) rather than the 10-K report itself.
2023-01-24 English
52-109FV1 - Certification of annual filings - CEO (E).pdf
Regulatory Filings Classification · 100% confidence The document is a certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, signed by the Principal Executive Officer, certifying the accuracy and completeness of the Form 10-K for the period ended September 30, 2022. It does not contain the actual financial statements or detailed report content but is an officer attestation related to the 10-K filing. According to the Certification Rule, such certifications should be classified as Regulatory Filings (RNS) rather than the Annual Report (10-K) itself. The document length is short (3392 characters), consistent with a certification letter rather than a full report.
2023-01-24 English

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