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SPARX Group Co., Ltd. — Investor Relations & Filings

Ticker · 8739 ISIN · JP3399900004 T Financial and insurance activities
Filings indexed 89 across all filing types
Latest filing 2024-06-10 Capital/Financing Update
Country JP Japan
Listing T 8739

About SPARX Group Co., Ltd.

https://www.sparx.jp/

SPARX Group Co., Ltd. is an independent asset management company established in 1989. The firm provides investment advisory and management services, focusing on a proprietary investment model based on bottom-up fundamental research. Its operations are structured around four key pillars: Japanese Equity, One Asia, Real Assets, and Private Equity. The Japanese Equity division employs long-short and long-term selective investment strategies. The One Asia business targets the growth potential across Asian markets. The Real Assets division invests in physical assets to achieve social objectives, and the Private Equity division supports companies driving technological and social change. The group offers a diverse range of investment strategies, including alternative investments, to its clients.

Recent filings

Filing Released Lang Actions
訂正発行登録書
Capital/Financing Update Classification · 95% confidence The document is titled "訂正発行登録書" (Correction Registration Statement) and is submitted to the "関東財務局長" (Kanto Local Finance Bureau Director). It explicitly deals with the registration of securities for issuance ("発行登録の対象とした募集有価証券の種類: 社債" - Type of securities subject to registration: Corporate Bonds) and references a previous registration statement. This type of filing relates directly to capital structure changes, financing activities, and regulatory registration of securities issuance. Among the provided codes, 'CAP' (Capital/Financing Update) is the most appropriate fit for a filing related to the registration and correction of corporate bond issuance plans, as it covers fundraising and capital structure changes. Although it is a regulatory filing, 'CAP' is more specific than the general 'RNS'. The document is a formal regulatory filing concerning financing, not just an announcement of a report (RPA/RNS).
2024-06-10 Japanese
臨時報告書
AGM Information Classification · 100% confidence The document is titled "臨時報告書" (Extraordinary Report/Timely Disclosure Report) and explicitly states in Section 1 that it is being filed pursuant to Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act because resolutions were passed at the Annual General Meeting (AGM) held on June 7, 2024. Section 2 details the resolutions, including the approval of dividends (剰余金の処分), amendments to the articles of incorporation (定款一部変更), and the election of directors (取締役選任). The content directly reports the results of a shareholder vote following a general meeting. This aligns perfectly with the definition of 'Declaration of Voting Results & Voting Rights Announcements' (DVA), which covers official results from shareholder votes at any general meeting.
2024-06-10 Japanese
確認書
Report Publication Announcement Classification · 100% confidence The document text contains the header "第3四半期報告書" (Third Quarter Report) and specifies the reporting period (自 2023年10月1日 至 2023年12月31日). It also includes confirmation statements regarding the appropriateness of the contents of the 'Quarterly Report' (四半期報告書) as per financial instruments laws, signed by the CEO and CFO. This structure strongly indicates a comprehensive financial report covering an interim period shorter than a year. This aligns perfectly with the definition of an Interim / Quarterly Report (Code: IR). The document length is very short (641 chars), but the content is the substance of the report confirmation itself, not just an announcement of publication, making IR more appropriate than RPA/RNS.
2024-02-09 Japanese
四半期報告書-第35期第3四半期(2023/10/01-2023/12/31)
Interim / Quarterly Report Classification · 100% confidence The document is a 'Quarterly Report' (第3四半期報告書) filed with the Kanto Local Finance Bureau under the Financial Instruments and Exchange Act. It contains comprehensive financial statements, including the consolidated balance sheet, income statement, and comprehensive income statement for the third quarter of the fiscal year ending March 31, 2024. It is a formal regulatory filing containing substantive financial data, not an announcement or a certification, thus qualifying as an Interim/Quarterly Report. 9M 2024
2024-02-09 Japanese
確認書
Report Publication Announcement Classification · 100% confidence The document is a 'Confirmation Letter' (Kakunin-sho) filed under Article 24-4-8 of the Financial Instruments and Exchange Act of Japan. This is a mandatory regulatory filing that accompanies a quarterly report (Interim Report) to confirm the accuracy of the financial statements. Since it is a specific regulatory filing required by law to accompany the report rather than the quarterly report itself, and it does not fit into the other specific categories like 'IR' or '10-K', it is classified as a Regulatory Filing.
2023-11-10 Japanese
四半期報告書-第35期第2四半期(2023/07/01-2023/09/30)
Interim / Quarterly Report Classification · 100% confidence The document is a 'Quarterly Report' (四半期報告書) for SPARX Group Co., Ltd., covering the second quarter of the 35th fiscal period (July 1, 2023, to September 30, 2023). It contains detailed financial statements, including the balance sheet, income statement, and comprehensive income statement, as well as management analysis and corporate information. This fits the definition of an Interim/Quarterly Report (IR). Q2 2024
2023-11-10 Japanese

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