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SPARX Group Co., Ltd. — Investor Relations & Filings

Ticker · 8739 ISIN · JP3399900004 T Financial and insurance activities
Filings indexed 89 across all filing types
Latest filing 2025-06-13 Earnings Release
Country JP Japan
Listing T 8739

About SPARX Group Co., Ltd.

https://www.sparx.jp/

SPARX Group Co., Ltd. is an independent asset management company established in 1989. The firm provides investment advisory and management services, focusing on a proprietary investment model based on bottom-up fundamental research. Its operations are structured around four key pillars: Japanese Equity, One Asia, Real Assets, and Private Equity. The Japanese Equity division employs long-short and long-term selective investment strategies. The One Asia business targets the growth potential across Asian markets. The Real Assets division invests in physical assets to achieve social objectives, and the Private Equity division supports companies driving technological and social change. The group offers a diverse range of investment strategies, including alternative investments, to its clients.

Recent filings

Filing Released Lang Actions
臨時報告書
Earnings Release Classification · 100% confidence The document is titled "臨時報告書" (Extraordinary Report) and is submitted to the Kanto Local Finance Bureau Director on June 13, 2025. The filing reason explicitly states that an event significantly impacting the company's financial condition has occurred, citing Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act. Section 2 details the event: receiving a surplus dividend of 4,300 million yen from a consolidated subsidiary, Sparks Asset Management Co., Ltd. This specific disclosure regarding a dividend payment/receipt, filed as an extraordinary report due to its material impact, aligns best with a regulatory filing that isn't a standard periodic report (like 10-K or IR). Since it specifically concerns a dividend, the most precise category is 'Notice of Dividend Amount' (DIV). However, the document structure is that of a mandatory, unscheduled regulatory filing (Extraordinary Report) triggered by a material event (receiving a large dividend), which often falls under general regulatory announcements if a more specific code doesn't perfectly capture the *filing type*. Given the options, while it relates to a dividend (DIV), the document itself is a formal, unscheduled regulatory disclosure mandated by law for material events. Since DIV is specifically for the *announcement of the amount*, and this is a formal filing reporting the *receipt* of that dividend as a material event, it fits well under the general 'Regulatory Filings' (RNS) as a catch-all for mandatory, non-standard disclosures, or potentially DIV if the focus is purely on the dividend aspect. Given the context of Japanese regulatory filings (like a 'Tenseki Hokokusho'), RNS is often the appropriate fallback for mandatory, unscheduled disclosures that don't fit the standard periodic reports. However, since the core event is the receipt of a dividend, DIV is a strong candidate. Let's re-evaluate: DIV is 'Notice of Dividend Amount'. This document reports the *receipt* of a dividend, which impacts the financials. Since it's a mandatory filing triggered by a material financial event, and not just a simple announcement of a future dividend payment, RNS (General Regulatory Filings) is the safest classification for an unscheduled, material event disclosure that isn't a standard 10-K/IR/ER. Given the options, RNS covers general regulatory announcements that don't fit elsewhere, which this unscheduled, material event report does. FY 2026
2025-06-13 Japanese
自己株券買付状況報告書(法24条の6第1項に基づくもの)
Transaction in Own Shares Classification · 100% confidence The document is titled "自己株券買付状況報告書" (Report on the Status of Treasury Stock Acquisition) and explicitly cites the legal basis as "金融商品取引法第24条の6第1項" (Financial Instruments and Exchange Act Article 24-6, Paragraph 1). This specific filing reports on the company's transactions involving its own shares (share repurchase/issuance) during a defined period (May 1 to May 31, 2025). This directly corresponds to the definition of 'Transaction in Own Shares' (Code: POS), which covers reports of the company buying back or selling its own shares.
2025-06-09 Japanese
訂正発行登録書
Capital/Financing Update Classification · 95% confidence The document is titled "訂正発行登録書" (Correction Registration Statement) and is filed with the Kanto Local Finance Bureau ("関東財務局長"). It pertains to a previously filed shelf registration ("発行登録書") for corporate bonds ("社債"). The filing reason explicitly states that a "臨時報告書" (Extraordinary Report) was filed on the same day, which necessitates this correction to reference the new report. This document is a formal regulatory filing related to securities issuance/registration that has been amended. While it relates to capital/financing (CAP), the specific nature of correcting a shelf registration document based on a subsequent mandatory filing (like an 8-K equivalent) makes it a specific type of regulatory disclosure. Given the options, this is a formal regulatory filing that amends a previous registration. Since there isn't a specific code for 'Shelf Registration Amendment,' and it is a formal filing amending registration details, it falls best under the general 'Regulatory Filings' (RNS) category, as it is a mandatory disclosure to the regulator amending prior filings, or potentially related to 'CAP' (Capital/Financing Update). However, 'RNS' is the best fit for miscellaneous, mandatory regulatory amendments that don't fit the primary financial report codes (10-K, IR, ER). The document length is short, but it is the filing itself, not an announcement of the filing.
2025-06-09 Japanese
臨時報告書
AGM Information Classification · 100% confidence The document is titled "臨時報告書" (Extraordinary Report) and explicitly states in Section 1 that it is being submitted based on Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act because resolutions were passed at the Annual General Meeting (AGM) held on June 6, 2025. Section 2 details the resolutions, including the approval of the dividend (剰余金の処分), and the election of directors (取締役選任). The core content is the official results of the shareholder voting on the resolutions passed at the AGM. This directly corresponds to the definition of 'Declaration of Voting Results & Voting Rights Announcements' (DVA), which covers official results from shareholder votes at any general meeting.
2025-06-09 Japanese
自己株券買付状況報告書(法24条の6第1項に基づくもの)
Transaction in Own Shares Classification · 100% confidence The document title is "自己株券買付状況報告書(法24条の6第1項に基づくもの)" which translates to "Report on the Status of Acquisition of Own Shares (Based on Article 24-6, Paragraph 1 of the Financial Instruments and Exchange Act)". This report details the company's activities regarding the purchase and disposal of its own shares (share repurchases) over a specific period (January 1 to January 31, 2025). This directly corresponds to the definition of a report detailing the company buying back or selling its own shares, which is classified as 'Transaction in Own Shares' (POS).
2025-02-10 Japanese
自己株券買付状況報告書(法24条の6第1項に基づくもの)
Transaction in Own Shares Classification · 100% confidence The document title is "自己株券買付状況報告書(法24条の6第1項に基づくもの)" which translates to 'Report on the Status of Treasury Stock Acquisition (Based on Article 24-6, Paragraph 1 of the Financial Instruments and Exchange Act)'. This is a specific regulatory filing in Japan detailing the company's share repurchase activities during a defined reporting period (December 1, 2024, to December 31, 2024). This directly corresponds to the definition of reporting on transactions in own shares (share repurchase/issuance). Reviewing the filing definitions, 'Transaction in Own Shares (Code: POS)' is the most appropriate classification for reports detailing treasury stock acquisition status, as opposed to general regulatory filings (RNS) or capital changes (SHA). The document is a comprehensive report detailing the acquisition status, not merely an announcement of a report's publication (which would suggest RPA or RNS). The length (1569 chars) is sufficient for a detailed report summary, although short, it contains the core data tables required for this specific filing type.
2025-01-10 Japanese

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