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Smart US Small Cap ETF — Investor Relations & Filings

Ticker · USS ISIN · NZUSSE0001S7 NZX Financial and insurance activities
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Filings indexed 2,469 across all filing types
Latest filing 2021-11-25 Net Asset Value
Country NZ New Zealand
Listing NZX USS

About Smart US Small Cap ETF

https://www.smartinvest.co.nz

The Smart US Small Cap ETF is an investment vehicle designed to provide exposure to the performance of small-capitalization companies within the United States equity market. The fund aims to track the return of a specific benchmark, such as the CRSP US Small Cap Index, before fees and taxes. By investing in a diversified portfolio of small-cap stocks, the ETF offers a means to capture the growth potential of smaller enterprises that are often underrepresented in large-cap indices. The fund employs a passive management strategy, seeking to replicate the index's performance through full or representative sampling. This approach provides broad market coverage across various sectors, focusing on companies with market capitalizations that fall within the lower tier of the investable US market. It serves as a tool for portfolio diversification and long-term capital appreciation.

Recent filings

Filing Released Lang Actions
USS NTA 25-11-2021 $6.62677
Net Asset Value Classification · 100% confidence The document is titled 'NTA & Allotment Notice' and provides detailed Net Tangible Assets (NTA) and Units on Issue for various Smartshares ETFs as of a specific date (25 November 2021). It lists fund names, NTA values, units on issue, and changes in units. The content is a regular update of the Net Asset Value and units outstanding for investment funds. There is no indication that this is a full annual or interim report, nor is it an announcement of a report publication. The document is focused on NAV data for ETFs, which fits the definition of a Net Asset Value (NAV) update. The document length is 3563 characters, which is consistent with a concise NAV update rather than a full report. Therefore, the appropriate classification is NAV.
2021-11-25 English
USS NTA 24-11-2021 $6.54521
Net Asset Value Classification · 100% confidence The document is titled 'NTA & Allotment Notice' and provides detailed Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (24 November 2021). It lists fund names, NTA values, units on issue, and changes in units. The content is a regular update of the Net Asset Value and units outstanding for investment funds. There is no indication of it being an annual or interim report, audit report, or any other corporate filing type. The document is focused on providing NAV-related data for investment funds, which matches the definition of a Net Asset Value (NAV) report. The document length is under 5,000 characters but contains substantive data, so it is not merely an announcement. Therefore, the correct classification is NAV.
2021-11-24 English
USS NTA 23-11-2021 $6.53318
Net Asset Value Classification · 100% confidence The document provides a detailed listing of Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (23 November 2021). It includes a table with fund names, NTA values, units on issue, and changes in units. The document is relatively short (3581 characters) and focuses on reporting the net asset values and unit counts of investment funds. This type of document is characteristic of a Net Asset Value (NAV) update, which is a regular update primarily for investment funds. There is no indication that this is an announcement of a report or a regulatory filing, nor does it contain broader financial statements or management discussion. Therefore, the appropriate classification is NAV (Net Asset Value).
2021-11-23 English
Smartshares Appoints Graham Law as Director
Board/Management Information Classification · 100% confidence The document announces the appointment of Graham Law as a director of Smartshares Limited and the resignation of Lindsay Wright as a director. It focuses on changes in the company's board of directors without any financial data, report references, or other types of filings. The document length is short and it is clearly an announcement of management changes. Therefore, it fits the category of Board/Management Information (MANG).
2021-11-23 English
USS NTA 22-11-2021 $6.50530
Net Asset Value Classification · 95% confidence The document provides a detailed listing of Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (22 November 2021). It includes quantitative data on fund values and unit changes, which is typical of a Net Asset Value (NAV) update for investment funds. The document is relatively short (3626 characters) and focuses solely on fund asset values and unit counts without broader financial statements or management discussion. There is no indication that this is an announcement of a report or a regulatory filing, but rather a regular update of NAV figures for multiple funds. Therefore, the document best fits the category of Net Asset Value (NAV) update.
2021-11-22 English
USS Distribution and Taxable Bonus Issue Notice
Notice of Dividend Amount Classification · 100% confidence The document is a Distribution Notice for Smartshares US Small Cap ETF, detailing dividend distribution amounts, record dates, payment dates, imputation credits, and resident withholding tax information. It includes specifics about the dividend payment and distribution reinvestment plan (DRP). This type of document is an announcement of dividend amounts and payment details to shareholders, which fits the definition of a Notice of Dividend Amount (DIV). The document length is 3536 characters, which is consistent with a detailed dividend notice rather than a full financial report. There is no indication that this is a full annual or interim report, nor is it a regulatory filing or other category. Therefore, the correct classification is Notice of Dividend Amount (DIV).
2021-11-22 English

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