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Smart US Small Cap ETF Net Asset Value 2021

Nov 16, 2021

66295_rns_2021-11-17_102a3adb-45ed-4f7a-984e-367d9b1b07ed.pdf

Net Asset Value

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Level 15, 45 Queen Street, PO Box 105262, Auckland, New Zealand [email protected]

Wednesday, 17 November 2021

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NTA & Allotment Notice

Smartshares Ltd would like to report the Net Tangible Assets (NTA) and Units on Issue for each of the Smartshares exchange traded funds as at 16 November 2021.

NZX CodeFund NameNTAUnits on IssueChange in Units NZX CodeFund NameNTAUnits on IssueChange in Units NZX CodeFund NameNTAUnits on IssueChange in Units NZX CodeFund NameNTAUnits on IssueChange in Units NZX CodeFund NameNTAUnits on IssueChange in Units NZX CodeFund NameNTAUnits on IssueChange in Units NZX CodeFund NameNTAUnits on IssueChange in Units NZX CodeFund NameNTAUnits on IssueChange in Units
APASmartshares Asia Pacific ETF2.3049557,130,726-
ASDSmartshares Australian Dividend ETF1.6345118,804,541-
ASFSmartshares Australian Financials ETF8.065423,290,468-
ASPSmartshares Australian Property ETF1.5975733,922,531-
ASRSmartshares Australian Resources ETF5.166958,182,63375,000
DIVSmartshares NZ Dividend ETF1.3090083,157,211-
EMFSmartshares Emerging Markets ETF1.47648111,484,155-
EUFSma rtshares Europe ETF 1.97897 99,581,0 36-
FNZSma rtshares NZ Top 50 E TF 3.49444 207,740,1 82-
GBFSma rtshares Global Bond ETF 3.31186 68,404,6 18-
MDZSmartshares NZ Mid Cap ETF 6.49737 29,940,6 74-
MZYSma rtshares Australian M id Cap ETF 9.53514 17,582,2 74-
NPFSma rtshares NZ Property ETF 1.47402 96,511,7 48-
NZBSma rtshares NZ Bond ET F 2.98856 103,061,6 18-
NZCSma rtshares NZ Cash ETF 2.95074 111,453,7 12-
OZYSma rtshares Australian T op 20 ETF 4.34690 37,881,2 67-
TNZSma rtshares NZ Top 10 E TF 2.14488 76,631,5 73-
TWFSma rtshares Total World ETF 3.07975 68,407,5 5450,000
USFSma rtshares US 500 ETF 12.10581 35,721,9 9455,000
USGSma rtshares US Large Gr owth ETF 8.72295 23,303,8 6615,000
USMSma rtshares US Mid Cap ETF 7.25031 13,997,7 45-
USSSma rtshares US Small Ca p ETF 6.61275 13,528,7 11-
USVSma rtshares US Large Va lue ETF 4.12526 18,873,1 76-
AGGSma rtshares Global Aggr egate Bond ETF 1.30880 127,594,6 30250,000
BOTSma rtshares Automation and Robotics ETF 4.96598 11,840,8 9170,000
EMGSma rtshares Emerging M arkets Equities ESG E TF 2.44602 15,972,6 76-
ESGSma rtshares Global Equit ies ESG ETF 2.81878 6,910,2 16-
EUGSma rtshares Europe Equi ties ESG ETF 2.83991 13,697,9 21-
JPNSma rtshares Japan Equiti es ESG ETF 2.20451 11,854,8 40-
LIVSma rtshares Healthcare I nnovation ETF 3.39639 10,409,6 80-
USASma rtshares US Equities ESG ETF 3.13735 16,266,7 66-
NZGSma rtshares S&P/NZX 50 ETF 2.76966 94,399,8 42-
AUSSma rtshares S&P/ASX 20 0 ETF 3.08759 29,712,7 08-
TWHSma rtshares Total World (NZD Hedged) ETF 3.43016 23,439,8 2920,000
NGBSma NGBSma rtshares S&P/NZX N Government Bond TF 2.30807 39,101,4 7-
About SmartshSmartshares is ti N Zld’ areshe pioneer of ETFsl i f ET in New Zealand, lalitd th NZ unching the first EMi Bd ith TF (TNZ - the NZi f 210 Top 10 Fund) in 10 it hld 996. Smartsharesth NZD
s ew eaan$53 billion of fu s ony ssuer ods under manae s se on eent The Secial D an oar, wivision of the New n excess o ,Zealand Markets un oers anDiscilinar Tribu more anal reulates
.Smartshares incan buy or sell tEach Smartshar ga similar way to NZhem just like individes ETF is designed . pX Regulation’s reguual shares. The listto provide investor lation of other listeed funds are desigs with similar retur d issuers. Smartsned to “track” (or,ns to a direct inve pyhares funds are lisin some cases, oustment in all the se gted on NZX so youtperform) an index.curities that make

About Smartshares

Smartshares is the pioneer of ETFs in New Zealand, launching the first ETF (TNZ - the NZ Top 10 Fund) in 1996. Smartshares is New Zealand’s only issuer of ETFs listed on the NZX Main Board, with in excess of 21,000 unit holders and more than NZD $5.3 billion of funds under management. The Special Division of the New Zealand Markets Disciplinary Tribunal regulates Smartshares in a similar way to NZX Regulation’s regulation of other listed issuers. Smartshares funds are listed on NZX so you can buy or sell them just like individual shares. The listed funds are designed to “track” (or, in some cases, outperform) an index. Each Smartshares ETF is designed to provide investors with similar returns to a direct investment in all the securities that make up the ETF. To learn more and obtain a copy of the Product Disclosure Statement, please visit: www.smartshares.co.nz

For further information please contact:

Smartshares Limited 0800 80 87 80 [email protected]