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Smart US Small Cap ETF — Investor Relations & Filings

Ticker · USS ISIN · NZUSSE0001S7 NZX Financial and insurance activities
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Filings indexed 2,469 across all filing types
Latest filing 2021-11-10 Net Asset Value
Country NZ New Zealand
Listing NZX USS

About Smart US Small Cap ETF

https://www.smartinvest.co.nz

The Smart US Small Cap ETF is an investment vehicle designed to provide exposure to the performance of small-capitalization companies within the United States equity market. The fund aims to track the return of a specific benchmark, such as the CRSP US Small Cap Index, before fees and taxes. By investing in a diversified portfolio of small-cap stocks, the ETF offers a means to capture the growth potential of smaller enterprises that are often underrepresented in large-cap indices. The fund employs a passive management strategy, seeking to replicate the index's performance through full or representative sampling. This approach provides broad market coverage across various sectors, focusing on companies with market capitalizations that fall within the lower tier of the investable US market. It serves as a tool for portfolio diversification and long-term capital appreciation.

Recent filings

Filing Released Lang Actions
USS NTA 09-11-2021 $6.56839
Net Asset Value Classification · 95% confidence The document provides a detailed listing of Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (9 November 2021). It includes quantitative financial data about the funds, such as NTA values and unit counts, which are typical of a Net Asset Value update. The document is relatively short (3625 characters) and focuses solely on reporting these financial metrics without broader financial statements or management discussion. There is no indication that this is an announcement of a report publication or a regulatory filing. The content aligns with the definition of a Net Asset Value (NAV) update, which regularly provides NAV figures for investment funds. Therefore, the appropriate classification is NAV.
2021-11-10 English
USS NTA 08-11-2021 $6.59434
Net Asset Value Classification · 100% confidence The document is titled 'NTA & Allotment Notice' and provides detailed Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (8 November 2021). It includes a table with fund names, NTA values, units on issue, and changes in units. The document is relatively short (3648 characters) and focuses on reporting the net asset values and unit allotments of ETFs. This type of document is a regular update of the Net Asset Value (NAV) for investment funds, which matches the definition of the NAV category. There is no indication that this is an announcement of a report or a regulatory filing, nor does it contain broader financial statements or management discussion. Therefore, the correct classification is NAV (Net Asset Value).
2021-11-08 English
USS Fund Update – 30 September 2021
Fund Information / Factsheet Classification · 95% confidence The document is a quarterly fund update for the Smartshares US Small Cap ETF for the quarter ended 30 September 2021. It includes performance data, risk indicators, fees charged, investment mix, top investments, and key personnel. The document is 8317 characters long, which is substantial and contains detailed financial and operational information about the fund's performance and structure. It is not an announcement of a report publication but the report itself. The content aligns with a Fund Information / Factsheet (FS) as it provides a brief summary of key facts, financials, and market information about the fund rather than a full annual or interim report or regulatory filing. Therefore, the appropriate classification is FS.
2021-11-08 English
USS NTA 05-11-2021 $6.54225
Net Asset Value Classification · 95% confidence The document provides a detailed listing of Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (5 November 2021). It includes specific financial metrics for multiple funds but does not contain comprehensive financial statements or management discussion. The document is relatively short (3593 characters) and focuses on reporting the NTA and unit changes, which is typical of a Net Asset Value update for investment funds. There is no indication that this is an announcement of a report publication or a regulatory filing. Therefore, the document fits best into the category of Net Asset Value (NAV) updates for investment funds.
2021-11-07 English
USS NTA 04-11-2021 $6.54702
Net Asset Value Classification · 95% confidence The document is titled 'NTA & Allotment Notice' and provides detailed Net Tangible Assets (NTA) and Units on Issue for various Smartshares ETFs as of a specific date (4 November 2021). It is a factual update on the net asset values and unit changes of investment funds. The document is relatively short (3698 characters) and does not contain comprehensive financial statements or management discussion. It is a regular update of Net Asset Value information for investment funds, which fits the definition of a Net Asset Value (NAV) report. There is no indication that this is an announcement of a report or a regulatory filing, but rather the actual data update itself. Therefore, the appropriate classification is NAV.
2021-11-04 English
USS NTA 03-11-2021 $6.49243
Net Asset Value Classification · 100% confidence The document provides a detailed listing of Net Tangible Assets (NTA) and Units on Issue for various Smartshares exchange traded funds as of a specific date (3 November 2021). It is a regular update of the Net Asset Value and related unit information for investment funds. The document is not an announcement of a report publication, nor is it a full annual or interim report. It contains substantive financial data specific to the funds' NAV and units, which fits the definition of a Net Asset Value (NAV) update. Therefore, the appropriate classification is NAV.
2021-11-03 English

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