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Opthea Ltd — Investor Relations & Filings

Ticker · OPT ISIN · US68386J2087 LEI · 549300Q5FMFDLP46SF83 ASX Manufacturing
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Filings indexed 1,390 across all filing types
Latest filing 2019-12-15 Major Shareholding Noti…
Country AU Australia
Listing ASX OPT

About Opthea Ltd

https://opthea.com/

Opthea is a clinical-stage biopharmaceutical company focused on developing novel therapies for vision-threatening retinal diseases, particularly wet age-related macular degeneration (wet AMD) and diabetic macular edema (DME). The company's lead product candidate, sozinibercept, is a first-in-class biologic 'trap' inhibitor targeting Vascular Endothelial Growth Factors C and D (VEGF-C and VEGF-D). Sozinibercept is being developed for administration in combination with standard-of-care anti-VEGF-A therapies. This dual-pathway inhibition aims to deliver superior visual outcomes by more comprehensively blocking the mechanisms that contribute to disease progression, addressing the limitations of current treatments that only target VEGF-A. The therapy is being evaluated in late-stage pivotal clinical trials for wet AMD.

Recent filings

Filing Released Lang Actions
Ceasing to be a substantial holder 6 pages 296.4KB
Major Shareholding Notification Classification · 100% confidence The document is a Form 605 Notice of ceasing to be a substantial holder under the Corporations Act 2001, detailing changes in relevant interests and association related to voting securities of Opthea Limited. It includes specific dates of changes, parties involved, and details of securities lending agreements. This type of filing is a notification of changes in significant share ownership levels, which aligns with the definition of Major Shareholding Notification (MRQ). The document is not a financial report, management information, or regulatory announcement unrelated to shareholding. Therefore, the correct classification is MRQ.
2019-12-15 English
Becoming a substantial holder 31 pages 713.7KB
Major Shareholding Notification Classification · 100% confidence The document is titled 'Form 603' under the Corporations Act 2001, specifically a 'Notice of initial substantial holder.' It details the substantial shareholding of Credit Suisse Holdings (Australia) Limited in Opthea Limited, including voting power, relevant interests, registered holders, consideration paid for shares, and associates. The document is a regulatory filing notifying the market and company of a substantial shareholding crossing a threshold, as required by law. It is not a financial report, earnings release, or management discussion, but a formal notification of major shareholding. Therefore, it fits the category of 'Major Shareholding Notification' (MRQ). The document length and content confirm it is the actual notice, not just an announcement or certification.
2019-12-11 English
Ceasing to be a substantial holder 12 pages 186.4KB
Major Shareholding Notification Classification · 100% confidence The document is titled 'Form 605' and references Corporations Law Section 671B, which pertains to notices of ceasing to be a substantial holder. It details changes in relevant interests of a substantial shareholder, including dates, nature of changes, and securities affected. The document includes appendices with prescribed information about agreements related to securities lending and voting rights. There is no financial performance data, earnings information, or management discussion. The content is focused on shareholding notifications and changes in substantial holdings. Therefore, this document fits the category of Major Shareholding Notification (MRQ). The document length is substantial and contains detailed transactional data about shareholding changes, confirming it is not a brief announcement or a regulatory filing fallback.
2019-12-09 English
Change in substantial holding 3 pages 1.5MB
Major Shareholding Notification Classification · 100% confidence The document is titled 'Form 604' and references the Corporations Act 2001, Section 671B, which pertains to notices of change of interests of substantial holders. It details changes in voting power and relevant interests of a substantial shareholder, Regal Funds Management Pty Ltd, in Opthea Ltd. The document includes dates of acquisition, consideration, and number of securities bought or sold. This type of filing is a notification of changes in significant share ownership levels, which aligns with the definition of 'Major Shareholding Notification' (Code: MRQ). The document is not a financial report, earnings release, or management report, but a regulatory notice about shareholding changes. The length and detail confirm it is the actual notification, not just an announcement of a report.
2019-12-09 English
Completion of A$50 million Institutional Placement 3 pages 180.6KB
Capital/Financing Update Classification · 95% confidence The document is an ASX announcement dated 6 December 2019 regarding the completion of a A$50 million institutional placement by Opthea Limited. It details the issuance of new shares, the placement price, and confirms compliance with ASX listing rules. The document includes a notice under section 708A(5)(e) of the Corporations Act 2001, which is a regulatory compliance statement related to the share placement. There are no financial statements, detailed financial analysis, or management discussion of results. The document is primarily an announcement of a capital raising event and related regulatory notice. Therefore, it fits the category of Capital/Financing Update (CAP). The document length (8704 characters) is sufficient to be a full announcement rather than a brief report publication announcement or regulatory filing. Hence, the classification is CAP with high confidence.
2019-12-05 English
Becoming a substantial holder 31 pages 195.7KB
Major Shareholding Notification Classification · 100% confidence The document is a Form 603, which is a notice of initial substantial holder under Corporations Law Section 671B. It details the substantial shareholding of Bank of America Corporation and its related bodies corporate in Opthea Ltd, including voting power, relevant interests, registered holders, and changes in securities holdings. This type of filing is a notification of major shareholding changes, not a financial report, management update, or other corporate filing. It fits the definition of Major Shareholding Notification (MRQ). The document length is substantial and contains detailed shareholding data, confirming it is not a brief announcement or certification. Therefore, the correct classification is MRQ with high confidence.
2019-12-04 English

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