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Opthea Ltd Major Shareholding Notification 2019

Dec 4, 2019

32698_rns_2019-12-04_03647afd-0558-4b6a-9e31-12206e06a90c.pdf

Major Shareholding Notification

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Form 603

Corporations Law Section 671B Notice of initial substantial holder

To: Company Name/Scheme

OPTHEA LTD

ACN/ ~~ARSN~~ 006 340 567

1. Details of substantial holder (1)

Name Bank of America Corporation and its related bodies corporate (See Appendix C)

ACN/ARSN (if applicable)

The holder became a substantial holder on: 3 December 2019

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Persons’ votes (5) Voting power (6)
Ordinary 12,616,727 12,616,727 5.04%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Merrill Lynch (Australia) Futures Ltd Power to control voting and/or disposal of
securities in its capacity as ultimate beneficial
owner having a principal position.		 Ordinary 9,160,816
Merrill Lynch International Power to control voting and/or disposal of
securities in its capacity as ultimate beneficial
owner having a principal position.		 Ordinary 4,706
Merrill Lynch International (Australia) Ltd Borrowing of securities pursuant to a Prime
Brokerage Agreement (see Appendix B), with
power to control the voting and/or disposal of
borrowed securities.		 Ordinary 3,072,641
Merrill Lynch International Borrowing of securities pursuant to a Prime
Brokerage Agreement (see Appendix B), with
power to control the voting and/or disposal of
borrowed securities.		 Ordinary 378,564

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest		 Registered holder of
securities		 Person entitled to be
registered as holder (8)		 Class and number of
securities
Merrill Lynch (Australia)
Futures Ltd		 Merrill Lynch (Australia)
Nominees Pty Ltd		 Merrill Lynch (Australia)
Futures Ltd		 Ordinary 9,160,816
Merrill Lynch International
(Australia) Ltd		 Merrill Lynch (Australia)
Nominees Pty Ltd		 Merrill Lynch International
(Australia) Ltd		 Ordinary 3,072,641
Merrill Lynch International Merrill Lynch (Australia)
Nominees Pty Ltd		 Merrill Lynch International Ordinary 383,270

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration (9) Consideration (9) Class and number
of securities
Cash Non-cash
Please see Annexure A.

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ ARSN (if applicable)
Merrill Lynch (Australia) Futures Ltd
Merrill Lynch (Australia) Nominees Pty Ltd
Merrill Lynch International (Australia) Ltd
Merrill Lynch International		 Nature of association
Related body corporate
Related body corporate
Related body corporate
Related body corporate

7. Addresses

The addresses of persons named in this form are as follows:

Name
Bank of America Corporation
Merrill Lynch (Australia) Futures Ltd
Merrill Lynch (Australia) Nominees Pty Ltd
Merrill Lynch International (Australia) Ltd
Merrill Lynch International		 Addresses
100 North Tryon Street, Charlotte, North Carolina, 28255, USA
Level 38, Governor Phillip Tower, 1 Farrer Place, Sydney NSW
2000,Australia
Level 19, 120 Collins St, Melbourne Vic 3000, Australia
Level 38, Governor Phillip Tower, 1 Farrer Place, Sydney NSW
2000,Australia
2 King Edward Street, London, England, EC1A 1HQ, United
Kingdom.

SIGNATURE

Print Name:
Sign Here:		 Kelvin Kwok
Capacity:
Authorised signatory
Date:
5 December 2019

Appendix A

**Date of change ** Person whose relevant interest changed Nature of change (4) Consideration
(5)		 Class (6) of
securities		 Securities
affected		 Person's votes
affected		 Remark
8/14/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 828,236 828,236 RefertoApp. B
8/16/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (206,488) (206,488) RefertoApp. B
8/16/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (593,512) (593,512) RefertoApp. B
8/19/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 689,968 689,968 RefertoApp. B
8/20/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (423,243) (423,243) RefertoApp. B
8/20/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (267,464) (267,464) RefertoApp. B
8/21/2019 Merrill Lynch International (Australia) Limited Securities
borrowed		 N/A Ordinary 1,570,937 1,570,937 Refer to App. B
8/22/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (470,851) (470,851) RefertoApp. B
8/22/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (422,504) (422,504) RefertoApp. B
8/23/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 866,012 866,012 RefertoApp. B
8/26/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (316,363) (316,363) RefertoApp. B
8/28/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 499,009 499,009 RefertoApp. B
8/29/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (41,022) (41,022) RefertoApp. B
8/29/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (57,487) (57,487) RefertoApp. B
8/30/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 164,683 164,683 RefertoApp. B
9/2/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (15,216) (15,216) RefertoApp. B
9/3/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (125,980) (125,980) RefertoApp. B
9/4/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 90,956 90,956 RefertoApp. B
9/5/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (23,487) (23,487) RefertoApp. B
9/5/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (90,956) (90,956) RefertoApp. B
9/5/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (192,441) (192,441) RefertoApp. B
9/5/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (866,012) (866,012) RefertoApp. B
9/5/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (441,522) (441,522) RefertoApp. B
9/6/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (25) (25) RefertoApp. B
9/9/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 78,455 78,455 RefertoApp. B
9/9/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (25) (25) RefertoApp. B
9/10/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (76,155) (76,155) RefertoApp. B
9/10/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (149,985) (149,985) RefertoApp. B
9/10/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (2,300) (2,300) RefertoApp. B
9/11/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 152,310 152,310 RefertoApp. B
9/12/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (1,880) (1,880) RefertoApp. B
9/16/2019 Merrill Lynch International (Australia) Limited Securities
returned		 N/A Ordinary (1,880) (1,880) Refer to App. B
9/16/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (10,189) (10,189) RefertoApp. B
9/17/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 73,622 73,622 RefertoApp. B
9/17/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (126,050) (126,050) RefertoApp. B
9/18/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 48,019 48,019 RefertoApp. B
9/18/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (54,262) (54,262) RefertoApp. B
9/18/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (12,311) (12,311) RefertoApp. B
9/18/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (73,622) (73,622) RefertoApp. B
9/19/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (910) (910) RefertoApp. B
9/20/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (4,650) (4,650) RefertoApp. B
9/20/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (910) (910) RefertoApp. B
9/23/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (41,549) (41,549) RefertoApp. B
9/25/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (2,300) (2,300) RefertoApp. B
9/25/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 206,572 206,572 RefertoApp. B
10/3/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 2,415,094 2,415,094 RefertoApp. B
10/4/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (206,572) (206,572) RefertoApp. B
10/4/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (793,604) (793,604) RefertoApp. B
10/8/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 361,031 361,031 RefertoApp. B
10/9/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (361,031) (361,031) RefertoApp. B
10/10/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 613,930 613,930 RefertoApp. B
10/11/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (115,082) (115,082) RefertoApp. B
10/14/2019 Merrill Lynch International (Australia) Limited Securities
returned		 N/A Ordinary (7,354) (7,354) Refer to App. B
10/15/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (13,162) (13,162) RefertoApp. B
10/16/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 62,696 62,696 RefertoApp. B
10/16/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (76,083) (76,083) RefertoApp. B
10/17/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (28,793) (28,793) RefertoApp. B
10/18/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (19,126) (19,126) RefertoApp. B
10/18/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (33,903) (33,903) RefertoApp. B
10/21/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (92,304) (92,304) RefertoApp. B
10/22/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 122,684 122,684 RefertoApp. B
10/22/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (55,184) (55,184) RefertoApp. B
10/22/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (74,104) (74,104) RefertoApp. B
10/23/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (6,604) (6,604) RefertoApp. B
10/23/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (122,684) (122,684) RefertoApp. B
10/24/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (306,272) (306,272) RefertoApp. B
10/24/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (864,108) (864,108) RefertoApp. B
10/24/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (533,222) (533,222) RefertoApp. B
10/25/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 930,069 930,069 RefertoApp. B
10/25/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (297,147) (297,147) RefertoApp. B
11/5/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 206,572 206,572 RefertoApp. B
11/5/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (149,842) (149,842) RefertoApp. B
11/7/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 152,365 152,365 RefertoApp. B
11/11/2019 Merrill Lynch International (Australia) Limited Securities
returned		 N/A Ordinary (11,695) (11,695) Refer to App. B
11/12/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (15,834) (15,834) RefertoApp. B
11/13/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 1,500,936 1,500,936 RefertoApp. B
11/14/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 97,373 97,373 RefertoApp. B
11/15/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 929,220 929,220 RefertoApp. B
11/20/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (8,041) (8,041) RefertoApp. B
11/21/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 627,265 627,265 RefertoApp. B
11/21/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (198,484) (198,484) RefertoApp. B
11/21/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (206,572) (206,572) RefertoApp. B
11/21/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (124,836) (124,836) RefertoApp. B
11/21/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (89,332) (89,332) RefertoApp. B
11/22/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (172,735) (172,735) RefertoApp. B
11/25/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 71,507 71,507 RefertoApp. B
11/25/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (78,111) (78,111) RefertoApp. B
11/26/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (55,742) (55,742) RefertoApp. B
11/27/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 62,346 62,346 RefertoApp. B
11/28/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (330,897) (330,897) RefertoApp. B
11/28/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (94,904) (94,904) RefertoApp. B
11/28/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (627,265) (627,265) RefertoApp. B
11/28/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (15,765) (15,765) RefertoApp. B
11/28/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (62,346) (62,346) RefertoApp. B
11/29/2019 Merrill Lynch International (Australia) Limited Securities
returned		 N/A Ordinary (85,106) (85,106) Refer to App. B
12/2/2019 Merrill Lynch International(Australia)Limited Securities
borrowed		 N/A Ordinary 155,173 155,173 RefertoApp. B
12/2/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (161,777) (161,777) RefertoApp. B
12/3/2019 Merrill Lynch International(Australia)Limited Securities
returned		 N/A Ordinary (118,468) (118,468) RefertoApp. B
8/30/2019 Merrill Lynch International Securities
borrowed		 N/A Ordinary 128,000 128,000 RefertoApp. B
9/2/2019 Merrill Lynch International Securities
borrowed		 N/A Ordinary 127,972 127,972 RefertoApp. B
9/3/2019 Merrill Lynch International Securities
borrowed		 N/A Ordinary 127,972 127,972 RefertoApp. B
9/4/2019 Merrill Lynch International Securities
borrowed		 N/A Ordinary 255,972 255,972 RefertoApp. B
9/4/2019 Merrill Lynch International Securities
returned		 N/A Ordinary (128,000) (128,000) RefertoApp. B
9/4/2019 Merrill Lynch International Securities
returned		 N/A Ordinary (127,972) (127,972) RefertoApp. B
9/4/2019 Merrill Lynch International Securities
borrowed		 N/A Ordinary 904,948 904,948 RefertoApp. B
9/4/2019 Merrill Lynch International Securities
borrowed		 N/A Ordinary 688 688 RefertoApp. B
9/5/2019 Merrill Lynch International Securities
borrowed		 N/A Ordinary 383,944 383,944 RefertoApp. B
9/5/2019 Merrill Lynch International Securities
returned		 N/A Ordinary (127,972) (127,972) RefertoApp. B
9/5/2019 Merrill Lynch International Securities
returned		 N/A Ordinary (255,972) (255,972) RefertoApp. B
9/5/2019 Merrill Lynch International Securities
returned		 N/A Ordinary (687) (687) RefertoApp. B
9/4/2019 Merrill Lynch International Securities
returned		 N/A Ordinary (904,948) (904,948) RefertoApp. B
9/9/2019 Merrill Lynch International Securities
borrowed		 N/A Ordinary 383,945 383,945 RefertoApp. B
9/9/2019 Merrill Lynch International Securities
returned		 N/A Ordinary (1) (1) RefertoApp. B
9/9/2019 Merrill Lynch International Securities
returned		 N/A Ordinary (383,944) (383,944) RefertoApp. B
9/11/2019 Merrill Lynch International Securities
returned		 N/A Ordinary (605) (605) RefertoApp. B
9/18/2019 Merrill Lynch International Securities
returned		 N/A Ordinary (305) (305) Refer to App. B
9/26/2019 Merrill Lynch International Securities
returned		 N/A Ordinary (4,471) (4,471) RefertoApp. B
8/7/2019 Merrill Lynch(Australia)FuturesLtd BUY 4,953 Ordinary 2,464 2,464 N/A
8/7/2019 Merrill Lynch(Australia)FuturesLtd BUY 6,668 Ordinary 3,206 3,206 N/A
8/9/2019 Merrill Lynch(Australia)FuturesLtd BUY 4,554 Ordinary 1,693 1,693 N/A
8/12/2019 Merrill Lynch(Australia)FuturesLtd BUY 5,769 Ordinary 1,920 1,920 N/A
8/12/2019 Merrill Lynch (Australia) Futures Ltd BUY 1,974 Ordinary 700 700 N/A
8/13/2019 Merrill Lynch(Australia)FuturesLtd BUY 7,652 Ordinary 2,886 2,886 N/A
8/13/2019 Merrill Lynch(Australia)FuturesLtd BUY 6,601 Ordinary 2,525 2,525 N/A
8/14/2019 Merrill Lynch(Australia)FuturesLtd BUY 4,200 Ordinary 1,567 1,567 N/A
8/14/2019 Merrill Lynch(Australia)FuturesLtd BUY 9,693 Ordinary 3,681 3,681 N/A
8/14/2019 Merrill Lynch (Australia) Futures Ltd BUY 7,760,861 Ordinary 2,984,220 2,984,220 N/A
8/15/2019 Merrill Lynch(Australia)FuturesLtd BUY 9,514 Ordinary 3,705 3,705 N/A
8/15/2019 Merrill Lynch(Australia)FuturesLtd BUY 10,654 Ordinary 4,150 4,150 N/A
8/15/2019 Merrill Lynch(Australia)FuturesLtd BUY 2,630,000 Ordinary 1,000,000 1,000,000 N/A
8/16/2019 Merrill Lynch(Australia)FuturesLtd BUY 3,521 Ordinary 1,374 1,374 N/A
8/16/2019 Merrill Lynch(Australia)FuturesLtd BUY 4,215 Ordinary 1,621 1,621 N/A
8/19/2019 Merrill Lynch(Australia)FuturesLtd BUY 2,640,000 Ordinary 1,000,000 1,000,000 N/A
8/19/2019 Merrill Lynch(Australia)FuturesLtd BUY 6,146 Ordinary 2,286 2,286 N/A
8/19/2019 Merrill Lynch(Australia)FuturesLtd BUY 5,113 Ordinary 1,908 1,908 N/A
8/20/2019 Merrill Lynch (Australia) Futures Ltd BUY 12,586 Ordinary 4,635 4,635 N/A
8/20/2019 Merrill Lynch(Australia)FuturesLtd BUY 10,912 Ordinary 3,994 3,994 N/A
8/21/2019 Merrill Lynch(Australia)FuturesLtd BUY 12,457 Ordinary 4,592 4,592 N/A
8/21/2019 Merrill Lynch(Australia)FuturesLtd BUY 10,711 Ordinary 3,958 3,958 N/A
8/22/2019 Merrill Lynch(Australia)FuturesLtd BUY 8,602 Ordinary 3,083 3,083 N/A
8/22/2019 Merrill Lynch (Australia) Futures Ltd BUY 6,612 Ordinary 2,370 2,370 N/A
8/23/2019 Merrill Lynch(Australia)FuturesLtd SELL (2,660,000) Ordinary (1,000,000) (1,000,000) N/A
8/23/2019 Merrill Lynch(Australia)FuturesLtd BUY 37 Ordinary 14 14 N/A
8/23/2019 Merrill Lynch(Australia)FuturesLtd BUY 140 Ordinary 53 53 N/A
8/26/2019 Merrill Lynch(Australia)FuturesLtd BUY 11,714 Ordinary 4,538 4,538 N/A
8/26/2019 Merrill Lynch(Australia)FuturesLtd BUY 7,857 Ordinary 3,022 3,022 N/A
8/27/2019 Merrill Lynch(Australia)FuturesLtd SELL (1,350,000) Ordinary (500,000) (500,000) N/A
8/27/2019 Merrill Lynch(Australia)FuturesLtd BUY 4,829 Ordinary 1,756 1,756 N/A
8/27/2019 Merrill Lynch(Australia)FuturesLtd BUY 12,393 Ordinary 4,494 4,494 N/A
8/28/2019 Merrill Lynch(Australia)FuturesLtd BUY 12,141 Ordinary 3,929 3,929 N/A
8/28/2019 Merrill Lynch(Australia)FuturesLtd BUY 10,825 Ordinary 3,414 3,414 N/A
8/29/2019 Merrill Lynch(Australia)FuturesLtd BUY 8,188 Ordinary 2,603 2,603 N/A
8/29/2019 Merrill Lynch(Australia)FuturesLtd BUY 11,324 Ordinary 3,595 3,595 N/A
8/30/2019 Merrill Lynch(Australia)FuturesLtd BUY 10,711 Ordinary 3,159 3,159 N/A
8/30/2019 Merrill Lynch(Australia)FuturesLtd BUY 5,244 Ordinary 1,528 1,528 N/A
9/2/2019 Merrill Lynch(Australia)FuturesLtd BUY 14,139 Ordinary 3,660 3,660 N/A
9/2/2019 Merrill Lynch(Australia)FuturesLtd BUY 12,481 Ordinary 3,323 3,323 N/A
9/3/2019 Merrill Lynch(Australia)FuturesLtd BUY 5,251 Ordinary 1,435 1,435 N/A
9/3/2019 Merrill Lynch(Australia)FuturesLtd BUY 4,001 Ordinary 1,032 1,032 N/A
9/4/2019 Merrill Lynch (Australia) Futures Ltd BUY 3,366 Ordinary 900 900 N/A
9/4/2019 Merrill Lynch(Australia)FuturesLtd BUY 8,307 Ordinary 2,147 2,147 N/A
9/4/2019 Merrill Lynch(Australia)FuturesLtd BUY 8,331 Ordinary 2,204 2,204 N/A
9/5/2019 Merrill Lynch(Australia)FuturesLtd BUY 4,875 Ordinary 1,300 1,300 N/A
9/5/2019 Merrill Lynch(Australia)FuturesLtd BUY 7,340 Ordinary 2,036 2,036 N/A
9/6/2019 Merrill Lynch (Australia) Futures Ltd BUY 1,306 Ordinary 340 340 N/A
9/6/2019 Merrill Lynch(Australia)FuturesLtd BUY 8,495 Ordinary 2,218 2,218 N/A
9/6/2019 Merrill Lynch(Australia)FuturesLtd BUY 9,828 Ordinary 2,600 2,600 N/A
9/9/2019 Merrill Lynch(Australia)FuturesLtd SELL (4,191) Ordinary (1,100) (1,100) N/A
9/9/2019 Merrill Lynch(Australia)FuturesLtd BUY 7,191 Ordinary 1,874 1,874 N/A
9/10/2019 Merrill Lynch(Australia)FuturesLtd BUY 6,503 Ordinary 1,822 1,822 N/A
9/10/2019 Merrill Lynch(Australia)FuturesLtd BUY 687 Ordinary 192 192 N/A
9/11/2019 Merrill Lynch(Australia)FuturesLtd BUY 2,139 Ordinary 629 629 N/A
9/11/2019 Merrill Lynch(Australia)FuturesLtd BUY 6,187 Ordinary 1,789 1,789 N/A
9/12/2019 Merrill Lynch (Australia) Futures Ltd BUY 20 Ordinary 6 6 N/A
9/12/2019 Merrill Lynch(Australia)FuturesLtd BUY 136 Ordinary 41 41 N/A
9/13/2019 Merrill Lynch(Australia)FuturesLtd BUY 7,163 Ordinary 2,017 2,017 N/A
9/13/2019 Merrill Lynch(Australia)FuturesLtd BUY 6,215 Ordinary 1,811 1,811 N/A
9/16/2019 Merrill Lynch(Australia)FuturesLtd BUY 5,066 Ordinary 1,496 1,496 N/A
9/16/2019 Merrill Lynch (Australia) Futures Ltd BUY 6,083 Ordinary 1,805 1,805 N/A
9/17/2019 Merrill Lynch(Australia)FuturesLtd BUY 5,771 Ordinary 1,581 1,581 N/A
9/17/2019 Merrill Lynch(Australia)FuturesLtd SELL (3,092) Ordinary (866) (866) N/A
9/18/2019 Merrill Lynch(Australia)FuturesLtd BUY 4,818 Ordinary 1,258 1,258 N/A
9/18/2019 Merrill Lynch(Australia)FuturesLtd BUY 5,112 Ordinary 1,312 1,312 N/A
9/18/2019 Merrill Lynch(Australia)FuturesLtd SELL (16,863) Ordinary (4,269) (4,269) N/A
9/19/2019 Merrill Lynch(Australia)FuturesLtd BUY 3,631 Ordinary 974 974 N/A
9/19/2019 Merrill Lynch(Australia)FuturesLtd BUY 5,484 Ordinary 1,469 1,469 N/A
9/20/2019 Merrill Lynch(Australia)FuturesLtd BUY 3,550 Ordinary 957 957 N/A
9/20/2019 Merrill Lynch(Australia)FuturesLtd BUY 4,050 Ordinary 1,097 1,097 N/A
9/23/2019 Merrill Lynch(Australia)FuturesLtd BUY 6,515 Ordinary 1,729 1,729 N/A
9/24/2019 Merrill Lynch(Australia)FuturesLtd BUY 2,797,500 Ordinary 750,000 750,000 N/A
9/25/2019 Merrill Lynch(Australia)FuturesLtd BUY 2,254 Ordinary 613 613 N/A
9/25/2019 Merrill Lynch(Australia)FuturesLtd BUY 5,163 Ordinary 1,403 1,403 N/A
9/26/2019 Merrill Lynch(Australia)FuturesLtd BUY 4,022 Ordinary 1,108 1,108 N/A
9/27/2019 Merrill Lynch(Australia)FuturesLtd BUY 2,380 Ordinary 700 700 N/A
9/27/2019 Merrill Lynch(Australia)FuturesLtd BUY 4,597 Ordinary 1,314 1,314 N/A
9/30/2019 Merrill Lynch(Australia)FuturesLtd BUY 3,067 Ordinary 900 900 N/A
9/30/2019 Merrill Lynch(Australia)FuturesLtd BUY 30,914 Ordinary 9,228 9,228 N/A
9/30/2019 Merrill Lynch (Australia) Futures Ltd BUY 884 Ordinary 254 254 N/A
10/1/2019 Merrill Lynch(Australia)FuturesLtd BUY 2,129 Ordinary 593 593 N/A
10/1/2019 Merrill Lynch(Australia)FuturesLtd SELL (5,334) Ordinary (1,497) (1,497) N/A
10/1/2019 Merrill Lynch(Australia)FuturesLtd BUY 4,296,000 Ordinary 1,200,000 1,200,000 N/A
10/1/2019 Merrill Lynch(Australia)FuturesLtd BUY 5,783 Ordinary 1,657 1,657 N/A
10/1/2019 Merrill Lynch (Australia) Futures Ltd SELL (25,143) Ordinary (7,193) (7,193) N/A
10/2/2019 Merrill Lynch(Australia)FuturesLtd BUY 5,047 Ordinary 1,447 1,447 N/A
10/2/2019 Merrill Lynch(Australia)FuturesLtd SELL (17,945) Ordinary (5,127) (5,127) N/A
10/2/2019 Merrill Lynch(Australia)FuturesLtd BUY 4,758 Ordinary 1,348 1,348 N/A
10/3/2019 Merrill Lynch(Australia)FuturesLtd BUY 11,293,838 Ordinary 3,467,239 3,467,239 N/A
10/3/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,869 Ordinary 563 563 N/A
10/3/2019 Merrill Lynch(Australia)FuturesLtd SELL (41) Ordinary (12) (12) N/A
10/3/2019 Merrill Lynch(Australia)FuturesLtd BUY 14,593 Ordinary 4,400 4,400 N/A
10/4/2019 Merrill Lynch(Australia)FuturesLtd BUY 739,919 Ordinary 218,911 218,911 N/A
10/4/2019 Merrill Lynch (Australia) Futures Ltd BUY 1,924 Ordinary 571 571 N/A
10/7/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,702 Ordinary 500 500 N/A
10/8/2019 Merrill Lynch(Australia)FuturesLtd SELL (9,214) Ordinary (2,708) (2,708) N/A
10/8/2019 Merrill Lynch(Australia)FuturesLtd BUY 303 Ordinary 89 89 N/A
10/8/2019 Merrill Lynch(Australia)FuturesLtd SELL (7,139) Ordinary (2,092) (2,092) N/A
10/8/2019 Merrill Lynch (Australia) Futures Ltd BUY 22,373 Ordinary 6,567 6,567 N/A
10/9/2019 Merrill Lynch(Australia)FuturesLtd SELL (6,108) Ordinary (1,787) (1,787) N/A
10/9/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,499 Ordinary 437 437 N/A
10/9/2019 Merrill Lynch(Australia)FuturesLtd SELL (9,211) Ordinary (2,685) (2,685) N/A
10/10/2019 Merrill Lynch(Australia)FuturesLtd BUY 7,314,359 Ordinary 2,120,104 2,120,104 N/A
10/10/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,079 Ordinary 303 303 N/A
10/10/2019 Merrill Lynch(Australia)FuturesLtd BUY 5,799 Ordinary 1,670 1,670 N/A
10/10/2019 Merrill Lynch(Australia)FuturesLtd BUY 21,718 Ordinary 6,295 6,295 N/A
10/10/2019 Merrill Lynch(Australia)FuturesLtd SELL (3,137) Ordinary (895) (895) N/A
10/11/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,665,000 Ordinary 500,000 500,000 N/A
10/11/2019 Merrill Lynch(Australia)FuturesLtd BUY 4,420 Ordinary 1,300 1,300 N/A
10/11/2019 Merrill Lynch(Australia)FuturesLtd BUY 53,343 Ordinary 15,952 15,952 N/A
10/11/2019 Merrill Lynch(Australia)FuturesLtd BUY 972 Ordinary 285 285 N/A
10/11/2019 Merrill Lynch(Australia)FuturesLtd SELL (24,838) Ordinary (7,175) (7,175) N/A
10/14/2019 Merrill Lynch(Australia)FuturesLtd BUY 593,850 Ordinary 185,000 185,000 N/A
10/14/2019 Merrill Lynch(Australia)FuturesLtd BUY 3,214 Ordinary 1,000 1,000 N/A
10/14/2019 Merrill Lynch(Australia)FuturesLtd BUY 16,153 Ordinary 5,000 5,000 N/A
10/14/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,344 Ordinary 406 406 N/A
10/14/2019 Merrill Lynch(Australia)FuturesLtd BUY 3,873 Ordinary 1,163 1,163 N/A
10/14/2019 Merrill Lynch (Australia) Futures Ltd SELL (3,882) Ordinary (1,178) (1,178) N/A
10/15/2019 Merrill Lynch(Australia)FuturesLtd BUY 193,800 Ordinary 60,000 60,000 N/A
10/15/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,482 Ordinary 463 463 N/A
10/15/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,757 Ordinary 544 544 N/A
10/15/2019 Merrill Lynch(Australia)FuturesLtd BUY 2,181 Ordinary 669 669 N/A
10/15/2019 Merrill Lynch (Australia) Futures Ltd SELL (8,116) Ordinary (2,449) (2,449) N/A
10/15/2019 Merrill Lynch(Australia)FuturesLtd BUY 3,514 Ordinary 1,100 1,100 N/A
10/16/2019 Merrill Lynch(Australia)FuturesLtd BUY 17,071 Ordinary 5,021 5,021 N/A
10/16/2019 Merrill Lynch(Australia)FuturesLtd BUY 12,252 Ordinary 3,618 3,618 N/A
10/16/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,926 Ordinary 560 560 N/A
10/16/2019 Merrill Lynch(Australia)FuturesLtd SELL (1,307) Ordinary (389) (389) N/A
10/16/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,036 Ordinary 303 303 N/A
10/16/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,249 Ordinary 389 389 N/A
10/17/2019 Merrill Lynch(Australia)FuturesLtd BUY 5,252 Ordinary 1,596 1,596 N/A
10/17/2019 Merrill Lynch (Australia) Futures Ltd SELL (1,677) Ordinary (505) (505) N/A
10/17/2019 Merrill Lynch(Australia)FuturesLtd BUY 541 Ordinary 163 163 N/A
10/17/2019 Merrill Lynch(Australia)FuturesLtd SELL (1,002) Ordinary (301) (301) N/A
10/17/2019 Merrill Lynch(Australia)FuturesLtd BUY 10,343 Ordinary 3,106 3,106 N/A
10/17/2019 Merrill Lynch(Australia)FuturesLtd SELL (1,810) Ordinary (544) (544) N/A
10/18/2019 Merrill Lynch (Australia) Futures Ltd SELL (1,743,004) Ordinary (491,971) (491,971) N/A
10/18/2019 Merrill Lynch(Australia)FuturesLtd BUY 13,281 Ordinary 3,700 3,700 N/A
10/18/2019 Merrill Lynch(Australia)FuturesLtd BUY 564 Ordinary 157 157 N/A
10/18/2019 Merrill Lynch(Australia)FuturesLtd SELL (14,532) Ordinary (4,152) (4,152) N/A
10/18/2019 Merrill Lynch(Australia)FuturesLtd SELL (6,591) Ordinary (1,863) (1,863) N/A
10/18/2019 Merrill Lynch(Australia)FuturesLtd SELL (8,663) Ordinary (2,440) (2,440) N/A
10/18/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,095 Ordinary 311 311 N/A
10/18/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,103 Ordinary 315 315 N/A
10/18/2019 Merrill Lynch(Australia)FuturesLtd SELL (10,196) Ordinary (2,871) (2,871) N/A
10/18/2019 Merrill Lynch(Australia)FuturesLtd BUY 55,295 Ordinary 15,313 15,313 N/A
10/21/2019 Merrill Lynch(Australia)FuturesLtd BUY 7,612 Ordinary 2,200 2,200 N/A
10/21/2019 Merrill Lynch(Australia)FuturesLtd BUY 7,289 Ordinary 2,065 2,065 N/A
10/21/2019 Merrill Lynch(Australia)FuturesLtd SELL (9,612) Ordinary (2,700) (2,700) N/A
10/21/2019 Merrill Lynch(Australia)FuturesLtd SELL (4,444) Ordinary (1,238) (1,238) N/A
10/21/2019 Merrill Lynch(Australia)FuturesLtd BUY 3,808 Ordinary 1,091 1,091 N/A
10/21/2019 Merrill Lynch(Australia)FuturesLtd SELL (3,624) Ordinary (1,015) (1,015) N/A
10/22/2019 Merrill Lynch(Australia)FuturesLtd BUY 14,530 Ordinary 3,885 3,885 N/A
10/22/2019 Merrill Lynch(Australia)FuturesLtd BUY 53,470 Ordinary 14,034 14,034 N/A
10/22/2019 Merrill Lynch(Australia)FuturesLtd BUY 28,744 Ordinary 7,761 7,761 N/A
10/22/2019 Merrill Lynch (Australia) Futures Ltd BUY 8,248 Ordinary 2,203 2,203 N/A
10/22/2019 Merrill Lynch(Australia)FuturesLtd SELL (16,470) Ordinary (4,500) (4,500) N/A
10/22/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,383 Ordinary 380 380 N/A
10/22/2019 Merrill Lynch(Australia)FuturesLtd SELL (7,391) Ordinary (2,053) (2,053) N/A
10/22/2019 Merrill Lynch(Australia)FuturesLtd SELL (16,881) Ordinary (4,521) (4,521) N/A
10/23/2019 Merrill Lynch (Australia) Futures Ltd SELL (1,932) Ordinary (525) (525) N/A
10/23/2019 Merrill Lynch(Australia)FuturesLtd BUY 679 Ordinary 184 184 N/A
10/23/2019 Merrill Lynch(Australia)FuturesLtd BUY 46 Ordinary 12 12 N/A
10/23/2019 Merrill Lynch(Australia)FuturesLtd SELL (8,402) Ordinary (2,211) (2,211) N/A
10/23/2019 Merrill Lynch(Australia)FuturesLtd BUY 2,019 Ordinary 543 543 N/A
10/23/2019 Merrill Lynch(Australia)FuturesLtd BUY 3,724 Ordinary 1,001 1,001 N/A
10/23/2019 Merrill Lynch(Australia)FuturesLtd BUY 16,214 Ordinary 4,391 4,391 N/A
10/23/2019 Merrill Lynch(Australia)FuturesLtd SELL (8,185) Ordinary (2,196) (2,196) N/A
10/24/2019 Merrill Lynch(Australia)FuturesLtd SELL (2,959) Ordinary (804) (804) N/A
10/24/2019 Merrill Lynch (Australia) Futures Ltd SELL (9,407) Ordinary (2,542) (2,542) N/A
10/24/2019 Merrill Lynch(Australia)FuturesLtd BUY 748 Ordinary 200 200 N/A
10/24/2019 Merrill Lynch(Australia)FuturesLtd BUY 159 Ordinary 43 43 N/A
10/24/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,665 Ordinary 445 445 N/A
10/24/2019 Merrill Lynch(Australia)FuturesLtd SELL (10,102) Ordinary (2,724) (2,724) N/A
10/25/2019 Merrill Lynch (Australia) Futures Ltd BUY 3,421 Ordinary 920 920 N/A
10/25/2019 Merrill Lynch(Australia)FuturesLtd BUY 720 Ordinary 192 192 N/A
10/25/2019 Merrill Lynch(Australia)FuturesLtd SELL (5,319) Ordinary (1,470) (1,470) N/A
10/25/2019 Merrill Lynch(Australia)FuturesLtd BUY 102 Ordinary 28 28 N/A
10/25/2019 Merrill Lynch(Australia)FuturesLtd BUY 2,101 Ordinary 563 563 N/A
10/25/2019 Merrill Lynch(Australia)FuturesLtd SELL (6,971) Ordinary (1,849) (1,849) N/A
10/28/2019 Merrill Lynch(Australia)FuturesLtd BUY 8,215 Ordinary 2,359 2,359 N/A
10/28/2019 Merrill Lynch(Australia)FuturesLtd SELL (1,373) Ordinary (386) (386) N/A
10/28/2019 Merrill Lynch(Australia)FuturesLtd BUY 3,516 Ordinary 1,000 1,000 N/A
10/28/2019 Merrill Lynch(Australia)FuturesLtd BUY 728 Ordinary 201 201 N/A
10/28/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,815 Ordinary 517 517 N/A
10/28/2019 Merrill Lynch(Australia)FuturesLtd SELL (15,838) Ordinary (4,449) (4,449) N/A
10/29/2019 Merrill Lynch(Australia)FuturesLtd SELL (1,885) Ordinary (543) (543) N/A
10/29/2019 Merrill Lynch(Australia)FuturesLtd BUY 89 Ordinary 26 26 N/A
10/29/2019 Merrill Lynch(Australia)FuturesLtd SELL (3,903) Ordinary (1,138) (1,138) N/A
10/29/2019 Merrill Lynch(Australia)FuturesLtd SELL (9,509) Ordinary (2,749) (2,749) N/A
10/29/2019 Merrill Lynch(Australia)FuturesLtd BUY 727 Ordinary 210 210 N/A
10/30/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,669 Ordinary 500 500 N/A
10/30/2019 Merrill Lynch(Australia)FuturesLtd BUY 2,397 Ordinary 722 722 N/A
10/30/2019 Merrill Lynch (Australia) Futures Ltd BUY 1,567 Ordinary 461 461 N/A
10/30/2019 Merrill Lynch(Australia)FuturesLtd BUY 493 Ordinary 145 145 N/A
10/30/2019 Merrill Lynch(Australia)FuturesLtd SELL (4,857) Ordinary (1,452) (1,452) N/A
10/30/2019 Merrill Lynch(Australia)FuturesLtd SELL (82,825) Ordinary (24,328) (24,328) N/A
10/30/2019 Merrill Lynch(Australia)FuturesLtd SELL (1,166) Ordinary (351) (351) N/A
10/31/2019 Merrill Lynch (Australia) Futures Ltd BUY 1,482 Ordinary 427 427 N/A
10/31/2019 Merrill Lynch(Australia)FuturesLtd SELL (5,025) Ordinary (1,500) (1,500) N/A
10/31/2019 Merrill Lynch(Australia)FuturesLtd SELL (5,276) Ordinary (1,530) (1,530) N/A
10/31/2019 Merrill Lynch(Australia)FuturesLtd SELL (6,013) Ordinary (1,718) (1,718) N/A
10/31/2019 Merrill Lynch(Australia)FuturesLtd BUY 336 Ordinary 97 97 N/A
10/31/2019 Merrill Lynch(Australia)FuturesLtd BUY 5,080 Ordinary 1,530 1,530 N/A
11/1/2019 Merrill Lynch(Australia)FuturesLtd BUY 19,044 Ordinary 5,668 5,668 N/A
11/4/2019 Merrill Lynch(Australia)FuturesLtd SELL (17,297) Ordinary (5,215) (5,215) N/A
11/4/2019 Merrill Lynch(Australia)FuturesLtd SELL (1,407) Ordinary (420) (420) N/A
11/4/2019 Merrill Lynch (Australia) Futures Ltd BUY 13,022 Ordinary 3,884 3,884 N/A
11/5/2019 Merrill Lynch(Australia)FuturesLtd BUY 3,280 Ordinary 982 982 N/A
11/5/2019 Merrill Lynch(Australia)FuturesLtd SELL (17,394) Ordinary (5,303) (5,303) N/A
11/6/2019 Merrill Lynch(Australia)FuturesLtd BUY 13,844 Ordinary 4,297 4,297 N/A
11/6/2019 Merrill Lynch(Australia)FuturesLtd BUY 665 Ordinary 202 202 N/A
11/6/2019 Merrill Lynch (Australia) Futures Ltd BUY 121 Ordinary 38 38 N/A
11/6/2019 Merrill Lynch(Australia)FuturesLtd SELL (51) Ordinary (16) (16) N/A
11/7/2019 Merrill Lynch(Australia)FuturesLtd BUY 10,434 Ordinary 3,383 3,383 N/A
11/7/2019 Merrill Lynch(Australia)FuturesLtd SELL (4,236) Ordinary (1,371) (1,371) N/A
11/7/2019 Merrill Lynch(Australia)FuturesLtd SELL (1,283) Ordinary (414) (414) N/A
11/8/2019 Merrill Lynch(Australia)FuturesLtd BUY 10,271 Ordinary 3,362 3,362 N/A
11/8/2019 Merrill Lynch(Australia)FuturesLtd SELL (21,002) Ordinary (6,895) (6,895) N/A
11/8/2019 Merrill Lynch(Australia)FuturesLtd SELL (845) Ordinary (274) (274) N/A
11/11/2019 Merrill Lynch(Australia)FuturesLtd BUY 3,184 Ordinary 1,049 1,049 N/A
11/11/2019 Merrill Lynch(Australia)FuturesLtd BUY 14,529 Ordinary 4,800 4,800 N/A
11/11/2019 Merrill Lynch(Australia)FuturesLtd SELL (673) Ordinary (223) (223) N/A
11/11/2019 Merrill Lynch(Australia)FuturesLtd BUY 5,731 Ordinary 1,900 1,900 N/A
11/11/2019 Merrill Lynch(Australia)FuturesLtd SELL (9,342) Ordinary (3,063) (3,063) N/A
11/11/2019 Merrill Lynch(Australia)FuturesLtd BUY 721 Ordinary 238 238 N/A
11/12/2019 Merrill Lynch(Australia)FuturesLtd SELL (46) Ordinary (15) (15) N/A
11/12/2019 Merrill Lynch(Australia)FuturesLtd BUY 18,359 Ordinary 6,079 6,079 N/A
11/12/2019 Merrill Lynch(Australia)FuturesLtd SELL (570) Ordinary (184) (184) N/A
11/12/2019 Merrill Lynch(Australia)FuturesLtd SELL (20,355) Ordinary (6,616) (6,616) N/A
11/12/2019 Merrill Lynch(Australia)FuturesLtd BUY 13,363 Ordinary 4,332 4,332 N/A
11/12/2019 Merrill Lynch (Australia) Futures Ltd SELL (5,890) Ordinary (1,900) (1,900) N/A
11/13/2019 Merrill Lynch(Australia)FuturesLtd SELL (1,968) Ordinary (643) (643) N/A
11/13/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,383 Ordinary 446 446 N/A
11/13/2019 Merrill Lynch(Australia)FuturesLtd BUY 433 Ordinary 144 144 N/A
11/13/2019 Merrill Lynch(Australia)FuturesLtd SELL (18,168) Ordinary (6,025) (6,025) N/A
11/14/2019 Merrill Lynch (Australia) Futures Ltd SELL (12,909) Ordinary (4,200) (4,200) N/A
11/14/2019 Merrill Lynch(Australia)FuturesLtd BUY 690 Ordinary 230 230 N/A
11/14/2019 Merrill Lynch(Australia)FuturesLtd SELL (1,019) Ordinary (340) (340) N/A
11/14/2019 Merrill Lynch(Australia)FuturesLtd BUY 24,092 Ordinary 8,036 8,036 N/A
11/18/2019 Merrill Lynch(Australia)FuturesLtd SELL (690) Ordinary (238) (238) N/A
11/18/2019 Merrill Lynch(Australia)FuturesLtd BUY 937 Ordinary 330 330 N/A
11/18/2019 Merrill Lynch(Australia)FuturesLtd SELL (82,605) Ordinary (29,099) (29,099) N/A
11/18/2019 Merrill Lynch(Australia)FuturesLtd BUY 2,529 Ordinary 900 900 N/A
11/18/2019 Merrill Lynch(Australia)FuturesLtd BUY 83,805 Ordinary 29,099 29,099 N/A
11/19/2019 Merrill Lynch (Australia) Futures Ltd BUY 69,211 Ordinary 23,866 23,866 N/A
11/19/2019 Merrill Lynch(Australia)FuturesLtd SELL (597) Ordinary (206) (206) N/A
11/19/2019 Merrill Lynch(Australia)FuturesLtd BUY 806 Ordinary 278 278 N/A
11/19/2019 Merrill Lynch(Australia)FuturesLtd SELL (3,480,000) Ordinary (1,200,000) (1,200,000) N/A
11/20/2019 Merrill Lynch(Australia)FuturesLtd SELL (1,218) Ordinary (406) (406) N/A
11/20/2019 Merrill Lynch (Australia) Futures Ltd SELL (58,456) Ordinary (19,706) (19,706) N/A
11/20/2019 Merrill Lynch(Australia)FuturesLtd SELL (9,600) Ordinary (3,200) (3,200) N/A
11/20/2019 Merrill Lynch(Australia)FuturesLtd BUY 2,057 Ordinary 694 694 N/A
11/21/2019 Merrill Lynch(Australia)FuturesLtd BUY 39,499 Ordinary 14,281 14,281 N/A
11/21/2019 Merrill Lynch(Australia)FuturesLtd SELL (12,056) Ordinary (4,229) (4,229) N/A
11/21/2019 Merrill Lynch(Australia)FuturesLtd BUY 8,471 Ordinary 2,911 2,911 N/A
11/21/2019 Merrill Lynch(Australia)FuturesLtd SELL (26,747) Ordinary (9,647) (9,647) N/A
11/21/2019 Merrill Lynch(Australia)FuturesLtd SELL (16,620,000) Ordinary (6,000,000) (6,000,000) N/A
11/22/2019 Merrill Lynch(Australia)FuturesLtd SELL (1,510) Ordinary (560) (560) N/A
11/22/2019 Merrill Lynch(Australia)FuturesLtd BUY 9,470 Ordinary 3,535 3,535 N/A
11/22/2019 Merrill Lynch(Australia)FuturesLtd SELL (7,861) Ordinary (2,838) (2,838) N/A
11/22/2019 Merrill Lynch(Australia)FuturesLtd BUY 6,225 Ordinary 2,334 2,334 N/A
11/22/2019 Merrill Lynch(Australia)FuturesLtd BUY 3,787 Ordinary 1,417 1,417 N/A
11/22/2019 Merrill Lynch(Australia)FuturesLtd BUY 18,795 Ordinary 7,058 7,058 N/A
11/22/2019 Merrill Lynch(Australia)FuturesLtd BUY 1,345,000 Ordinary 500,000 500,000 N/A
11/25/2019 Merrill Lynch(Australia)FuturesLtd BUY 11,171 Ordinary 3,913 3,913 N/A
11/25/2019 Merrill Lynch(Australia)FuturesLtd SELL (8,724) Ordinary (3,156) (3,156) N/A
11/25/2019 Merrill Lynch(Australia)FuturesLtd SELL (14,763) Ordinary (5,163) (5,163) N/A
11/25/2019 Merrill Lynch(Australia)FuturesLtd BUY 7,786 Ordinary 3,018 3,018 N/A
11/25/2019 Merrill Lynch (Australia) Futures Ltd BUY 6,311 Ordinary 2,446 2,446 N/A
11/26/2019 Merrill Lynch(Australia)FuturesLtd BUY 24,407 Ordinary 8,440 8,440 N/A
11/26/2019 Merrill Lynch(Australia)FuturesLtd SELL (2,716) Ordinary (927) (927) N/A
11/26/2019 Merrill Lynch(Australia)FuturesLtd SELL (10,993) Ordinary (4,054) (4,054) N/A
11/26/2019 Merrill Lynch(Australia)FuturesLtd SELL (2,090) Ordinary (711) (711) N/A
11/26/2019 Merrill Lynch (Australia) Futures Ltd SELL (5,812) Ordinary (2,018) (2,018) N/A
11/26/2019 Merrill Lynch(Australia)FuturesLtd BUY 15,610 Ordinary 5,760 5,760 N/A
11/27/2019 Merrill Lynch(Australia)FuturesLtd SELL (50,062) Ordinary (17,828) (17,828) N/A
11/27/2019 Merrill Lynch(Australia)FuturesLtd BUY 759 Ordinary 269 269 N/A
11/27/2019 Merrill Lynch(Australia)FuturesLtd SELL (9,645) Ordinary (3,456) (3,456) N/A
11/28/2019 Merrill Lynch(Australia)FuturesLtd SELL (2,710) Ordinary (925) (925) N/A
11/28/2019 Merrill Lynch(Australia)FuturesLtd BUY 10,802 Ordinary 3,712 3,712 N/A
11/28/2019 Merrill Lynch(Australia)FuturesLtd SELL (5,645) Ordinary (1,940) (1,940) N/A
11/29/2019 Merrill Lynch(Australia)FuturesLtd BUY 8,792 Ordinary 3,207 3,207 N/A
11/29/2019 Merrill Lynch (Australia) Futures Ltd SELL (9,953) Ordinary (3,593) (3,593) N/A
11/29/2019 Merrill Lynch(Australia)FuturesLtd SELL (475) Ordinary (171) (171) N/A
11/29/2019 Merrill Lynch(Australia)FuturesLtd SELL (5,433) Ordinary (1,933) (1,933) N/A
11/29/2019 Merrill Lynch(Australia)FuturesLtd SELL (10,191) Ordinary (3,478) (3,478) N/A
11/29/2019 Merrill Lynch(Australia)FuturesLtd BUY 58 Ordinary 21 21 N/A
11/29/2019 Merrill Lynch (Australia) Futures Ltd SELL (2,247) Ordinary (798) (798) N/A
11/29/2019 Merrill Lynch(Australia)FuturesLtd BUY 10,146 Ordinary 3,617 3,617 N/A
11/29/2019 Merrill Lynch(Australia)FuturesLtd BUY 61,505 Ordinary 22,204 22,204 N/A
12/2/2019 Merrill Lynch(Australia)FuturesLtd BUY 24,266 Ordinary 7,696 7,696 N/A
12/2/2019 Merrill Lynch(Australia)FuturesLtd SELL (89) Ordinary (29) (29) N/A
12/2/2019 Merrill Lynch(Australia)FuturesLtd SELL (14,439) Ordinary (4,897) (4,897) N/A
12/2/2019 Merrill Lynch(Australia)FuturesLtd SELL (9,197) Ordinary (3,005) (3,005) N/A
12/2/2019 Merrill Lynch(Australia)FuturesLtd SELL (5,141) Ordinary (1,800) (1,800) N/A
12/2/2019 Merrill Lynch(Australia)FuturesLtd BUY 912 Ordinary 328 328 N/A
12/2/2019 Merrill Lynch(Australia)FuturesLtd BUY 85,578 Ordinary 28,083 28,083 N/A
12/2/2019 Merrill Lynch(Australia)FuturesLtd BUY 9,435 Ordinary 3,000 3,000 N/A
12/2/2019 Merrill Lynch(Australia)FuturesLtd SELL (45,270) Ordinary (14,409) (14,409) N/A
12/3/2019 Merrill Lynch(Australia)FuturesLtd BUY 4,837,000 Ordinary 1,825,283 1,825,283 N/A
12/3/2019 Merrill Lynch(Australia)FuturesLtd BUY 18,130 Ordinary 5,494 5,494 N/A
12/3/2019 Merrill Lynch(Australia)FuturesLtd BUY 20,991 Ordinary 6,610 6,610 N/A
12/3/2019 Merrill Lynch(Australia)FuturesLtd SELL (13,131) Ordinary (4,023) (4,023) N/A
12/3/2019 Merrill Lynch(Australia)FuturesLtd SELL (6,896) Ordinary (2,143) (2,143) N/A
12/3/2019 Merrill Lynch(Australia)FuturesLtd SELL (22,463) Ordinary (6,845) (6,845) N/A
12/3/2019 Merrill Lynch(Australia)FuturesLtd SELL (38,759) Ordinary (12,140) (12,140) N/A
12/3/2019 Merrill Lynch (Australia) Futures Ltd SELL (30,720) Ordinary (9,433) (9,433) N/A
12/3/2019 Merrill Lynch(Australia)FuturesLtd BUY 3,433 Ordinary 1,072 1,072 N/A
10/4/2019 Merrill Lynch International BUY 312 Ordinary 93 93 N/A
10/4/2019 Merrill Lynch International BUY 112 Ordinary 33 33 N/A
10/4/2019 Merrill Lynch International BUY 92 Ordinary 27 27 N/A
10/4/2019 Merrill Lynch International BUY 128 Ordinary 38 38 N/A
10/4/2019 Merrill Lynch International BUY 51 Ordinary 15 15 N/A
10/4/2019 Merrill Lynch International BUY 88 Ordinary 26 26 N/A
10/4/2019 Merrill Lynch International BUY 64 Ordinary 19 19 N/A
10/4/2019 Merrill Lynch International BUY 265 Ordinary 79 79 N/A
10/4/2019 Merrill Lynch International BUY 37 Ordinary 11 11 N/A
10/4/2019 Merrill Lynch International BUY 17 Ordinary 5 5 N/A
10/4/2019 Merrill Lynch International BUY 218 Ordinary 65 65 N/A
10/4/2019 Merrill Lynch International BUY 135 Ordinary 40 40 N/A
10/4/2019 Merrill Lynch International BUY 40 Ordinary 12 12 N/A
10/4/2019 Merrill Lynch International BUY 91 Ordinary 27 27 N/A
10/4/2019 Merrill Lynch International BUY 57 Ordinary 17 17 N/A
10/4/2019 Merrill Lynch International BUY 138 Ordinary 41 41 N/A
10/4/2019 Merrill Lynch International BUY 149 Ordinary 44 44 N/A
10/4/2019 Merrill Lynch International BUY 293 Ordinary 87 87 N/A
10/4/2019 Merrill Lynch International BUY 136 Ordinary 40 40 N/A
10/4/2019 Merrill Lynch International BUY 108 Ordinary 32 32 N/A
10/4/2019 Merrill Lynch International BUY 112 Ordinary 33 33 N/A
10/4/2019 Merrill Lynch International BUY 242 Ordinary 72 72 N/A
10/4/2019 Merrill Lynch International BUY 71 Ordinary 21 21 N/A
10/4/2019 Merrill Lynch International BUY 128 Ordinary 38 38 N/A
10/4/2019 Merrill Lynch International BUY 101 Ordinary 30 30 N/A
10/4/2019 Merrill Lynch International BUY 94 Ordinary 28 28 N/A
10/4/2019 Merrill Lynch International BUY 74 Ordinary 22 22 N/A
10/4/2019 Merrill Lynch International BUY 111 Ordinary 33 33 N/A
10/4/2019 Merrill Lynch International BUY 97 Ordinary 29 29 N/A
10/4/2019 Merrill Lynch International BUY 114 Ordinary 34 34 N/A
10/4/2019 Merrill Lynch International BUY 108 Ordinary 32 32 N/A
10/4/2019 Merrill Lynch International BUY 47 Ordinary 14 14 N/A
10/4/2019 Merrill Lynch International BUY 94 Ordinary 28 28 N/A
10/4/2019 Merrill Lynch International BUY 101 Ordinary 30 30 N/A
10/4/2019 Merrill Lynch International BUY 30 Ordinary 9 9 N/A
10/4/2019 Merrill Lynch International BUY 20 Ordinary 6 6 N/A
10/4/2019 Merrill Lynch International BUY 95 Ordinary 28 28 N/A
10/4/2019 Merrill Lynch International BUY 649 Ordinary 192 192 N/A
10/4/2019 Merrill Lynch International BUY 68 Ordinary 20 20 N/A
10/4/2019 Merrill Lynch International BUY 82 Ordinary 24 24 N/A
10/4/2019 Merrill Lynch International BUY 7 Ordinary 2 2 N/A
10/4/2019 Merrill Lynch International BUY 195 Ordinary 57 57 N/A
10/4/2019 Merrill Lynch International BUY 99 Ordinary 29 29 N/A
10/4/2019 Merrill Lynch International BUY 86 Ordinary 25 25 N/A
10/4/2019 Merrill Lynch International BUY 110 Ordinary 32 32 N/A
10/4/2019 Merrill Lynch International BUY 75 Ordinary 22 22 N/A
10/4/2019 Merrill Lynch International BUY 27 Ordinary 8 8 N/A
10/4/2019 Merrill Lynch International BUY 393 Ordinary 116 116 N/A
10/4/2019 Merrill Lynch International BUY 398 Ordinary 118 118 N/A
10/4/2019 Merrill Lynch International BUY 151 Ordinary 45 45 N/A
10/4/2019 Merrill Lynch International BUY 97 Ordinary 29 29 N/A
10/4/2019 Merrill Lynch International BUY 179 Ordinary 53 53 N/A
10/4/2019 Merrill Lynch International BUY 225 Ordinary 67 67 N/A
10/4/2019 Merrill Lynch International BUY 256 Ordinary 76 76 N/A
10/4/2019 Merrill Lynch International BUY 256 Ordinary 76 76 N/A
10/4/2019 Merrill Lynch International BUY 255 Ordinary 76 76 N/A
10/4/2019 Merrill Lynch International BUY 20 Ordinary 6 6 N/A
10/4/2019 Merrill Lynch International BUY 69 Ordinary 20 20 N/A
10/4/2019 Merrill Lynch International BUY 79 Ordinary 23 23 N/A
10/4/2019 Merrill Lynch International BUY 345 Ordinary 101 101 N/A
10/4/2019 Merrill Lynch International BUY 360 Ordinary 106 106 N/A
10/4/2019 Merrill Lynch International BUY 108 Ordinary 32 32 N/A
10/4/2019 Merrill Lynch International BUY 390 Ordinary 116 116 N/A
10/4/2019 Merrill Lynch International BUY 141 Ordinary 42 42 N/A
10/4/2019 Merrill Lynch International BUY 326 Ordinary 95 95 N/A
10/4/2019 Merrill Lynch International BUY 235 Ordinary 69 69 N/A
10/4/2019 Merrill Lynch International BUY 191 Ordinary 56 56 N/A
10/4/2019 Merrill Lynch International BUY 368 Ordinary 108 108 N/A
10/4/2019 Merrill Lynch International BUY 17 Ordinary 5 5 N/A
10/4/2019 Merrill Lynch International BUY 449 Ordinary 132 132 N/A
10/4/2019 Merrill Lynch International BUY 196 Ordinary 58 58 N/A
10/4/2019 Merrill Lynch International BUY 106 Ordinary 31 31 N/A
10/4/2019 Merrill Lynch International BUY 273 Ordinary 80 80 N/A
10/4/2019 Merrill Lynch International BUY 27 Ordinary 8 8 N/A
10/4/2019 Merrill Lynch International BUY 145 Ordinary 43 43 N/A
10/4/2019 Merrill Lynch International BUY 176 Ordinary 52 52 N/A
10/4/2019 Merrill Lynch International BUY 297 Ordinary 87 87 N/A
10/4/2019 Merrill Lynch International BUY 51 Ordinary 15 15 N/A
10/4/2019 Merrill Lynch International BUY 24 Ordinary 7 7 N/A
10/4/2019 Merrill Lynch International BUY 54 Ordinary 16 16 N/A
10/4/2019 Merrill Lynch International BUY 312 Ordinary 92 92 N/A
10/4/2019 Merrill Lynch International BUY 356 Ordinary 105 105 N/A
10/4/2019 Merrill Lynch International BUY 405 Ordinary 119 119 N/A
10/4/2019 Merrill Lynch International BUY 24 Ordinary 7 7 N/A
10/4/2019 Merrill Lynch International BUY 14 Ordinary 4 4 N/A
10/4/2019 Merrill Lynch International BUY 27 Ordinary 8 8 N/A
10/4/2019 Merrill Lynch International BUY 10 Ordinary 3 3 N/A
10/4/2019 Merrill Lynch International BUY 525 Ordinary 154 154 N/A
10/4/2019 Merrill Lynch International BUY 143 Ordinary 42 42 N/A
10/4/2019 Merrill Lynch International BUY 248 Ordinary 73 73 N/A
10/4/2019 Merrill Lynch International BUY 109 Ordinary 32 32 N/A
10/4/2019 Merrill Lynch International BUY 357 Ordinary 105 105 N/A
10/4/2019 Merrill Lynch International BUY 10 Ordinary 3 3 N/A
10/4/2019 Merrill Lynch International BUY 170 Ordinary 50 50 N/A
10/4/2019 Merrill Lynch International BUY 226 Ordinary 66 66 N/A
10/4/2019 Merrill Lynch International BUY 20 Ordinary 6 6 N/A
10/4/2019 Merrill Lynch International BUY 41 Ordinary 12 12 N/A
10/4/2019 Merrill Lynch International BUY 330 Ordinary 97 97 N/A
10/4/2019 Merrill Lynch International BUY 261 Ordinary 77 77 N/A
10/4/2019 Merrill Lynch International BUY 47 Ordinary 14 14 N/A
10/4/2019 Merrill Lynch International BUY 30 Ordinary 9 9 N/A
10/4/2019 Merrill Lynch International BUY 101 Ordinary 30 30 N/A
10/4/2019 Merrill Lynch International BUY 139 Ordinary 41 41 N/A
10/4/2019 Merrill Lynch International BUY 389 Ordinary 115 115 N/A
10/4/2019 Merrill Lynch International BUY 51 Ordinary 15 15 N/A
10/4/2019 Merrill Lynch International BUY 603 Ordinary 179 179 N/A
10/4/2019 Merrill Lynch International BUY 34 Ordinary 10 10 N/A
10/4/2019 Merrill Lynch International BUY 389 Ordinary 115 115 N/A
10/4/2019 Merrill Lynch International BUY 206 Ordinary 61 61 N/A
10/4/2019 Merrill Lynch International BUY 169 Ordinary 50 50 N/A
10/4/2019 Merrill Lynch International BUY 493 Ordinary 146 146 N/A
10/4/2019 Merrill Lynch International BUY 147 Ordinary 43 43 N/A
10/28/2019 Merrill Lynch International BUY 1,295 Ordinary 372 372 N/A
10/28/2019 Merrill Lynch International BUY 300 Ordinary 86 86 N/A
10/28/2019 Merrill Lynch International BUY 475 Ordinary 136 136 N/A
10/28/2019 Merrill Lynch International BUY 380 Ordinary 109 109 N/A
10/28/2019 Merrill Lynch International BUY 21 Ordinary 6 6 N/A
10/28/2019 Merrill Lynch International BUY 309 Ordinary 89 89 N/A
10/28/2019 Merrill Lynch International BUY 10 Ordinary 3 3 N/A
10/28/2019 Merrill Lynch International BUY 17 Ordinary 5 5 N/A
10/28/2019 Merrill Lynch International BUY 59 Ordinary 17 17 N/A
10/28/2019 Merrill Lynch International BUY 365 Ordinary 105 105 N/A
10/28/2019 Merrill Lynch International BUY 237 Ordinary 68 68 N/A
10/28/2019 Merrill Lynch International BUY 3 Ordinary 1 1 N/A
10/28/2019 Merrill Lynch International BUY 28 Ordinary 8 8 N/A
10/28/2019 Merrill Lynch International BUY 31 Ordinary 9 9 N/A
10/28/2019 Merrill Lynch International BUY 323 Ordinary 93 93 N/A
10/28/2019 Merrill Lynch International BUY 28 Ordinary 8 8 N/A
10/28/2019 Merrill Lynch International BUY 410 Ordinary 117 117 N/A
10/28/2019 Merrill Lynch International BUY 66 Ordinary 19 19 N/A
10/28/2019 Merrill Lynch International BUY 10 Ordinary 3 3 N/A
10/28/2019 Merrill Lynch International BUY 129 Ordinary 37 37 N/A
10/28/2019 Merrill Lynch International BUY 3 Ordinary 1 1 N/A
10/28/2019 Merrill Lynch International BUY 17 Ordinary 5 5 N/A
10/28/2019 Merrill Lynch International BUY 10 Ordinary 3 3 N/A
10/28/2019 Merrill Lynch International BUY 10 Ordinary 3 3 N/A
10/28/2019 Merrill Lynch International BUY 87 Ordinary 25 25 N/A
10/28/2019 Merrill Lynch International BUY 302 Ordinary 87 87 N/A
10/28/2019 Merrill Lynch International BUY 7 Ordinary 2 2 N/A
10/28/2019 Merrill Lynch International BUY 982 Ordinary 283 283 N/A
10/28/2019 Merrill Lynch International BUY 441 Ordinary 126 126 N/A
10/28/2019 Merrill Lynch International BUY 322 Ordinary 92 92 N/A
10/28/2019 Merrill Lynch International BUY 1,432 Ordinary 409 409 N/A
10/28/2019 Merrill Lynch International BUY 417 Ordinary 119 119 N/A
10/28/2019 Merrill Lynch International BUY 4 Ordinary 1 1 N/A
10/28/2019 Merrill Lynch International BUY 35 Ordinary 10 10 N/A
10/28/2019 Merrill Lynch International BUY 414 Ordinary 118 118 N/A
10/28/2019 Merrill Lynch International BUY 298 Ordinary 85 85 N/A
10/28/2019 Merrill Lynch International BUY 190 Ordinary 54 54 N/A
10/28/2019 Merrill Lynch International BUY 14 Ordinary 4 4 N/A
10/28/2019 Merrill Lynch International BUY 161 Ordinary 46 46 N/A
10/28/2019 Merrill Lynch International BUY 420 Ordinary 120 120 N/A
10/28/2019 Merrill Lynch International BUY 77 Ordinary 22 22 N/A
10/28/2019 Merrill Lynch International BUY 98 Ordinary 28 28 N/A
10/28/2019 Merrill Lynch International BUY 1,467 Ordinary 419 419 N/A
10/28/2019 Merrill Lynch International BUY 2,032 Ordinary 584 584 N/A
10/28/2019 Merrill Lynch International BUY 875 Ordinary 250 250 N/A
10/28/2019 Merrill Lynch International BUY 2,187 Ordinary 623 623 N/A
10/28/2019 Merrill Lynch International BUY 579 Ordinary 165 165 N/A
10/28/2019 Merrill Lynch International BUY 18 Ordinary 5 5 N/A
10/28/2019 Merrill Lynch International BUY 229 Ordinary 65 65 N/A
10/28/2019 Merrill Lynch International BUY 1,306 Ordinary 370 370 N/A
10/28/2019 Merrill Lynch International BUY 183 Ordinary 52 52 N/A
10/28/2019 Merrill Lynch International BUY 764 Ordinary 217 217 N/A
10/28/2019 Merrill Lynch International BUY 772 Ordinary 220 220 N/A
10/28/2019 Merrill Lynch International BUY 772 Ordinary 220 220 N/A
10/28/2019 Merrill Lynch International BUY 787 Ordinary 221 221 N/A
10/28/2019 Merrill Lynch International BUY 778 Ordinary 216 216 N/A
10/28/2019 Merrill Lynch International BUY 939 Ordinary 260 260 N/A
10/28/2019 Merrill Lynch International BUY 279 Ordinary 77 77 N/A
10/28/2019 Merrill Lynch International BUY 1,882 Ordinary 520 520 N/A
10/28/2019 Merrill Lynch International BUY 4,177 Ordinary 1154 1154 N/A
10/28/2019 Merrill Lynch International BUY 793 Ordinary 222 222 N/A
10/28/2019 Merrill Lynch International BUY 4 Ordinary 1 1 N/A
10/28/2019 Merrill Lynch International BUY 617 Ordinary 170 170 N/A
10/28/2019 Merrill Lynch International BUY 608 Ordinary 167 167 N/A
10/28/2019 Merrill Lynch International BUY 1,507 Ordinary 413 413 N/A
10/28/2019 Merrill Lynch International BUY 785 Ordinary 215 215 N/A
10/28/2019 Merrill Lynch International BUY 422 Ordinary 116 116 N/A
10/28/2019 Merrill Lynch International BUY 1,028 Ordinary 280 280 N/A
10/28/2019 Merrill Lynch International BUY 121 Ordinary 33 33 N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (201) Ordinary (76) (76) N/A
11/25/2019 Merrill Lynch International SELL (98) Ordinary (37) (37) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (178) Ordinary (67) (67) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (1,603) Ordinary (605) (605) N/A
11/25/2019 Merrill Lynch International SELL (175) Ordinary (66) (66) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (163) Ordinary (61) (61) N/A
11/25/2019 Merrill Lynch International SELL (327) Ordinary (122) (122) N/A
11/25/2019 Merrill Lynch International SELL (890) Ordinary (336) (336) N/A
11/25/2019 Merrill Lynch International SELL (225) Ordinary (85) (85) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (226) Ordinary (85) (85) N/A
11/25/2019 Merrill Lynch International SELL (112) Ordinary (42) (42) N/A
11/25/2019 Merrill Lynch International SELL (405) Ordinary (151) (151) N/A
11/25/2019 Merrill Lynch International SELL (402) Ordinary (149) (149) N/A
11/25/2019 Merrill Lynch International SELL (1,149) Ordinary (424) (424) N/A
11/25/2019 Merrill Lynch International SELL (325) Ordinary (119) (119) N/A
11/25/2019 Merrill Lynch International SELL (228) Ordinary (83) (83) N/A
11/25/2019 Merrill Lynch International SELL (381) Ordinary (137) (137) N/A
11/25/2019 Merrill Lynch International SELL (375) Ordinary (134) (134) N/A
11/25/2019 Merrill Lynch International SELL (209) Ordinary (77) (77) N/A
11/25/2019 Merrill Lynch International SELL (404) Ordinary (150) (150) N/A
11/25/2019 Merrill Lynch International SELL (872) Ordinary (324) (324) N/A
11/25/2019 Merrill Lynch International SELL (259) Ordinary (93) (93) N/A
11/25/2019 Merrill Lynch International SELL (568) Ordinary (202) (202) N/A
11/25/2019 Merrill Lynch International SELL (6) Ordinary (2) (2) N/A
11/25/2019 Merrill Lynch International SELL (78) Ordinary (28) (28) N/A
11/25/2019 Merrill Lynch International SELL (490) Ordinary (177) (177) N/A
11/25/2019 Merrill Lynch International SELL (1,398) Ordinary (503) (503) N/A
11/25/2019 Merrill Lynch International SELL (482) Ordinary (171) (171) N/A
11/25/2019 Merrill Lynch International SELL (342) Ordinary (121) (121) N/A
11/25/2019 Merrill Lynch International SELL (241) Ordinary (85) (85) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (984) Ordinary (350) (350) N/A
11/25/2019 Merrill Lynch International SELL (494) Ordinary (175) (175) N/A
11/25/2019 Merrill Lynch International SELL (345) Ordinary (122) (122) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (147) Ordinary (52) (52) N/A
11/25/2019 Merrill Lynch International SELL (1,199) Ordinary (433) (433) N/A
11/25/2019 Merrill Lynch International SELL (607) Ordinary (216) (216) N/A
11/25/2019 Merrill Lynch International SELL (1,356) Ordinary (481) (481) N/A
11/25/2019 Merrill Lynch International SELL (874) Ordinary (311) (311) N/A
11/25/2019 Merrill Lynch International SELL (1,740) Ordinary (617) (617) N/A
11/25/2019 Merrill Lynch International SELL (8) Ordinary (3) (3) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (579) Ordinary (204) (204) N/A
11/25/2019 Merrill Lynch International SELL (28) Ordinary (10) (10) N/A
11/25/2019 Merrill Lynch International SELL (124) Ordinary (44) (44) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (463) Ordinary (163) (163) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (499) Ordinary (174) (174) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (126) Ordinary (44) (44) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (637) Ordinary (222) (222) N/A
11/25/2019 Merrill Lynch International SELL (680) Ordinary (237) (237) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (3) Ordinary (1) (1) N/A
11/25/2019 Merrill Lynch International SELL (314) Ordinary (110) (110) N/A
11/25/2019 Merrill Lynch International SELL (390) Ordinary (137) (137) N/A
11/25/2019 Merrill Lynch International SELL (91) Ordinary (32) (32) N/A
11/25/2019 Merrill Lynch International SELL (335) Ordinary (118) (118) N/A
11/25/2019 Merrill Lynch International SELL (324) Ordinary (114) (114) N/A
11/25/2019 Merrill Lynch International SELL (6) Ordinary (2) (2) N/A
11/25/2019 Merrill Lynch International SELL (569) Ordinary (199) (199) N/A
11/25/2019 Merrill Lynch International SELL (295) Ordinary (104) (104) N/A
11/25/2019 Merrill Lynch International SELL (210) Ordinary (74) (74) N/A
11/25/2019 Merrill Lynch International SELL (365) Ordinary (128) (128) N/A
11/25/2019 Merrill Lynch International SELL (1,026) Ordinary (360) (360) N/A
11/25/2019 Merrill Lynch International SELL (446) Ordinary (157) (157) N/A
11/25/2019 Merrill Lynch International SELL (2,431) Ordinary (853) (853) N/A

Appendix B-1: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch International (Australia) Limited and Regal
Funds Management Pty Limited as Trustee of Regal Australian Long Short Equity Fund
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-2: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch International (Australia) Limited and Regal
Funds Management Pty Limited as Trustee of Tasman Market Neutral Fund
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-3: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International, Merrill Lynch International (Australia) Limited and Regal
Funds Management Pty Limited as Trustee of Atlantic Absolute Return Fund
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-4: Prescribed information

Type of agreement International Prime Brokerage Agreement
**Parties to agreement ** Merrill Lynch Internationaland SSWTRADING
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-5: Prescribed information

Type of agreement International Prime Brokerage Agreement
**Parties to agreement ** Merrill Lynch InternationalandIntegrated Core Strategies (Asia)
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix B-6: Prescribed information

Type of agreement International Prime Brokerage Agreement
Parties to agreement Merrill Lynch International and Equity Trustees Limited As Trustee And Responsible
Entity Of Regal InvestmentFund
Holder of voting
rights		 Securities borrower. Securities lender may instruct the registered holder to vote on
securities.
Are there any
restrictions on voting
rights?		 No
If yes, detail N/A
Scheduled return
date (if any)		 On recall of the securities loan by the securities lender.
Does the borrower
have the right to
return early?		 Yes
If yes, detail Securities borrower will have right to return assets at any time.
Does the lender have
the right to recall
early?		 Yes
If yes, detail Securities lender will have right to recall assets at any time.
Will the securities be
returned on
settlement?		 Yes
If yes, detail any
exceptions		 N/A

Appendix C

Related bodies corporate Incorporated ACN/Registration/Incorporation
**Number **
Merrill Lynch International United Kingdom 2312079
ML UK Capital Holdings United Kingdom 4971231
BofAML EMEA Holdings 2 Limited United States 119605
Merrill Lynch(Australia)Futures Limited Australia 003639674
Merrill Lynch International(Australia)Limited Australia 002892846
Merrill Lynch Markets(Australia)Pty. Limited Australia 075587816
Merrill Lynch(Australasia)Pty. Limited Australia 075923894
Bank of America Global Holdings,LLC United States 5169939
BofAML JerseyHoldings Limited Jersey 115831
NB Holdings Corporation United States 2361372
Bank of America Corporation United States N/A628

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